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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 12/15/2022 | Kingstone Companies, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $20.0 Million | Financial Services, Insurance | Piper Sandler served as sole placement agent for Kingstone Companies, Inc. on a private placement of 12.00% senior notes due in 2024 |
Private Placement of Senior Notes | Financial Advisor | |
Published | 12/15/2022 | Kingstone Companies, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $30.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as financial advisor for Kingstone Companies, Inc. on a debt refinancing and exchange offer of 5.50% senior notes due in 2022 |
Debt Refinancing & Exchange Offer of Senior Notes | Financial Advisor |
Published | 12/15/2022 | Waypoint Residential, LLC | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $63.2 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for Waypoint Residential on a senior notes offering |
Senior Notes | Sole Placement Agent |
Published | 12/14/2022 | Malvern Bancorp, Inc. | Mergers & Acquisitions | Sell-Side | $150.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Malvern Bancorp, Inc. on announced merger with First Bank |
Malvern Bancorp, Inc. has agreed to merge with First Bank | Financial Advisor |
Published | 12/14/2022 | The Community Financial Corporation | Mergers & Acquisitions | Sell-Side | $254.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for The Community Financial Corporation on announced merger with Shore Bancshares, Inc. |
The Community Financial Corporation has agreed to merge with Shore Bancshares, Inc. | Financial Advisor |
Published | 12/13/2022 | Ion Financial, MHC | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Ion Financial, MHC on a 7.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |
Published | 12/13/2022 | BJ Energy | Financing, Debt Capital Markets | Senior Secured Debt | $100.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as financial advisor and sole debt placement agent for BJ Energy on an ABL Revolver |
ABL Revolver | Financial Advisor |
Published | 12/12/2022 | ImmunityBio | Financing, Equity Capital Markets | Registered Direct | $50.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as sole placement agent for ImmunityBio on a registered direct offering | Registered Direct | Sole Placement Agent |
Published | 12/12/2022 | PSB Holding Corp. | Mergers & Acquisitions | Sell-Side | $53.9 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for PSB Holding Corp. on announced merger with Summit Financial Group | PSB Holding Corp. has agreed to merge with Summit Financial Group | Financial Advisor |
Published | 12/09/2022 | BJ Energy Solutions | Financing, Debt Capital Markets | Senior Notes | $100.0 Million | Image
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Energy & Power, Energy & Power Infrastructure | Piper Sandler served as sole placement agent for BJ Energy Solutions on an ABL revolver | ABL Revolver | Sole Placement Agent |
Published | 12/08/2022 | Replimune Group, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $258.8 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Replimune Group, Inc. on a follow-on offering |
Follow-On Offering | Active Bookrunner |
Published | 12/07/2022 | X4 Pharmaceuticals Inc. | Financing, Equity Capital Markets | Follow-On Offering | $65.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookruuner for X4 Pharmaceuticals Inc. on a follow-on offering | Follow-On Offering | Left Bookrunner |
Published | 12/07/2022 | Graybug Vision, Inc. | Mergers & Acquisitions | Sell-Side | $140.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as sell-side advisor for Graybug Vision, Inc. on sale to CalciMedica, Inc. |
Graybug Vision, Inc. has sold to CalciMedica, Inc. | Financial Advisor |
Published | 12/05/2022 | Karyopharm Therapeutics, Inc. | Financing, Equity Capital Markets | PIPE | $165.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as joint placement agent for Karyopharm Therapeutics, Inc. on a PIPE offering | PIPE | Left Bookrunner |
Published | 12/05/2022 | Boost Drinks Limited | Mergers & Acquisitions | Sell-Side | $25.0 Million | Image
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Consumer, Food & Beverage | Piper Sandler served as sell-side advisor for Boost Drinks Limited on sale to A.G. Barr | Boost Drinks Limited has been acquired by A.G. Barr | Financial Advisor |
Published | 12/04/2022 | Miles | Private Capital Advisory, Capital Solutions | Capital Solutions | Image
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Private Capital Advisory | Piper Sandler raised a senior secured asset backend financing to finance future growth of Miles | Senior secured asset | Financial Advisor | |
Published | 12/02/2022 | Shoals Technologies Group, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $665.3 Million | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as co-manager for Shoals Technologies Group, Inc. on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 12/01/2022 | LongPath Technologies | Financing, Equity Private Placements | Minority Capital Raise | $22.4 Million | Image
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Energy & Power, Energy Technology, Renewables & Clean Energy | Piper Sandler served as sole financial advisor for LongPath Technologies on a Series A funding led by White Deer Energy | Series A Preferred Stock | Financial Advisor |
Published | 12/01/2022 | Project Chronos | Private Capital Advisory, Secondary Capital | Secondary Capital | $402.0 Million | Private Capital Advisory | Piper Sandler served as secondary advisor for the LP Portfolio Sale | LP Portfolio Sale | Secondary Advisor | |
Published | 12/01/2022 | Narragansett Financial Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $40.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Narragansett Financial Corporation on an 8.50% fixed rate subordinated notes offering due in 2032 | Subordinated Notes | Sole Placement Agent |