Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/11/2022	Portillo's Restaurant Group, L.L.C.	Financing, Equity Capital Markets	Follow-On Offering	$191.6 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Portillo's Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/10/2022	Verona Pharma plc	Financing, Equity Capital Markets	Follow-On Offering	$149.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Verona Pharma on an American Depositories Share offering	Follow-On Offering	Active Bookrunner
Published	08/10/2022	LSB Industries Inc.	Financing, Equity Capital Markets	Follow-On Offering	$119.6 Million	Image	Chemicals	Piper Sandler served as bookrunner for LSB Industries, Inc. on a follow on offering	Follow-On Offering	Passive Bookrunner
Published	08/10/2022	OrthoPediatrics Corp.	Financing, Equity Capital Markets	CMFO	$143.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Orthopediatrics Corp. on its common stock and pre-refunded warrant offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	08/10/2022	Cincor Pharma	Financing, Equity Capital Markets	Follow-On Offering	$258.8 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for CinCor Pharma, Inc. on a common stock and pre-funded warrant offering	Follow-On Offering	Active Bookrunner
Published	08/10/2022	Sovos Brands	Financing, Equity Capital Markets	Follow-On Offering	$136.9 Million	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for Sovos Brands, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	08/08/2022	Mesoblast Limited	Financing, Equity Capital Markets	PIPE	$45.1 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Mesoblast Limited on a PIPE offering	PIPE	Sole Placement Agent
Published	08/05/2022	EVERTEC, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$200.3 Million	Image	Financial Services, Depositories	Piper Sandler served as co-manager for EVERTEC, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	08/03/2022	Poseida Therapeutics, Inc.	Financing, Equity Capital Markets	CMFO	$80.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Poseida Therapeutics, Inc. on a follow on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	08/03/2022	Continental Intermodal Group, LP.	Mergers & Acquisitions	Division Carve Out	$32.0 Million	Image Image	Energy, Power & Infrastructure, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Continental Intermodal Group, LP on sale of all assets of its sand hauling, website storage and last-mile logistics businesses to NexTier Oilfield Solutions Inc.	Continental Intermodal Group, LP has sold its sand hauling, website storage and last-mile logistics businesses to NexTier Oilfield Solutions Inc.	Financial Advisor
Published	08/02/2022		Mergers & Acquisitions	Buy-Side		Image Image	Services & Industrials	Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Traffic Safety Divisions from Trafficafe Services, Inc.	Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Traffic Safety Divisions from Trafficafe Services, Inc.	Financial Advisor
Published	08/01/2022	Valtris Specialty Chemicals	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals, Services & Industrials	Piper Sandler served as sell-side advisor for H.I.G. Capital on its sale of Valtris Specialty Chemicals to SK Capital	Valtris Specialty Chemicalsm a portfolio company of H.I.G. Capital, has been acquired by SK Capital	Financial Advisor
Published	08/01/2022	TriplePoint Ventures	Financing, Equity Capital Markets	Follow-On Offering	$51.5 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as co-manager for TriplePoint Ventures on a follow-on offering	Follow-On Offering	Co-Manager
Published	08/01/2022	QCR Holdings, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$45.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for QCR Holdings, Inc. on a 5.50% fixed-to-floating rate subordinated notes offering due in 2032	Subordinated Notes	Sole Placement Agent
Published	08/01/2022	Post Brothers Apartments	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$60.1 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Post Brothers on a 9.00% senior secured notes offering due in 2025	Senior Notes	Sole Placement Agent
Published	08/01/2022	Paladin Realty Partners, LLC	Mergers & Acquisitions	Buy-Side	$40.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as financial advisor for Paladin Realty Partners, LLC on a value-add multifamily portfolio acquisition	Paladin Realty Partners, LLC has acquired a value-add multifamily portfolio	Financial Advisor
Published	08/01/2022	HBT Financial	Mergers & Acquisitions	Buy-Side	$101.4 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for HBT Financial on acquisition of Town and Country Financial Corporation	HBT Financial has acquired Town and Country Financial Corporation	Financial Advisor
Published	08/01/2022	Farmers Bank	Mergers & Acquisitions	Sell-Side	$56.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Farmers Bank on announced sale to TowneBank	Farmers Bank has agreed to be acquired by TowneBank	Financial Advisor
Published	08/01/2022	NexTier Oilfield Solutions Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Energy, Power & Infrastructure, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for NexTier Oilfield Solutions Inc. on sale of their coiled tubing division to Gladiator Energy	NexTier Oilfield Solutions Inc. has sold their coiled tubing division to Gladiator Energy	Financial Advisor
Published	08/01/2022	National Truck Protection Company, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for National Truck Protection, a portfolio company of Kinderhook Industries, on sale to JM Family Enterprises	National Truck Protection, a portfolio company of Kinderhook Industries, has been acquired by JM Family Enterprises	Financial Advisor