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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 01/11/2023 | Bliss HoldCo Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Beauty & Personal Care, Diversified Consumer Products | Piper Sandler served as sell-side advisor for Bliss HoldCo Inc., a portfolio company of L Catterton, on sale to AS Beauty Group |
Bliss HoldCo Inc. | Financial Advisor | |
Published | 01/10/2023 | Redwood Trust | Financing, Equity Capital Markets | Preferred Stock | $65.0 Million | Image
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Financial Services, Specialty Finance | Piper Sandler served as bookrunner for Redwood Trust, Inc. on a preferred stock offering |
Preferred Stock |
Active Bookrunner |
Published | 01/10/2023 | Fluid Energy | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Fluid Energy Group Ltd. on divestiture of its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Fluid Energy Group Ltd. has divested its modified and synthetic acids and industrial businesses to Dorf Ketal Chemicals |
Financial Advisor | |
Published | 01/10/2023 | Cactus Wellhead, LLC | Financing, Equity Capital Markets | Follow-On Offering | $172.5 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as bookrunner for Cactus, Inc. on a follow on offering |
Follow-On Offering | Passive Bookrunner |
Published | 01/10/2023 | Aspen Aerogels, Inc. | Financing, Equity Capital Markets | At the Market Offering | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as bookrunner for Aspen Aerogels, Inc. on an at the marketing offering. The company produces aerogel materials used primarily in the energy infastructure, building materials and electric vehicle markets | At The Market Offering | Active Bookrunner | |
Published | 01/05/2023 | Claria Medical, Inc. | Mergers & Acquisitions | Strategic Advisory | Image
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Healthcare, Med-Tech | Piper Sandler served as financial advisor for Claria Medical, Inc. on a strategic financing led by Organon & Co. | Claria Medical, Inc. has received a strategic financing led by Organon & Co. | Financial Advisor | |
Published | 01/05/2023 | First National of Nebraska, Inc. | Mergers & Acquisitions | Buy-Side | Image
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Financial Services | Piper Sandler served as buy-side advisor for First National of Nebraska, Inc. on announced acquisition of Northland Capital Holdings |
First National of Nebraska, Inc. has agreed to acquire Northland Capital Holdings |
Financial Advisor | |
Published | 01/05/2023 | Esquire Deposition Solutions | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, on sale to Gridiron Capital | Esquire Deposition Solutions, LLC, a portfolio company of Bayside Capital, has sold to Gridiron Capital | Financial Advisor | |
Published | 01/04/2023 | REV Energy Services | Mergers & Acquisitions | Sell-Side | $160.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for REV Energy Services on sale to ProFrac Holding Corp. to increase their total horsepower and expand their geographic presence in the Bakken, DJ and Powder River Basins | REV Energy Services has sold to ProFrac Holding Corp. | Financial Advisor |
Published | 01/03/2023 | Nutriquest, LLC | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Agriculture, Biorenewables & Cannabis | Piper Sandler served as sell-side advisor for Nutriquest, LLC in acquisition to Elanco Animal Health Inc. | Nutriquest has been acquired by Elanco | Financial Advisor | |
Published | 01/03/2023 | National Auto Care | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for National Auto Care on sale to APCO Holdings | National Auto Care has sold to APCO Holdings | Financial Advisor | |
Published | 01/03/2023 | Gustave A. Larson Company | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as financial advisor for Gustave A. Larson Company on partnership with Hajoca Corporation | Gustave A. Larson Company has entered into a partnership with Hajoca Corporation | Financial Advisor | |
Published | 12/30/2022 | National Multifamily Real Estate Operator | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $60.3 Million | Financial Services, Real Estate | Piper Sandler served as sole placement agent for a National Multifamily Real Estate Operator on a social senior notes offering | Senior Notes | Sole Placement Agent | |
Published | 12/30/2022 | GTT Communications, Inc. | Restructuring | Chapter 11 Reorganization | $4.0 Billion | Image
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Technology, Software | Piper Sandler served as investment banker for GTT Communications, Inc. on its restructuring, which was effectuated through the sale of its infrastructure business in September 2021 to I Squared Capital (with proceeds being used to pay down their debt) and a pre-packaged chapter 11 filing to restructure their remaining debt |
Chapter 11 Reorganization | Financial Advisor |
Published | 12/30/2022 | Pedcor Financial, LLC | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $14.8 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Fidelity Federal Bancorp on an 8.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes |
Sole Placement Agent |
Published | 12/30/2022 | Pedcor Financial, LLC | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Preferred Stock | $6.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for United Fidelity Bank on a 10.00% non-cumulative perpetual preferred stock offering, Series E | Preferred Stock |
Sole Placement Agent |
Published | 12/29/2022 | SureWerx | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for SureWerx, a portfolio company of The Riverside Company, on sale to Partners Group | SureWerx, a portfolio company of The Riverside Company, has sold to Partners Group | Financial Advisor | |
Published | 12/28/2022 | Knighthead Annuity & Life Insurance Company | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $50.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as financial advisor and sole placement agent for Knighthead Annunity & LIfe Insurance Company on a fixed-rate prescribed capital notes due in 2042 | Senior Notes |
Sole Placement Agent |
Published | 12/23/2022 | Remediant, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Technology, Security | Piper Sandler served as sell-side advisor for Remediant, Inc. on sale to Netwrix | Remediant, Inc. has sold to Netwrix | Financial Advisor | |
Published | 12/23/2022 | Monarch Silica | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Monarch Silica on sale of its Eagle Ford sand mining operations to ProFrac Holdings Corp. | Monarch Silica has sold its Eagle Ford sand mining operations to ProFrac Holdings Corp. | Financial Advisor |