Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	10/02/2023	Biohaven Ltd.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$258.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Biohaven Ltd. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	10/01/2023	Utica Resource Ventures, LLC	Mergers & Acquisitions	Sell-Side		Image	Energy & Power, Upstream	Piper Sandler served as sell-side advisor for Utica Resource Ventures, LLC on divestiture of unconventional oil and gas upstream assets focused on Utica / Point Pleasant development in Ohio	Utica Resource Ventures, LLC has divested unconventional oil and gas upstream assets	Financial Advisor
Published	09/29/2023	Conquest Completion Services, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Conquest Completion Services, LLC on sale to Eastern Energy Services	Conquest Completion Services, LLC has sold to Eastern Energy Services	Financial Advisor
Published	09/28/2023	Madrigal Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$499.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Madrigal Pharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	09/27/2023	Immunovant, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$322.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Immunovant, Inc. on a follow-on offering and PIPE offering	Follow-On Offering PIPE	Active Bookrunner
Published	09/27/2023	MidWestOne Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for MidWestOne Financial Group, Inc. on announced acquisition of Denver Bankshares, Inc.	MidWestOne Financial Group, Inc. has agreed to acquireDenver Bankshares, Inc.	Financial Advisor
Published	09/27/2023	Oakbridge Insurance	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Oakbridge Insurance Agency, a portfolio company of Corsair, on announced sale to Audax Group	Oakbridge Insurance Agency, a portfolio company of Corsair, has agreed to be acquired by Audax Group	Financial Advisor
Published	09/22/2023	Accelerated Brands	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials	Piper Sandler served as sole debt placement agent for Accelerated Brands, a portfolio company of Princeton Equity Group, LLC, on a debt capital raise	Senior Term Loan	Sole Placement Agent
Published	09/21/2023	Cape Cod Five Mutual Company	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as financial advisor for Mutual Bancorp, the parent company of Cape Code 5, on announced acquisition of Fidelity Mutual Holding Company	Mutual Bancorp, the parent company of Cape Code 5, has agreed to acquire Fidelity Mutual Holding Company	Financial Advisor
Published	09/19/2023	Eastern Insurance Group LLC	Mergers & Acquisitions	Division Carve Out	$510.0 Million	Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Eastern Bankshares on sale of Eastern Insurance Group to Arthur J. Gallagher	Eastern Bankshares has sold Eastern Insurance Group to Arthur J. Gallagher	Financial Advisor
Published	09/18/2023	Klaviyo Inc.	Financing, Equity Capital Markets	IPO	$576.0 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Klaviyo, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	09/18/2023	PennyMac Mortgage Investment Trust	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$50.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for PennyMac Mortgage Investment Trust on a senior note offering	Senior Note Offering	Left Bookrunner
Published	09/18/2023	Instacart	Financing, Equity Capital Markets	IPO	$660.0 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Maplebear Inc. (dba Instacart) on its initial public offering	Initial Public Offering	Co-Manager
Published	09/15/2023	WalkerHughes Insurance	Mergers & Acquisitions	Minority Investment		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for WalkerHughes Insurance on sale of a minority stake to BW Forsyth Partners	WalkerHughes Insurance has sold a minority stake to BW Forsyth Partners	Financial Advisor
Published	09/12/2023	Squarespace, Inc.	Financing, Equity Capital Markets	CMFO	$166.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Squarespace, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	09/12/2023	Crinetics Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$350.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on a follow-on offering -	Follow-On Offering	Active Bookrunner
Published	09/11/2023	CymaBay Therapeutics, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$258.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CymaBay Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	09/08/2023	Farmers-Merchants Bank of Illinois	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Farmers-Merchants Bank of Illinois on announced branch sale to Bank of Pontiac and CBI Bank & Trust	Farmers-Merchants Bank of Illinois has announced a branch sale to Bank of Pontiac and CBI Bank & Trust	Financial Advisor
Published	09/08/2023	GTCR, LLC	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as buy-side advisor for GTCR, LLC on its acquisition of a 50% stake in R&T Deposit Solutions	GTCR, LLC has acquired a 50% stake in R&T Deposit Solutions	Financial Advisor
Published	09/07/2023	Dutch Brothers	Financing, Equity Capital Markets	Follow-On Offering	$344.9 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Dutch Bros, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner