Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/12/2023	Squarespace, Inc.	Financing, Equity Capital Markets	CMFO	$166.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Squarespace, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Passive Bookrunner
Published	09/12/2023	Crinetics Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$350.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Crinetics Pharmaceuticals, Inc. on a follow-on offering -	Follow-On Offering	Active Bookrunner
Published	09/11/2023	CymaBay Therapeutics, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$258.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CymaBay Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	09/08/2023	GTCR, LLC	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as buy-side advisor for GTCR, LLC on its acquisition of a 50% stake in R&T Deposit Solutions	GTCR, LLC has acquired a 50% stake in R&T Deposit Solutions	Financial Advisor
Published	09/08/2023	Farmers-Merchants Bank of Illinois	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Farmers-Merchants Bank of Illinois on announced branch sale to Bank of Pontiac and CBI Bank & Trust	Farmers-Merchants Bank of Illinois has announced a branch sale to Bank of Pontiac and CBI Bank & Trust	Financial Advisor
Published	09/07/2023	Dutch Brothers	Financing, Equity Capital Markets	Follow-On Offering	$344.9 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Dutch Bros, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	09/06/2023	Natera, Inc.	Financing, Equity Capital Markets	CMFO	$250.3 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Natera, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	09/05/2023	CSC Leasing Company, Inc	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Unsecured Debt	$50.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for CSC Leasing Company, Inc. on a senior unsecured notes offering	Senior Unsecured Notes Offering	Sole Placement Agent
Published	09/01/2023	Project Chesnut	Private Capital Advisory, Secondary Capital	Secondary Capital	$276.0 Million		Private Capital Advisory	Piper Sandler served as secondary advisor for the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2023	Diamondback Energy, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Midstream & Downstream	Piper Sandler served as sell-side advisor for Diamondback Energy, Inc. on a strategic water management joint venture with Five Point Energy, LLC	Diamondback Energy, Inc. has formed a strategic water management joint venture with Five Point Energy, LLC	Financial Advisor
Published	08/31/2023	§363 Sale	Restructuring	§363 Sale		Image	Technology, Software	Piper Sandler & Co. is acting as exclusive investment banker and financial advisor for Lifesize.	§363 Sale	Financial Advisor
Published	08/28/2023	Panelto Foods	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Panelto Foods Unlimited Company on sale to European Bakery Group B.V. (fka Dutch Bakery), a portfolio company of 3i Group	Panelto Foods Unlimited Company has sold to European Bakery Group B.V., a portfolio company of 3i Group	Financial Advisor
Published	08/28/2023	NewtekOne, Inc	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for NewtekOne, Inc. on a senior note offering	Senior Notes	Lead Bookrunner
Published	08/25/2023	Peregrine Energy Solutions	Mergers & Acquisitions, Financing, Equity Private Placements	Sell-Side		Image Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as sole financial advisor for Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P., on a majority stake sale and debt capital raise from AB CarVal Investors L.P.	Peregrine Energy Solutions LLC, a portfolio company of Castlelake L.P. has sold a majority stake to and raised debt from AB CarVal Investors L.P.	Financial Advisor
Published	08/25/2023	Pioneer Landscape Centers, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advsior for Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, on sale to SiteOne Landscape Supply	Pioneer Landscape Centers, Inc., a portfolio company of JLL Partners, has sold to SiteOne Landscape Supply	Financial Advisor
Published	08/21/2023	QualityMetric Incorporated LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Healthcare Services	Piper Sandler served as sell-side advisor for QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, on sale to an undisclosed buyer	QualityMetric Incorporated, LLC, a portfolio compny of Vesey Street Capital Partners, has sold to an undisclosed buyer	Financial Advisor
Published	08/21/2023	World Insurance Associates, LLC	Mergers & Acquisitions	Minority Investment		Image Image	Financial Services, Insurance	Piper Sandler served as financial advisor for World Insurance Associates on a minority recapitalization by Goldman Sachs Asset Management	World Insurance Associates has received a minority recapitalization from Goldman Sachs Asset Management	Financial Advisor
Published	08/16/2023	Arhaus, LLC	Financing, Equity Capital Markets	Follow-On Offering	$138.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/14/2023	Ulterra Drilling Technologies, L.P.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Ulterra Drilling Technologies, L.P. on sale to Patterson-UTI Energy, Inc.	Ulterra Drilling Technologies, L.P. has sold to Patterson-UTI Energy, Inc.	Financial Advisor
Published	08/11/2023	ASCO Group Limited	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Zander Topco Limited (trading as “ASCO”) on sale to Endless LLP	Zander Topco Limited (trading as “ASCO”) has sold to Endless LLP	Financial Advisor