Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/06/2023 Natera, Inc. Financing, Equity Capital Markets CMFO $250.3 Million Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Natera, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 09/05/2023 CSC Leasing Company, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $50.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for CSC Leasing Company, Inc. on a senior unsecured notes offering
 Senior Unsecured Notes Offering Sole Placement Agent
Published 09/01/2023 Project Chesnut Private Capital Advisory, Secondary Capital Secondary Capital $276.0 Million Private Capital Advisory Piper Sandler served as secondary advisor for the LP Portfolio Sale LP Portfolio Sale Secondary Advisor
Published 09/01/2023 Diamondback Energy, Inc. Mergers & Acquisitions Sell-Side Energy & Power, Midstream & Downstream Piper Sandler served as sell-side advisor for Diamondback Energy, Inc. on a strategic water management joint venture with Five Point Energy, LLC Diamondback Energy, Inc. has formed a strategic water management joint venture with Five Point Energy, LLC Financial Advisor
Published 08/31/2023 §363 Sale Restructuring §363 Sale Technology, Software Piper Sandler & Co. is acting as exclusive investment banker and financial advisor for Lifesize. §363 Sale Financial Advisor
Published 08/28/2023 NewtekOne, Inc Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $40.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for NewtekOne, Inc. on a senior note offering
 Senior Notes Lead Bookrunner
Published 08/28/2023 Panelto Foods Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Panelto Foods Unlimited Company on sale to European Bakery Group B.V. (fka Dutch Bakery), a portfolio company of 3i Group Panelto Foods Unlimited Company has sold to European Bakery Group B.V., a portfolio company of 3i Group Financial Advisor
Published 08/25/2023 Peregrine Energy Solutions Mergers & Acquisitions, Financing, Equity Private Placements Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sole financial advisor for Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P., on a majority stake sale and debt capital raise from AB CarVal Investors L.P.

 Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P. has sold a majority stake to and raised debt from AB CarVal Investors L.P. Financial Advisor
Published 08/25/2023 Pioneer Landscape Centers, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advsior for Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, on sale to SiteOne Landscape Supply
 Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, has sold to SiteOne Landscape Supply Financial Advisor
Published 08/21/2023 World Insurance Associates, LLC Mergers & Acquisitions Minority Investment Financial Services, Insurance Piper Sandler served as financial advisor for World Insurance Associates on a minority recapitalization by Goldman Sachs Asset Management
 World Insurance Associates has received a minority recapitalization from Goldman Sachs Asset Management
 Financial Advisor
Published 08/21/2023 QualityMetric Incorporated LLC Mergers & Acquisitions Sell-Side Healthcare, Healthcare Services Piper Sandler served as sell-side advisor for QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, on sale to an undisclosed buyer
 QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, has sold to an undisclosed buyer Financial Advisor
Published 08/16/2023 Arhaus, LLC Financing, Equity Capital Markets Follow-On Offering $138.0 Million Consumer, Retail & Disruptive Commerce Piper Sandler served as bookrunner for Arhaus, Inc. on a follow-on offering
 Follow-On Offering Active Bookrunner
Published 08/14/2023 Ulterra Drilling Technologies, L.P. Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc.
 Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc. Financial Advisor
Published 08/11/2023 ASCO Group Limited Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP
 Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP Financial Advisor
Published 08/10/2023 Gladstone Capital Corporation Financing, Equity Capital Markets Senior Notes $57.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering
 Senior Notes Offering
 Left Bookrunner
Published 08/09/2023 Community Financial Group, Inc. (Spokane, WA) Mergers & Acquisitions Sell-Side $81.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on announced merger with Glacier Bancorp, Inc.
 Community Financial Group, Inc. has agreed to merge with Glacier Bancorp, Inc. Financial Advisor
Published 08/09/2023 AG Mortgage Investment Trust, Inc. Mergers & Acquisitions Buy-Side $69.1 Million Financial Services, Real Estate Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on announced acquisition of Western Asset Mortgage Capital Corp.
 AG Mortgage Investment Trust, Inc. has agreed to acquire Western Asset Mortgage Capital Corp. Financial Advisor
Published 08/08/2023 One Model Inc. Financing, Equity Private Placements Minority Capital Raise Technology, Software Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc. Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc.
Published 08/02/2023 Bridge to Life, Ltd. Mergers & Acquisitions Division Carve Out Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics
 Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics
 Financial Advisor
Published 08/01/2023 Princeton Equity Group Private Capital Advisory, Private Funds Private Funds $575.0 Million Private Capital Advisory Piper Sandler served as sole placement agent to Princeton Equity Group on its close and hard cap for an oversubscribed franchisor and multi-unit specialist fund Fund II
 Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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