Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/30/2023	Black Diamond Therapeutics	Financing, Equity Capital Markets	CMFO	$75.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Black Diamond Therapeutics, Inc. on a confidentially marketed follow on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	06/28/2023	Savers, Inc.	Financing, Equity Capital Markets	IPO	$461.4 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Savers Value Village, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	06/23/2023	Pinstripes, Inc.	Financing, Equity Private Placements	Minority Investment		Image	Consumer, Restaurants	Piper Sandler served as financial advisor for Pinstripes, Inc. on receiving a growth capital investment	Growth Capital Investment	Financial Advisor
Published	06/20/2023	New Carbon Company Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Golden Malted and Heartland Waffles, portfolio companies of Roch Capital Inc., on sale to Arbor Investments	Golden Malted and Heartland Waffles, portfolio companies of Roch Capital Inc., have sold to Arbor Investments
Published	06/20/2023	CoreLink, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for CoreLink, a portfolio company of Stephens Group, on sale to Zavation Medical Products, LLC, a portfolio company of Gemspring Capital Management, LLC	CoreLink, a portfolio company of Stephens Group, has sold to Zavation Medical Products, LLC, a portfolio company of Gemspring Capital Management, LLC	Financial Advisor
Published	06/15/2023	Beyond Air	Financing, Debt Capital Markets	Senior Term Loan	$40.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as financial advisor and sole debt placement agent for Beyond Air, Inc. on a senior secured term loan	Senior Secured Term Loan	Sole Placement Agent
Published	06/15/2023	Praxis Precision Medicines	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$67.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a confidentially marketed follow on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/14/2023	Cava Group, Inc.	Financing, Equity Capital Markets	IPO	$365.4 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Cava Group, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/08/2023	Blue Bird Corporation	Financing, Equity Capital Markets	Follow-On Offering	$103.5 Million	Image	Services & Industrials	Piper Sandler served as bookrunner for Blue Bird Corporation on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	06/08/2023	Luther King Capital Management	Mergers & Acquisitions	Buy-Side	$281.0 Million	Image Image	Services & Industrials	Piper Sandler served as buy-side advisor for Distribution Solutions Group, Inc., a portfolio company of Luther King Capital Management, on acquisition of HIS Company, Inc.	Distribution Solutions Group, Inc., a portfolio company of Luther King Capital Management, has acquired HIS Company, Inc.	Financial Advisor
Published	06/08/2023	Merit Medical Systems, Inc.	Mergers & Acquisitions	Buy-Side	$100.0 Million	Image Image	Healthcare, Med-Tech	Piper Sandler served as buy-side advisor for Merit Medical Systems, Inc. on acquisition of BioSentry Biopsy Tract Sealant System from AngioDynamics	Merit Medical Systems, Inc. has acquried BioSentry Biopsy Tract Sealant System from AngioDynamics	Financial Advisor
Published	06/07/2023	Cogent Biosciences	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$150.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Cogent Biosciences on a confidentially marketed follow on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/07/2023	Skyward Specialty Insurance	Financing, Equity Capital Markets	Follow-On Offering	$101.8 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Skyward Specialty Insurance on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	06/07/2023	Corebridge Financial, Inc	Financing, Equity Capital Markets	Follow-On Offering	$1.2 Billion	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Corebridge Financial, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	06/07/2023	Akoya Biosciences, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$50.0 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Akoya Biosciences, Inc. on a confidentially marketed follow on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/07/2023	Day One Biopharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$172.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on a confidentially marketed follow-on offering	Confidentally Marketed Follow-On Offering	Active Bookrunner
Published	06/02/2023	Axis Well Technology	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Midstream & Downstream	Piper Sandler served as sell-side advisor for Axis Well Technology Group Limited on sale to RSK Group Limited	Axis Well Technology Group Limited has sold to SK Group Limited	Financial Advisor
Published	06/02/2023	Loyalty Ventures, Inc	Restructuring	Creditor Advisory		Image	Technology, Technology Services	Piper Sandler advised the ad hoc group of Term Loan Lenders in the restructuring of Loyalty Ventures, Inc. under chapter 11 in the US and CCAA in Canada	Creditor Advisory	Financial Advisor
Published	06/01/2023	Eagle Merchant Partners	Private Capital Advisory, Private Funds	Private Funds	$266.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole placement agent for Eagle Merchant Partners on its first-time fundraise for a Southeast-focused franchise / multi-unit and industrial specialist fund	First Time Fundraise	Sole Placement Agent
Published	05/31/2023	Lexicon Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$134.3 Million	Image	Healthcare, Biopharma		Confidentially Marketed Follow-On Offering and PIPE Offering	Active Bookrunner