Notices & Policies

Piper Sandler Companies

• International Disclosures
• Email Disclaimers
• Business Continuity Management
• Code of Ethics
• Global Conflicts of Interest Policy

Privacy Policies

• Piper Sandler & Co.
• Piper Sandler Ltd.
• Piper Heartland Healthcare Capital LLC
• PSC Capital Partners LLC
• Piper Sandler Companies California Consumer Privacy Notice
• Piper Sandler Companies California Personnel Privacy Notice
• Piper Sandler Companies European Personnel Privacy Policy

If you have any comments, questions or concerns about any of the information in our Privacy Policies, or any other issues relating to the processing of personal data by an entity of Piper Sandler Companies, please contact us via email or at Piper Sandler Companies, Attn: Privacy Officer, 800 Nicollet Mall, Suite 900, Minneapolis, MN 55402

Terms of Use

• Website Terms of Use

Piper Sandler & Co.

• Customer Notices
  • Retail Client Relationship Summary
  • USA Patriot Act
• Form ATS-N
• CD Disclosure Document

Piper Sandler Ltd.

• Complaint Procedures
• IFPR Remuneration Disclosure
• Modern Slavery and Human Trafficking Statement
• UK Tax Strategy
• 2024 Piper Sandler Ltd. Order Transmission Policy

HealthPartners Machine-Readable Files

• Machine-Readable Files

Research Disclosures

• Covered Company Disclosures

Securities and Exchange Commission Disclosures

• Securities and Exchange Commission rule 605
• Securities and Exchange Commission rule 606 for 2019 and prior years
• Securities and Exchange Commission rules 606 from January 2020 – December 2021
• Securities and Exchange Commission rule 606 from January 2022 forward for Piper Sandler (along with Cornerstone Macro historic data)