Investment Banking Transactions

loading
Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 08/14/2023 Ulterra Drilling Technologies, L.P. Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc.
Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc. Financial Advisor
Published 08/11/2023 ASCO Group Limited Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP
Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP Financial Advisor
Published 08/10/2023 Gladstone Capital Corporation Financing, Equity Capital Markets Senior Notes $57.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering
Senior Notes Offering
Left Bookrunner
Published 08/09/2023 Community Financial Group, Inc. (Spokane, WA) Mergers & Acquisitions Sell-Side $81.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on announced merger with Glacier Bancorp, Inc.
Community Financial Group, Inc. has agreed to merge with Glacier Bancorp, Inc. Financial Advisor
Published 08/09/2023 AG Mortgage Investment Trust, Inc. Mergers & Acquisitions Buy-Side $69.1 Million Financial Services, Real Estate Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on announced acquisition of Western Asset Mortgage Capital Corp.
AG Mortgage Investment Trust, Inc. has agreed to acquire Western Asset Mortgage Capital Corp. Financial Advisor
Published 08/08/2023 One Model Inc. Financing, Equity Private Placements Minority Capital Raise Technology, Software Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc. Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc.
Published 08/02/2023 Bridge to Life, Ltd. Mergers & Acquisitions Division Carve Out Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics
Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics
Financial Advisor
Published 08/01/2023 Princeton Equity Group Private Capital Advisory, Private Funds Private Funds $575.0 Million Private Capital Advisory Piper Sandler served as sole placement agent to Princeton Equity Group on its close and hard cap for an oversubscribed franchisor and multi-unit specialist fund Fund II
Sole Placement Agent
Published 08/01/2023 Kohlberg & Company, L.L.C. Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Kohlberg & Company, LLC on acquisition of Engage PEO Kohlberg & Company, LLC has acquired Engage PEO Financial Advisor
Published 08/01/2023 Wawanesa General Insurance Company Mergers & Acquisitions Division Carve Out Financial Services, Insurance Piper Sandler served as sell-side advisor for Wawanesa General Insurance Company on announced sale of Wawanesa General Insurance Company to Automobile Club of Southern California
Wawanesa General Insurance Company has agreed to sell Wawanesa General Insurance Company be acquired by Automobile Club of Southern California Financial Advisor
Published 08/01/2023 GWG Holdings, Inc Restructuring Chapter 11 Reorganization Financial Services, Insurance Piper Sandler served as financial advisor to the Committee, which has a fiduciary duty to represent over 27,000 individual L Bondholders, who are mostly retail investors Chapter 11 Reorganization Financial Advisor
Published 08/01/2023 Procept Biorobotics Corp. Financing, Equity Capital Markets Confidentially Marketed Follow-On Offering $149.9 Million Healthcare, Med-Tech Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 07/28/2023 Global Guardian LLC Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Global Guardian LLC on sale to Align Capital Partners Global Guardian LLC has sold to Align Capital Partners Financial Advisor
Published 07/27/2023 Jimmy's Iced Coffee Limited Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler served as sell-side advisor for Jimmy's Iced Coffee Limited on sale to Britvic
Jimmy's Iced Coffee Limited has sold to Britvic Financial Advisor
Published 07/27/2023 Inozyme Pharma, Inc. Financing, Equity Capital Markets CMFO $60.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Inozyme Pharma, Inc. on a confidentially marketed follow-on offering
Confidentially Marketed Follow-On Offering Active Bookrunner
Published 07/26/2023 PacWest Bancorp Mergers & Acquisitions Sell-Side $1.0 Billion Financial Services, Depositories Piper Sandler served as sell-side advisor for PacWest Bancorp on announced sale to Banc of California
PacWest Bancorp has agreed to merge with Banc of California
Financial Advisor
Published 07/25/2023 Atlantic Union Bankshares Mergers & Acquisitions Buy-Side $417.0 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for Atlantic Union Bankshares on announced acquisition of American National Bankshares Inc. Atlantic Union Bankshares has agreed to acquire American National Bankshares Inc. Financial Advisor
Published 07/20/2023 TOTAL S.A. Mergers & Acquisitions Division Carve Out Chemicals Piper Sandler served as sell-side advisor for TOTAL S.A. on sale of carve-out assets assets of TotalEnergies Cray Valley S.A. operations, comprising the Wingtack®, PolyBD® and Dymalink® product lines, to Pacific Avenue Capital Partners, LLC
TotalEnergies has sold certain Cray Valley S.A. businesses to Pacific Avenue Capital Partners, LLC Financial Advisor
Published 07/20/2023 PD&MS Energy (Aberdeen) Ltd. Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment, Renewables & Clean Energy Piper Sandler served as sell-side advisor for PD&MS Energy on sale to RSK Group Limited
PD&MS Energy has sold to RSK Group Limited
Financial Advisor
Published 07/20/2023 Turnstone Biologics Inc. Financing, Equity Capital Markets IPO $80.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Turnstone Biologics Corp. on its initial public offering Initial Public Offering Active Bookrunner

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.