Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/25/2024	Abacus Life, Inc	Equity Capital Markets	CMFO	$100.0 Million	Image	Financial Services, Diversified Financials	Piper Sandler served as lead book-running manager for Abacus Life, Inc on its offering of common stock	Follow-On Offering	Active Bookrunner
Published	11/21/2024	Merchants Bancorp	Equity Capital Markets	Preferred Stock	$230.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Merchants Bancorp on its preferred stock offering	7.625% Fixed Rates Series E Non-Cumulative Perpetual Preferred Stock	Active Bookrunner
Published	11/14/2024	OneStream Software	Equity Capital Markets	Follow-On Offering		Image	Technology, Software	Piper Sandler served as bookrunner for OneStream, Inc. on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	11/13/2024	F&M Financial Corporation	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for F&M Bank in agreed sale of Cookeville, TN branch to Wilson Bank & Trust	F&M Bank has agreed to sell its Cookeville, TN Branch to Wilson Bank Trust	Financial Advisor
Published	11/13/2024	Arnott, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor to Arnott Industries, a portfolio company of Calera Capital Partners, in acquisition to MidOcean Partners	Arnott Industries, a portfolio company of Calera Capital Partners, was acquired by MidOcean Partners	Financial Advisor
Published	11/07/2024	United Fidelity Bank	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for United Fidelity Bank in announced sale of Long Beach, CA Branch to American Plus Bank, N.A.	United Fidelity Bank has agreed to sell its Long Beach, CA branch to American Plus Bank	Financial Advisor
Published	11/01/2024	Mid Penn Bancorp, Inc.	Equity Capital Markets	Registered Direct	$80.6 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Mid Penn Bancorp, Inc. on its RD	Common Stock Offering	Active Bookrunner
Published	11/01/2024	William Penn Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$127.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor to William Penn Bancorp in agreed merge with Mid Penn Bancorp	William Penn Bancorp has agreed to merge with Mid Penn Bancorp	Financial Advisor
Published	10/31/2024	Universal Air Conditioner	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Universal Air Conditioner in acquisition to The Halifax Group	Universal Air Conditioner has been acquired by The Halifax Group	Financial Advisor
Published	10/29/2024	Procept Biorobotics Corp.	Equity Capital Markets	Follow-On Offering	$175.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Procept Biorobotics Corp. on its follow-on offering	Follow-On Offering	Active Bookrunner
Published	10/28/2024	Piñon Midstream	Mergers & Acquisitions	Sell-Side	$950.0 Million	Image Image Image	Energy & Power, Energy & Power Infrastructure	Piper Sandler served as sell-side advisor to Piñon Midstream, a portfolio company of Black Bay Energy Capital, in the sale to Enterprise Products Partners	Piñon Midstream, a portfolio company of Black Bay Energy Capital, has been acquired by Enterprise Products Partners	Financial Advisor
Published	10/25/2024	enGene, Inc.	Equity Capital Markets	PIPE	$60.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as placement agent for enGene Holdings, Inc. on its PIPE offering	PIPE	Joint Placement Agent
Published	10/24/2024	Americana Partners, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sell-side advisor for Americana Partners on announced strategic investment from Lovell Minnick Partners	Americana Partners has agreed to strategic investment from Lovell Minnick Partners	Financial Advisor
Published	10/23/2024	Marex Group plc	Equity Capital Markets	Follow-On Offering		Image	Financial Services, FinTech	Piper Sandler served as bookrunner for Marex Group plc on its follow-on offering	Follow-On Offering	Passive Bookrunner
Published	10/21/2024	NightHawk Completion Services	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Energy & Power Infrastructure	Piper Sandler served as sell side advisor for Nighthawk Completion Services on majority investment from BCBR HoldCO and Backcast Partners	NightHawk Completion Services has secured a majority investment from BCBR HoldCo, LLC and Backcast Partners	Financial Advisor
Published	10/18/2024	Venterra Group PLC	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra in the acquisition of Oceanscan	Venterra has acquired Oceanscan	Financial Advisor
Published	10/16/2024	Capricor Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Capricor Therapeutics, Inc. on its CMFO	Follow-on offering	Left Bookrunner
Published	10/10/2024	Upstream Bio, Inc.	Equity Capital Markets	IPO	$297.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Upstream Bio, Inc. on IPO	Initial Public Offering	Active Bookrunner
Published	10/10/2024	CAMP4	Equity Capital Markets	IPO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CAMP4 Therapeutics Corporation on IPO	Initial Public Offering	Active Bookrunner
Published	10/09/2024	Signal Peak Silica LLC	Financing	Senior Term Loan		Image	Energy & Power, Energy & Power Infrastructure	Piper Sandler served as debt placement agent to Signal Peak Silica, a portfolio company of Orchard Global Asset Management	Senior Secured Term Loan	Financial Advisor