Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	01/06/2025	Crump Life Insurance Services & Crump Insurance Services	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for TIH Insurance Holdings in the announced sale of Crump Life Insurance Services to AmeriLife Group	TIH has announced the sale of Crump Life Insurance Services to AmeriLife Group	Financial Advisor
Published	12/31/2024	PeoplesBancorp	Debt Capital Markets	Subordinated Notes	$55.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent in PeoplesBancorp, MHC, the holding company of PeoplesBank 8.00% fixed-to-floating rate subordinated notes	Subordinated Notes	Sole Placement Agent
Published	12/31/2024	Delaget	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Delaget, a portfolio company of Northern Pacific Group and Border Foods, in acquisition to PAR Technology Corporation	Delaget, a portfolio company of Boarder Foods and Northern Pacific Group has been acquired by PAR Technology Corporation	Financial Advisor
Published	12/31/2024	Skyknight Capital	Mergers & Acquisitions	Buy-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor to SkyKnight Capital and Dragoneer Investment Group in majority investment in Simplicity Group	Skyknight Capital and Dragoneer Investment Group have acquired a majority investment in Simplicity Group	Financial Advisor
Published	12/31/2024	American Savings Bank	Equity Private Placements	Majority Stake Sale		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor to Hawaiian Electric Industries in connection to the completed sale of 90.1% of the common stock of American Investors to Independent Investors	Majority Stake Sale	Sole Placement Agent
Published	12/20/2024	VTX Energy Partners	Mergers & Acquisitions	Division Carve Out	$245.0 Million	Image Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as financial advisor for VTX Energy Partners, a portfolio company of Vitol Inc, on the sale of its Southern Delaware Basin surface acreage to LandBridge	VTX Energy Partners has sold its Southern Delaware Basin surface acreage to LandBridge	Financial Advisor
Published	12/20/2024	Monopar Therapeutics	Equity Capital Markets	Registered Direct	$40.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Monopar Therapeutics Inc. on its RD and PIPE offering	Underwritten Registered Direct and PIPE	Active Bookrunner
Published	12/17/2024	Norwood Financial Corp.	Equity Capital Markets	CMFO	$26.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Norwood Financial Corp. on its CMFO	Common Stock Offering	Lead Bookrunner
Published	12/12/2024	M1 Bancshares, Inc.	Debt Capital Markets	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for M1 Bancshares, Inc on its subordinated notes offering	Subordinated Notes	Sole Placement Agent
Published	12/12/2024	Flushing Financial Corp	Equity Capital Markets	Follow-On Offering	$70.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Flushing Financial Corporation on its CMFO	Common Stock Offering	Active Bookrunner
Published	12/11/2024	Financial Institutions, Inc.	Equity Capital Markets	CMFO		Image	Financial Services, Depositories	Piper Sandler served as co-manager for Financial Institutions, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager
Published	12/11/2024	Cybersixgill	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Security	Piper Sandler served as sell-side advisor for Cybersixgill in acquisition to Bitsight	Cybersixgill has been acquired by Bitsight	Financial Advisor
Published	12/11/2024	ServiceTitan, Inc.	Equity Capital Markets	IPO		Image	Technology, Software	Piper Sandler served as bookrunner for ServiceTitan, Inc. on its IPO	Initial Public Offering	Passive Bookrunner
Published	12/10/2024	ImmunityBio	Equity Capital Markets	CMFO	$100.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for ImmunityBio, Inc. on its CMFO	Confidentially Marketed Follow-on Offering	Active Bookrunner
Published	12/10/2024	Solaris Energy Infrastructure, Inc.	Equity Capital Markets	Follow-On Offering		Image	Energy, Power & Infrastructure, Energy & Power Infrastructure	Piper Sandler served as bookrunner for Solaris Energy Infrastructure, Inc. on its CMFO	Follow-On Offering	Passive Bookrunner
Published	12/09/2024	Arthur J. Gallagher & Co.	Equity Capital Markets	Follow-On Offering	$8.5 Billion	Image	Financial Services, Insurance	Piper Sandler served as co-manager for Arthur &. Gallagher & Co. on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/09/2024	Enterprise Bancorp Inc.	Mergers & Acquisitions	Sell-Side	$562.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Enterprise Bancorp in announced merger with Independent Bank Corp	Enterprise Bancorp, Inc has agreed to merge with Independent Bank Corp	Financial Advisor
Published	12/06/2024	SDG	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for SDG Corporation in majority investment from Recognize	SDG has received a majority investment from Recognize	Financial Advisor
Published	12/05/2024	Semtech Corporation	Equity Capital Markets	Follow-On Offering	$661.2 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Semtech Corporation on its follow-on offering	Follow-On Offering	Co-Manager
Published	12/02/2024	Equity Bancshares, Inc.	Equity Capital Markets	CMFO	$91.9 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for Equity Bancshares, Inc. on its CMFO	Confidentially Marketed Follow-On Offering	Co-Manager