Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 06/01/2022 OYO Corporation U.S.A Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for OYO Corporation U.S.A on sale of its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA
 OYO Corporation U.S.A has sold its subsidiary NCS Subsea to Ocean Floor Geophysics, a portfolio company of PGS ASA Financial Advisor
Published 06/01/2022 West Bancorporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $60.0 Million Financial Services, Depositories Piper Sandler served as sole bookrunner for West Bancorporation on a 5.25% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Left Bookrunner
Published 06/01/2022 Enterprise Trust & Investment Company Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as financial advisor for Enterprise Trust & Investment Company on sale to Lido Advisors Piper Sandler served as financial advisor for Enterprise Trust & Investment Company on sale to Lido Advisors Financial Advisor
Published 06/01/2022 Central Bancorp Mergers & Acquisitions Division Carve Out $75.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Central Bancorp on divestiture of Farmers & Stockmens Bank to Crossfirst Bankshares, Inc. Central Bancorp has divested Farmers & Stockmens Bank to Crossfirst Bankshares, Inc. Financial Advisor
Published 06/01/2022 Northfield Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $62.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Northfield Bancorp on a 5.00% fixed-to-floating rate subordinated notes offering due 2032 Subordinated Notes Joint Placement Agent
Published 06/01/2022 PacWest Bancorp Financing, Equity Capital Markets Preferred Stock $513.2 Million Financial Services, Depositories Piper Sandler served as left bookrunner for PacWest Bancorp on a 7.75% fixed-rate reset non-cumulative perpetual stock offering Preferred Stock Left Bookrunner
Published 06/01/2022 U.S. Well Services Financing, Equity Capital Markets At the Market Offering Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as sole agent for U.S. Well Services, Inc. on an at the market offering At the Market Offering Sole Marketing Agent
Published 05/24/2022 Intricon Corp. Mergers & Acquisitions Sell-Side $246.0 Million Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Intricon Corporation on sale to Altaris Capital Partners, LLC Intricon Corporation has been acquired by Altaris Capital Partners, LLC Financial Advisor
Published 05/18/2022 Metasource, LLC Financing, Debt Capital Markets Senior Term Loan Services & Industrials Piper Sandler served as sole debt placement agent for MetaSource, LLC, a portfolio company of Eos Partners, L.P. Senior Term Loan Sole Placement Agent
Published 05/18/2022 Captain D's, LLC Mergers & Acquisitions Sell-Side Consumer, Restaurants Piper Sandler served as sell-side advisor for Captain D's, LLC, a portfolio company of Sentinel Capital Partners, on sale to Centre Partners Management LLC Captain D's, LLC, a portfolio company of Sentinel Capital Partners, has been acquired by Centre Partners Management LLC Financial Advisor
Published 05/18/2022 Genesis Research LLC Mergers & Acquisitions Buy-Side Healthcare, Healthcare Services Piper Sandler served as buy-side advisor for Genesis Research, a portfolio company of GHIO, on its acquisition of Market Access Transformation, a portfolio company of Silversmith Capital Partners Genesis Research, a portfolio company of GHIO, has acquired Market Access Transformation, a portfolio company of Silversmith Capital Partners Financial Advisor
Published 05/13/2022 ProFrac Holdings Corp Financing, Equity Capital Markets IPO $328.0 Million Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as bookrunner for ProFrac Holdings Corp on its initial public offering Initial Public Offering Active Bookrunner
Published 05/09/2022 Tuesday Morning Corporation Restructuring Special Situations Financing Consumer, Retail & Disruptive Commerce Piper Sandler served as financial advisor for Tuesday Morning Corporation on a recapitalized led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management Tuesday Morning Corporation recapitalization led by a multi-party investment from Retail Ecommerce Ventures, Ayon Capital and certain members of management
Published 05/09/2022 Marvell Technology, Inc. Mergers & Acquisitions Buy-Side Technology, Internet & Digital Media Piper Sandler served as buy-side advisor for Marvell Technology, Inc. on acquisition of Tanzanite Silicon Solutions, Inc., a leading developer of advanced Compute Express Link™ (CXL™) technologies Marvell Technology, Inc. has acquired Tanzanite Silicon Solutions, Inc. Financial Advisor
Published 05/03/2022 Ivenix, Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sole financial advisor for Ivenix, Inc. on sale to Fresenius Kabi USA, LLC Ivenix, Inc. has been acquired by Fresenius Kabi USA, LLC Financial Advisor
Published 05/03/2022 BehavioSec Mergers & Acquisitions Sell-Side Technology, Software Piper Sandler served as sell-side advisor for BehavioSec on sale to LexisNexis Risk Solutions. Solutions from BehavioSec will become a part of the Business Services group within LexisNexis Risk Solutions and enhance its device and digital identity-focused offerings, such as LexisNexis® ThreatMetrix® BehavioSec has been acquired by LexisNexis Risk Solutions Financial Advisor
Published 05/02/2022 Protegis Fire & Safety Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Protegis Fire & Safety, a portfolio company of Align Capital Partners, on sale to Summit Companies, a portfolio company of BlackRock Long Term Private Capital Protegis Fire & Safety, a portfolio company of Align Capital Partners, has been acquired by Summit Companies, a portfolio company of BlackRock Long Term Private Capital Financial Advisor
Published 05/01/2022 United Fidelity Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $23.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for United Fidelity Bank on a 5.75% fixed-to-floating rate subordinated notes offering due in 2032 Subordinated Notes Sole Placement Agent
Published 05/01/2022 Dakota Financial, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $30.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for Dakota Financial, LLC on 7.00% senior notes due in 2025 Senior Notes Sole Placement Agent
Published 05/01/2022 United Community Banks, Inc. Mergers & Acquisitions Buy-Side $271.5 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for United Community Banks, Inc. on acquisition of Progress Financial Corporation United Community Banks, Inc. has acquired Progress Financial Corporation Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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