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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 02/01/2022 | Axos Financial, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Axos Financial on a 4.00% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Active Bookrunner |
Published | 02/01/2022 | Kemper Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $400.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as co-manager for Kemper Corporation on a senior notes offering | Senior Notes | Co-Manager |
Published | 02/01/2022 | Care Services, LLC | Mergers & Acquisitions | Division Carve Out | Image
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Healthcare, Healthcare Services | Piper Sandler served as sell-side advisor for Care Services, LLC, a portfolio company of New Capital Partners, on divestiture of Hospice Pharmacy Solutions to Humana | Care Services, LLC, a portfolio company of New Capital Partners, has divested Hospice Pharmacy Solutions to Humana | Financial Advisor | |
Published | 02/01/2022 | National Class A Office Real Estate Operator | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $105.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for a National Class A Office Real Estate Operator on 6.50% senior notes due in 2027 | Senior Notes | Sole Placement Agent |
Published | 01/19/2022 | Clinicient, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as sell-side advisor for Clinicient, Inc. and its subsidiary Keet, Inc. on its sale to WebPT, a portfolio company of Warburg Pincus | Clinicient, Inc. and its subsidiary Keet, Inc. have been acquired by WebPT, a portfolio company of Warburg Pincus | Financial Advisor | |
Published | 01/19/2022 | Hunter Fan Company, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Consumer, Diversified Consumer Products, Services & Industrials | Piper Sandler served as co-advisor for Hunter Fan Company, a portfolio company of MidOcean Partners, on sale to Griffon Corporation | Hunter Fan Company, a portfolio company of MidOcean Partners, has been acquired by Griffon Corporation | Co-Lead | |
Published | 01/19/2022 | Silobreaker Ltd | Mergers & Acquisitions | Sell-Side | $100.0 Million | Image
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Technology, Software | Piper Sandler served as sell-side advisor for Silobreaker Ltd to Marlin Equity Partners, LLC. The company's comprehensive software solution helps business, security and intelligence professionals generate critical and actionable insights from overwhelming amounts of unstructured data on the web through its powerful data enrichment, contextualization and visualization capabilities | Silobreaker Ltd has been acquired by Marlin Equity Partners, LLC | Financial Advisor |
Published | 01/14/2022 | Joule Processing, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as sell-side advisor for Joule Processing, LLC on sale to Plug Power Inc. | Joule Processing, LLC has been acquired by Plug Power Inc. | Financial Advisor | |
Published | 01/13/2022 | Mocana Corporation | Mergers & Acquisitions | Sell-Side | Image
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Technology, Software | Piper Sandler served as sell-side advisor for Internet of Things (IoT) cybersecurity provider Mocana Corporation on sale to DigiCert, Inc., a portfolio company of Clearlake Capital Group, L.P. | Mocana Corporation has been acquired by DigiCert, Inc., a portfolio company of Clearlake Capital Group, L.P. | Financial Advisor | |
Published | 01/13/2022 | SK Capital Partners | Mergers & Acquisitions | Buy-Side | $900.0 Million | Image
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Chemicals | Piper Sandler served as buy-side advisor for SK Capital Partners and Heubach Partners on acquisition of the pigment business of Clariant AG | SK Capital Partners and Heubach Partners acquired the pigment business of Clariant AG | Financial Advisor |
Published | 01/01/2022 | O'Shares ETFs | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as financial advisor for O'Shares ETFs on a strategic transaction with SS&C ALPS Advisors |
O'Shares ETFs has completed a strategic transaction with SS&C ALPS Advisors |
Financial Advisor | |
Published | 01/01/2022 | HomeStreet, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $100.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for HomeStreet on a 3.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Active Bookrunner |
Published | 01/01/2022 | The National Security Group | Mergers & Acquisitions | Sell-Side | $41.4 Million | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for The National Security Group on sale to VR Insurance Holdings, Inc. | The National Security Group has been acquired by VR Insurance Holdings, Inc. | Financial Advisor |
Published | 01/01/2022 | Chesapeake Bank of Maryland | Mergers & Acquisitions | Sell-Side | $64.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-advisor for Chesapeake Bank of Maryland on sale to Rosedale Federal Savings & Loan Association | Chesapeake Bank of Maryland has been acquired by Rosedale Federal Savings & Loan Association | Financial Advisor |
Published | 01/01/2022 | Denmark Bancshares, Inc. | Mergers & Acquisitions | Sell-Side | $119.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as financial advisor for Denmark Bancshares, Inc. on sale to BankFirst | Denmark Bancshares, Inc. has been acquired by BankFirst | Financial Advisor |
Published | 01/01/2022 | First Foundation Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as left bookrunner for First Foundation on a 3.50% fixed-to-floating rate subordinated notes offering due in 2032 | Subordinated Notes | Left Bookrunner |
Published | 01/01/2022 | Radcliffe Capital Management, L.P. | Mergers & Acquisitions | Majority Stake Sale | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as sell-side advisor for Radcliffe Capital Management on sale of a minority stake to Kudu Investment Management |
Radcliffe Capital Management has sold a minority stake to Kudu Investment Management |
Financial Advisor | |
Published | 01/01/2022 | AQUIS and K18 Hair | Financing, Equity Private Placements | Minority Capital Raise | Image
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Consumer, Beauty & Personal Care | Piper Sandler served as financial advisor for AQUIS and K18 Hair on an investment from VMG Partners | AQUIS and K18 Hair have received an investment from VMG Partners | Financial Advisor | |
Published | 01/01/2022 | CFSB Bancorp, Inc. | Equity Capital Markets, Financing | Follow-On Offering | $28.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole selling agent for CFSB Bancorp, Inc. on a follow-on offering | Follow-On Offering | Sole Admin Agent |
Published | 01/01/2022 | Mercer | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for Mercer on divestiture of its Associations Business to AMBA | Mercer has divested its Associations Business to AMBA | Financial Advisor |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.