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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 09/01/2021 | Dakota Financial | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $30.0 Million | Financial Services, Specialty Finance | Piper Sandler served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 | Senior Notes | Sole Placement Agent | |
Published | 09/01/2021 | Bank OZK | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $350.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
Published | 09/01/2021 | ACBB | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology | ACBB has divested BITS to New Era Technology | Financial Advisor | |
Published | 09/01/2021 | MVB Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Joint Placement Agent |
Published | 09/01/2021 | AgTexas Farm Credit Services | Equity Capital Markets, Financing | Preferred Stock | $80.0 Million | Image
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Financial Services | Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
Published | 09/01/2021 | Project Creeky | Private Capital Advisory, Secondary Capital | Secondary Capital | $36.0 Million | Private Capital Advisory | Piper Sandler served as sole financial advisor on the LP Portfolio Sale | LP Portfolio Sale |
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Published | 09/01/2021 | Cecil Bancorp, Inc. | Financing, Equity Private Placements | Minority Capital Raise | $10.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock | Minority Capital Raise | Financial Advisor |
Published | 09/01/2021 | LedgerX | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US | LedgerX has been acquired by FTX.US | Financial Advisor | |
Published | 09/01/2021 | Seacoast Banking Corporation of Florida | Mergers & Acquisitions | Buy-Side | $28.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank | Seacoast Banking Corporation of Florida has acquired Florida Business Bank | Financial Advisor |
Published | 09/01/2021 | First Trust | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration | First Trust has been acquired by to BancPlus Corproration | Financial Advisor | |
Published | 09/01/2021 | Euclid Transactional | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Secured Debt | Image
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Financial Services, Insurance | Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering | Senior Secured Debt | Sole Placement Agent | |
Published | 09/01/2021 | National Bank of New York City | Mergers & Acquisitions | Sell-Side | $36.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for National Bank of New York City on sale to Newtek | National Bank of New York City has been acquired by Newtek | Financial Advisor |
Published | 09/01/2021 | Falcon Private Holdings, LLC | Mergers & Acquisitions | Sell-Side | $445.0 Million | Image
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Chemicals | Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo | Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo | Financial Advisor |
Published | 09/01/2021 | Jamesmark Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 09/01/2021 | Alternative Asset Manager | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $10.5 Million | Financial Services, Asset & Wealth Management | Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering | Senior Unsecured Notes Offering | Sole Placement Agent | |
Published | 08/31/2021 | NexTier Oilfield Solutions Inc. | Mergers & Acquisitions | Buy-Side | $268.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping | NexTier Oilfield Solutions has acquired Alamo Pressure Pumping | Financial Advisor |
Published | 08/31/2021 | Osteon Medical | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed | Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed | Financial Advisor | |
Published | 08/30/2021 | NationsBuilders Insurance Services, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for NationsBuilders Insurance Services, Inc. on sale to Align Financial Holdings, LLC | NationsBuilders Insurance Services, Inc. has has been acquired by Align Financial Holdings, LLC | Financial Advisor | |
Published | 08/30/2021 | Humacyte, Inc. | Financing, Equity Capital Markets | PIPE | $175.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering | PIPE | Sole Placement Agent |
Published | 08/26/2021 | Special Committee of Santander Consumer USA Holdings Inc. | Mergers & Acquisitions | Take Private | $2.5 Billion | Image
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Financial Services, Specialty Finance | Piper Sandler served as sell-side advisor for the Santander Consumer USA Holdings Inc. on its take private by Santander Holdings USA, Inc. | Santander Consumer USA Holdings Inc. has been taken private by Santander Holdings USA, Inc. | Financial Advisor |