Image
Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
---|---|---|---|---|---|---|---|---|---|---|
Published | 08/14/2023 | Ulterra Drilling Technologies, L.P. | Mergers & Acquisitions | Sell-Side | Image
|
Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc. |
Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc. | Financial Advisor | |
Published | 08/11/2023 | ASCO Group Limited | Mergers & Acquisitions | Sell-Side | Image
Image
|
Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP |
Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP | Financial Advisor | |
Published | 08/10/2023 | Gladstone Capital Corporation | Financing, Equity Capital Markets | Senior Notes | $57.0 Million | Image
|
Financial Services, Asset & Wealth Management | Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering |
Senior Notes Offering |
Left Bookrunner |
Published | 08/09/2023 | Community Financial Group, Inc. (Spokane, WA) | Mergers & Acquisitions | Sell-Side | $81.0 Million | Image
Image
|
Financial Services, Depositories | Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on announced merger with Glacier Bancorp, Inc. |
Community Financial Group, Inc. has agreed to merge with Glacier Bancorp, Inc. | Financial Advisor |
Published | 08/09/2023 | AG Mortgage Investment Trust, Inc. | Mergers & Acquisitions | Buy-Side | $69.1 Million | Image
Image
|
Financial Services, Real Estate | Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on announced acquisition of Western Asset Mortgage Capital Corp. |
AG Mortgage Investment Trust, Inc. has agreed to acquire Western Asset Mortgage Capital Corp. | Financial Advisor |
Published | 08/08/2023 | One Model Inc. | Financing, Equity Private Placements | Minority Capital Raise | Image
Image
|
Technology, Software | Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc. | Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc. | ||
Published | 08/02/2023 | Bridge to Life, Ltd. | Mergers & Acquisitions | Division Carve Out | Image
Image
|
Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics |
Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics |
Financial Advisor | |
Published | 08/01/2023 | Princeton Equity Group | Private Capital Advisory, Private Funds | Private Funds | $575.0 Million | Image
|
Private Capital Advisory | Piper Sandler served as sole placement agent to Princeton Equity Group on its close and hard cap for an oversubscribed franchisor and multi-unit specialist fund | Fund II |
Sole Placement Agent |
Published | 08/01/2023 | Kohlberg & Company, L.L.C. | Mergers & Acquisitions | Buy-Side | Image
Image
|
Services & Industrials | Piper Sandler served as buy-side advisor for Kohlberg & Company, LLC on acquisition of Engage PEO | Kohlberg & Company, LLC has acquired Engage PEO | Financial Advisor | |
Published | 08/01/2023 | Wawanesa General Insurance Company | Mergers & Acquisitions | Division Carve Out | Image
Image
|
Financial Services, Insurance | Piper Sandler served as sell-side advisor for Wawanesa General Insurance Company on announced sale of Wawanesa General Insurance Company to Automobile Club of Southern California |
Wawanesa General Insurance Company has agreed to sell Wawanesa General Insurance Company be acquired by Automobile Club of Southern California | Financial Advisor | |
Published | 08/01/2023 | GWG Holdings, Inc | Restructuring | Chapter 11 Reorganization | Image
|
Financial Services, Insurance | Piper Sandler served as financial advisor to the Committee, which has a fiduciary duty to represent over 27,000 individual L Bondholders, who are mostly retail investors | Chapter 11 Reorganization | Financial Advisor | |
Published | 08/01/2023 | Procept Biorobotics Corp. | Financing, Equity Capital Markets | Confidentially Marketed Follow-On Offering | $149.9 Million | Image
|
Healthcare, Med-Tech | Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 07/28/2023 | Global Guardian LLC | Mergers & Acquisitions | Sell-Side | Image
Image
|
Services & Industrials | Piper Sandler served as sell-side advisor for Global Guardian LLC on sale to Align Capital Partners | Global Guardian LLC has sold to Align Capital Partners | Financial Advisor | |
Published | 07/27/2023 | Jimmy's Iced Coffee Limited | Mergers & Acquisitions | Sell-Side | Image
Image
|
Consumer, Food & Beverage | Piper Sandler served as sell-side advisor for Jimmy's Iced Coffee Limited on sale to Britvic |
Jimmy's Iced Coffee Limited has sold to Britvic | Financial Advisor | |
Published | 07/27/2023 | Inozyme Pharma, Inc. | Financing, Equity Capital Markets | CMFO | $60.0 Million | Image
|
Healthcare, Biopharma | Piper Sandler served as bookrunner for Inozyme Pharma, Inc. on a confidentially marketed follow-on offering |
Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 07/26/2023 | PacWest Bancorp | Mergers & Acquisitions | Sell-Side | $1.0 Billion | Image
Image
|
Financial Services, Depositories | Piper Sandler served as sell-side advisor for PacWest Bancorp on announced sale to Banc of California |
PacWest Bancorp has agreed to merge with Banc of California |
Financial Advisor |
Published | 07/25/2023 | Atlantic Union Bankshares | Mergers & Acquisitions | Buy-Side | $417.0 Million | Image
Image
|
Financial Services, Depositories | Piper Sandler served as buy-side advisor for Atlantic Union Bankshares on announced acquisition of American National Bankshares Inc. | Atlantic Union Bankshares has agreed to acquire American National Bankshares Inc. | Financial Advisor |
Published | 07/20/2023 | TOTAL S.A. | Mergers & Acquisitions | Division Carve Out | Image
Image
|
Chemicals | Piper Sandler served as sell-side advisor for TOTAL S.A. on sale of carve-out assets assets of TotalEnergies Cray Valley S.A. operations, comprising the Wingtack®, PolyBD® and Dymalink® product lines, to Pacific Avenue Capital Partners, LLC |
TotalEnergies has sold certain Cray Valley S.A. businesses to Pacific Avenue Capital Partners, LLC | Financial Advisor | |
Published | 07/20/2023 | PD&MS Energy (Aberdeen) Ltd. | Mergers & Acquisitions | Sell-Side | Image
Image
|
Energy & Power, Oilfield Services & Equipment, Renewables & Clean Energy | Piper Sandler served as sell-side advisor for PD&MS Energy on sale to RSK Group Limited |
PD&MS Energy has sold to RSK Group Limited |
Financial Advisor | |
Published | 07/20/2023 | Turnstone Biologics Inc. | Financing, Equity Capital Markets | IPO | $80.0 Million | Image
|
Healthcare, Biopharma | Piper Sandler served as bookrunner for Turnstone Biologics Corp. on its initial public offering | Initial Public Offering | Active Bookrunner |