Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/10/2023	Gladstone Capital Corporation	Financing, Equity Capital Markets	Senior Notes	$57.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as bookrunner for Gladstone Capital Corporation on a senior note offering	Senior Notes Offering	Left Bookrunner
Published	08/09/2023	Community Financial Group, Inc. (Spokane, WA)	Mergers & Acquisitions	Sell-Side	$81.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Community Financial Group, Inc. on announced merger with Glacier Bancorp, Inc.	Community Financial Group, Inc. has agreed to merge with Glacier Bancorp, Inc.	Financial Advisor
Published	08/09/2023	AG Mortgage Investment Trust, Inc.	Mergers & Acquisitions	Buy-Side	$69.1 Million	Image Image	Financial Services, Real Estate	Piper Sandler served as buy-side advisor for AG Mortgage Investment Trust, Inc. on announced acquisition of Western Asset Mortgage Capital Corp.	AG Mortgage Investment Trust, Inc. has agreed to acquire Western Asset Mortgage Capital Corp.	Financial Advisor
Published	08/08/2023	One Model Inc.	Financing, Equity Private Placements	Minority Capital Raise		Image Image	Technology, Software	Piper Sandler served as financial advisor for Riverwood Capital Management L.P. on a strategic growth investment in One Model Inc.	Riverwood Capital Management L.P. has provided a strategic growth investment in One Model Inc.
Published	08/02/2023	Bridge to Life, Ltd.	Mergers & Acquisitions	Division Carve Out		Image Image	Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for Bridge to Life, Ltd. on sale of EVOSS and LifeCradle perfusion technology assets to TransMedics	Bridge to Life, Ltd. has sold EVOSS and LifeCradle perfusion technology assets to TransMedics	Financial Advisor
Published	08/01/2023	Wawanesa General Insurance Company	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Wawanesa General Insurance Company on announced sale of Wawanesa General Insurance Company to Automobile Club of Southern California	Wawanesa General Insurance Company has agreed to sell Wawanesa General Insurance Company be acquired by Automobile Club of Southern California	Financial Advisor
Published	08/01/2023	Kohlberg & Company, L.L.C.	Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials	Piper Sandler served as buy-side advisor for Kohlberg & Company, LLC on acquisition of Engage PEO	Kohlberg & Company, LLC has acquired Engage PEO	Financial Advisor
Published	08/01/2023	Princeton Equity Group	Private Capital Advisory, Private Funds	Private Funds	$575.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole placement agent to Princeton Equity Group on its close and hard cap for an oversubscribed franchisor and multi-unit specialist fund	Fund II	Sole Placement Agent
Published	08/01/2023	Procept Biorobotics Corp.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$149.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Procept BioRobotics Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	08/01/2023	GWG Holdings, Inc	Restructuring	Chapter 11 Reorganization		Image	Financial Services, Insurance	Piper Sandler served as financial advisor to the Committee, which has a fiduciary duty to represent over 27,000 individual L Bondholders, who are mostly retail investors	Chapter 11 Reorganization	Financial Advisor
Published	07/28/2023	Global Guardian LLC	Mergers & Acquisitions	Sell-Side		Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Global Guardian LLC on sale to Align Capital Partners	Global Guardian LLC has sold to Align Capital Partners	Financial Advisor
Published	07/27/2023	Inozyme Pharma, Inc.	Financing, Equity Capital Markets	CMFO	$60.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Inozyme Pharma, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	07/27/2023	Jimmy's Iced Coffee Limited	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Jimmy's Iced Coffee Limited on sale to Britvic	Jimmy's Iced Coffee Limited has sold to Britvic	Financial Advisor
Published	07/26/2023	PacWest Bancorp	Mergers & Acquisitions	Sell-Side	$1.0 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for PacWest Bancorp on announced sale to Banc of California	PacWest Bancorp has agreed to merge with Banc of California	Financial Advisor
Published	07/25/2023	Atlantic Union Bankshares	Mergers & Acquisitions	Buy-Side	$417.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Atlantic Union Bankshares on announced acquisition of American National Bankshares Inc.	Atlantic Union Bankshares has agreed to acquire American National Bankshares Inc.	Financial Advisor
Published	07/20/2023	Turnstone Biologics Inc.	Financing, Equity Capital Markets	IPO	$80.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Turnstone Biologics Corp. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	07/20/2023	TOTAL S.A.	Mergers & Acquisitions	Division Carve Out		Image Image	Chemicals	Piper Sandler served as sell-side advisor for TOTAL S.A. on sale of carve-out assets assets of TotalEnergies Cray Valley S.A. operations, comprising the Wingtack®, PolyBD® and Dymalink® product lines, to Pacific Avenue Capital Partners, LLC	TotalEnergies has sold certain Cray Valley S.A. businesses to Pacific Avenue Capital Partners, LLC	Financial Advisor
Published	07/20/2023	PD&MS Energy (Aberdeen) Ltd.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for PD&MS Energy on sale to RSK Group Limited	PD&MS Energy has sold to RSK Group Limited	Financial Advisor
Published	07/17/2023	CyberGRX	Mergers & Acquisitions	Sell-Side		Image Image Image	Technology, Security	Piper Sandler served as sell-side advisor for CyberGRX on sale to ProcessUnity, a portfolio company of Marlin Management Company, LLC	CyberGRX has sold to ProcessUnity, a portfolio company of Marlin Management Company, LLC	Financial Advisor
Published	07/17/2023	Bluesight, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Bluesight, Inc. on sale to Thoma Bravo, followed by the simultaneous add-on acquisition of Medacist Solutions Group by Bluesight		Financial Advisor