Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/07/2023	Cogent Biosciences	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$150.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Cogent Biosciences on a confidentially marketed follow on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	06/07/2023	Skyward Specialty Insurance	Financing, Equity Capital Markets	Follow-On Offering	$101.8 Million	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Skyward Specialty Insurance on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	06/07/2023	Corebridge Financial, Inc	Financing, Equity Capital Markets	Follow-On Offering	$1.2 Billion	Image	Financial Services, Insurance	Piper Sandler served as bookrunner for Corebridge Financial, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	06/05/2023	East Resources	Private Capital Advisory, Capital Solutions	Capital Solutions	$618.0 Million	Image Image	Private Capital Advisory	Piper Sandler advised East Resources on its SPAC acquisition of Abacus Life	SPAC Acquistion	Financial Advisor
Published	06/02/2023	Axis Well Technology	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Midstream & Downstream	Piper Sandler served as sell-side advisor for Axis Well Technology Group Limited on sale to RSK Group Limited	Axis Well Technology Group Limited has sold to RSK Group Limited	Financial Advisor
Published	06/02/2023	Loyalty Ventures, Inc	Restructuring	Creditor Advisory		Image	Technology, Technology Services	Piper Sandler advised the ad hoc group of Term Loan Lenders in the restructuring of Loyalty Ventures, Inc. under chapter 11 in the US and CCAA in Canada	Creditor Advisory	Financial Advisor
Published	06/01/2023	Eagle Merchant Partners	Private Capital Advisory, Private Funds	Private Funds	$266.0 Million	Image	Private Capital Advisory	Piper Sandler served as sole placement agent for Eagle Merchant Partners on its first-time fundraise for a Southeast-focused franchise / multi-unit and industrial specialist fund	First Time Fundraise	Sole Placement Agent
Published	05/31/2023	Lexicon Pharmaceuticals, Inc.	Financing, Equity Capital Markets	Confidentially Marketed Follow-On Offering	$134.3 Million	Image	Healthcare, Biopharma		Confidentially Marketed Follow-On Offering and PIPE Offering	Active Bookrunner
Published	05/24/2023	Edmonton Bankshares, Inc	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Edmonton Bankshares, Inc. on acquisition of Sumner Financial Corporation	Edmonton Bankshares, Inc. has acquired Sumner Financial Corporation	Financial Advisor
Published	05/24/2023	Trachte, Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials	Piper Sandler served as sole placement agent for Trachte, Inc. on a senior secured term loan, delayed draw term loan and revolver	Senior Secured Term Loan Delayed Draw Term Loan Revolver	Sole Placement Agent
Published	05/23/2023	Gladstone Investment Corporation	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$65.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as co-manager for Gladstone Investment Corporation on a senior fixed rate notes offering	Senior Notes Offering	Co-Manager
Published	05/23/2023	Vita Coco	Financing, Equity Capital Markets	Follow-On Offering	$132.3 Million	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for The Vita Coco Company, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/19/2023	Solar Development Group, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as sell-side advisor for Solar Development Group, LLC on the sale of 270 MWdc of community solar projects to Nautilus Solar	Solar Development Group, LLC has sold 270 MWdc of community solar projects to Nautilus Solar	Financial Advisor
Published	05/18/2023	Intapp, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$262.3 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Intapp, Inc. on a follow on offering	Follow-On Offering	Passive Bookrunner
Published	05/18/2023	Cincinnati Bancorp, Inc	Mergers & Acquisitions	Sell-Side	$43.7 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor and provided a fairness opinion for Cincinnati Bancorp, Inc. on announced sale to LCNB Corp	Cincinnati Bancorp, Inc. has agreed to be acquired by LCNB Corp	Financial Advisor
Published	05/18/2023	Vivid Seats Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$128.0 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Vivid Seats, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	05/16/2023	Interwell	Mergers & Acquisitions	Buy-Side		Image Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as buy-side advisor for Interwell on acquisition of Iconic, a portfolio company of ProVenture	Interwell has acquired Iconic, a portfolio company of ProVenture	Financial Advisor
Published	05/15/2023	Angelo, Gordon & Co.	Mergers & Acquisitions	Sell-Side	$2.7 Billion	Image Image	Financial Services, Asset & Wealth Management	Piper Sandler served as financial advisor for Angelo, Gordon & Co., L.P. on sale to TPG Inc.	Angelo Gordon & Co., L.P. has sold to TPG Inc.	Financial Advisor
Published	05/15/2023	Foremark Performance Chemicals	Mergers & Acquisitions	Buy-Side		Image Image Image Image	Chemicals	Piper Sandler served as buy-side advisor for Foremark Performance Chemical, a portfolio company of SK Capital Partners, on acquisition of NexGen Chemical Technologies, a portfolio company of Black Bay Energy Capital	Foremark Performance Chemical, a portfolio company of SK Capital Partners, has acquired NexGen Chemical Technologies, a portfolio company of Black Bay Energy Capital	Financial Advisor
Published	05/15/2023	InspireMD, Inc.	Financing, Equity Capital Markets	Advisory	$42.2 Million	Image	Healthcare, Med-Tech	Piper Sandler served as exclusive capital markets advisor for InspireMD, Inc. on a PIPE offering	PIPE	Financial Advisor