Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 06/23/2022 U.S. Well Services Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for U.S. Well Services ("USWS") on sale of all outstanding shares to ProFrac Holding Corp. U.S. Well Services had sold all of its outstanding shares to ProFrac Holding Corp. Financial Advisor
Published 06/22/2022 Mercury Healthcare, Inc. Mergers & Acquisitions Sell-Side Healthcare, Information-Driven Healthcare Piper Sandler served as sell-side advisor for Mercury Healthcare, a portfolio company of Vestar Capital Partners, on sale to WebMD, a subsidiary of Internet Brands, a portfolio company of KKR & Co. Mercury Healthcare, Inc., a portfolio company of Vestar Capital Partners, has been acquired by WebMD, a subsidiary of Internet Brands, a portfolio company of KKR & Co. Financial Advisor
Published 06/21/2022 Venterra Group PLC Mergers & Acquisitions Buy-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as buy-side advisor for Venterra Group PLC on acquisition of Balltec Limited Venterra Group PLC has acquired Balltec Limited Financial Advisor
Published 06/21/2022 Flotek Industries, Inc. Mergers & Acquisitions Strategic Advisory Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole financial advisor for Flotek Industries, Inc. on its structured private placement of non-voting common stock from ProFrac Holdings II, LLC.
 Private Placement
 Financial Advisor
Published 06/21/2022 Flotek Industries, Inc. Mergers & Acquisitions Strategic Advisory $19.5 Million Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole financial advisor for Flotek Industries, Inc. on a Securities Purchase Agreement with ProFrac Holdings II, LLC Flotek Industries, Inc. has secured a Securities Purchase Agreement with ProFrac Holdings II, LLC Financial Advisor
Published 06/14/2022 Day One Biopharmaceuticals, Inc. Financing, Equity Capital Markets Follow-On Offering $172.5 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 06/14/2022 SMT Energy Mergers & Acquisitions Minority Investment Energy & Power, Renewables & Clean Energy Piper Sandler served as financial advisor for SMT Energy on a capital raise for the construction of battery storage projects from Susi Partners SMT Energy has completed a capital raise from Susi Partners Financial Advisor
Published 06/13/2022 Cogent Biosciences Financing, Equity Capital Markets Follow-On Offering $172.6 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Cogent Biosciences, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 06/01/2022 PacWest Bancorp Financing, Equity Capital Markets Preferred Stock $513.2 Million Financial Services, Depositories Piper Sandler served as left bookrunner for PacWest Bancorp on a 7.75% fixed-rate reset non-cumulative perpetual stock offering Preferred Stock Left Bookrunner
Published 06/01/2022 U.S. Well Services Financing, Equity Capital Markets At the Market Offering Energy & Power, Oilfield Services & Equipment Piper Sandler served as sole agent for U.S. Well Services, Inc. on an at the market offering At the Market Offering Sole Marketing Agent
Published 06/01/2022 National Multi-Family Real Estate Operator Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $31.5 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for a national multi-family real estate operator on a 8.00% senior notes offering due in 2025 Senior Notes Sole Placement Agent
Published 06/01/2022 Enterprise Trust & Investment Company Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as financial advisor for Enterprise Trust & Investment Company on sale to Lido Advisors Piper Sandler served as financial advisor for Enterprise Trust & Investment Company on sale to Lido Advisors Financial Advisor
Published 06/01/2022 SilverHill Energy Partners Private Capital Advisory, Private Funds Private Funds $1.0 Billion Private Capital Advisory Piper Sandler served as sole placement agent for SilverHill Energy Partners on the raise of hard cap for a first-time O&G manager O&G manager fundraise
 Sole Placement Agent
Published 06/01/2022 Southwest Bancshares Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Southwest Bancshares Inc. Subordinated Notes Sole Placement Agent
Published 06/01/2022 Gramercy Funds Management LLC Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for Gramercy Funds Management, LLC on sale of a minority stake to Kudu Investment Management Gramercy Funds Management, LLC has sold a minority stake to Kudu Investment Management
 Financial Advisor
Published 06/01/2022 First Busey Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $100.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Busey on a 5.00% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Left Bookrunner
Published 06/01/2022 Netsurion LLC Mergers & Acquisitions Division Carve Out Technology, Software Piper Sandler served as sell-side advisor for Netsurion on sale of its Secure Edge Networking business, a portfolio company of PSG, to Acumera Netsurion has divested its Secure Edge Networking business, a portfolio company of PSG, to Acumera Financial Advisor
Published 06/01/2022 OYO Corporation U.S.A Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for OYO Corporation U.S.A on sale of its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA
 OYO Corporation U.S.A has sold its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA Financial Advisor
Published 06/01/2022 Westin Hotels & Resorts Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Term Loan $169.2 Million Financial Services, Real Estate, Real Estate, Hospitality Piper Sandler served as sole placement agent for Westin Hotels & Resorts on a senior loan refinancing Senior Term Loan Sole Placement Agent
Published 06/01/2022 UB Bancorp Mergers & Acquisitions Sell-Side $117.5 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for UB Bancorp on sale to F.N.B. Corporation UB Bancorp has been acquired by F.N.B. Corporation Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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