Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/01/2021 Dakota Financial Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $30.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 09/01/2021 Bank OZK Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $350.0 Million Financial Services, Depositories Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 09/01/2021 ACBB Mergers & Acquisitions Division Carve Out Financial Services, FinTech Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology ACBB has divested BITS to New Era Technology Financial Advisor
Published 09/01/2021 MVB Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 09/01/2021 AgTexas Farm Credit Services Equity Capital Markets, Financing Preferred Stock $80.0 Million Financial Services Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 09/01/2021 Project Creeky Private Capital Advisory, Secondary Capital Secondary Capital $36.0 Million Private Capital Advisory Piper Sandler served as sole financial advisor on the LP Portfolio Sale LP Portfolio Sale
Secondary Advisor
Published 09/01/2021 Cecil Bancorp, Inc. Financing, Equity Private Placements Minority Capital Raise $10.0 Million Financial Services, Depositories Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock Minority Capital Raise Financial Advisor
Published 09/01/2021 LedgerX Mergers & Acquisitions Sell-Side Financial Services, FinTech Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US LedgerX has been acquired by FTX.US Financial Advisor
Published 09/01/2021 Seacoast Banking Corporation of Florida Mergers & Acquisitions Buy-Side $28.4 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank Seacoast Banking Corporation of Florida has acquired Florida Business Bank Financial Advisor
Published 09/01/2021 First Trust Mergers & Acquisitions Sell-Side Financial Services, Depositories Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration First Trust has been acquired by to BancPlus Corproration Financial Advisor
Published 09/01/2021 Euclid Transactional Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Secured Debt Financial Services, Insurance Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering Senior Secured Debt Sole Placement Agent
Published 09/01/2021 National Bank of New York City Mergers & Acquisitions Sell-Side $36.4 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for National Bank of New York City on sale to Newtek National Bank of New York City has been acquired by Newtek Financial Advisor
Published 09/01/2021 Falcon Private Holdings, LLC Mergers & Acquisitions Sell-Side $445.0 Million Chemicals Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo Financial Advisor
Published 09/01/2021 Jamesmark Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 09/01/2021 Alternative Asset Manager Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $10.5 Million Financial Services, Asset & Wealth Management Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering Senior Unsecured Notes Offering Sole Placement Agent
Published 08/31/2021 NexTier Oilfield Solutions Inc. Mergers & Acquisitions Buy-Side $268.0 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping NexTier Oilfield Solutions has acquired Alamo Pressure Pumping Financial Advisor
Published 08/31/2021 Osteon Medical Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed Financial Advisor
Published 08/30/2021 NationsBuilders Insurance Services, Inc. Mergers & Acquisitions Sell-Side Financial Services, Insurance Piper Sandler served as sell-side advisor for NationsBuilders Insurance Services, Inc. on sale to Align Financial Holdings, LLC NationsBuilders Insurance Services, Inc. has has been acquired by Align Financial Holdings, LLC Financial Advisor
Published 08/30/2021 Humacyte, Inc. Financing, Equity Capital Markets PIPE $175.0 Million Healthcare, Biopharma Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering PIPE Sole Placement Agent
Published 08/26/2021 Special Committee of Santander Consumer USA Holdings Inc. Mergers & Acquisitions Take Private $2.5 Billion Financial Services, Specialty Finance Piper Sandler served as sell-side advisor for the Santander Consumer USA Holdings Inc. on its take private by Santander Holdings USA, Inc. Santander Consumer USA Holdings Inc. has been taken private by Santander Holdings USA, Inc. Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.