Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/02/2021	Civista Bancshares, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Civista Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent
Published	11/02/2021	First National Bank of Omaha	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for First National Bank of Omaha on acquisition of Western States Bank	First National Bank of Omaha has acquired Western States Bank	Financial Advisor
Published	11/02/2021	Allbirds	Financing, Equity Capital Markets	IPO	$348.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Allbirds on its initial public offering	Initial Public Offering	Co-Manager
Published	11/01/2021	J.C. Flowers & Co.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for J.C. Flowers & Co. on acquisition of Tricor Insurance	J.C. Flowers & Co. has acquired Tricor Insurance	Financial Advisor
Published	11/01/2021	Universal Insurance Holdings	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent for Universal Insurance Holdings on a 5.625% senior unsecured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	When I Work, Inc.	Mergers & Acquisitions	Sell-Side	$200.0 Million	Image Image	Technology, Software	Piper Sandler served as financial advisor for When I Work, Inc. on a growth investment from Bain Capital Tech Opportunities	When I Work, Inc. has received a growth investment from Bain Capital Tech Opportunities	Financial Advisor
Published	11/01/2021	Summit Financial Group	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Summit Financial Group on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Stonegate Capital	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for Stonegate Capital on sale to SG Credit Partners	Stonegate Capital has has been acquired by SG Credit Partners	Financial Advisor
Published	11/01/2021	Third Coast Bancshares, Inc.	Equity Capital Markets, Financing	IPO	$87.5 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for Third Coast Bancshares, Inc.	Initial Public Offering	Active Bookrunner
Published	11/01/2021	Flushing Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$125.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Flushing Financial Corp. on a 3.125% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	11/01/2021	PB Partners Bancorp	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for PB Partners Bancorp on sale to OceanFirst Bancorp	PB Partners Bancorp has been acquired by OceanFirst Bancorp	Financial Advisor
Published	11/01/2021	Apex Bancorp, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$50.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Apex Bancorp, Inc., holding company for Apex Bank, on a 4.25% fixed rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	11/01/2021	Engineered Fastener Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for EFC International, a portfolio company of Quad-C Management, on sale to Frontenac Company	EFC International, a portfolio company of Quad-C Management, has been acquired by Frontenac Company	Financial Advisor
Published	11/01/2021	Broadmark Realty Capital	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$100.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Broadmark Realty Capital on a 5.00% senior notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	11/01/2021	Victory Capital	Financing, Equity Capital Markets	Follow-On Offering	$156.4 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as co-manager for Victory Capital on a follow-on offering	Follow-On Offering	Co-Manager
Published	11/01/2021	QCR Holdings, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for QCR Holdings, Inc. on acquisition of Guaranty Bank	QCR Holdings, Inc. has acquired Guaranty Bank	Financial Advisor
Published	11/01/2021	Renasant Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$200.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Renasant Corporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	11/01/2021	Enfusion	Financing, Equity Capital Markets	IPO	$318.8 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as active bookrunner for Enfusion on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/01/2021	FinWise Bancorp	Equity Capital Markets, Financing	IPO	$42.3 Million	Image	Financial Services, Depositories	Piper Sandler served as active bookrunner for FinWise on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/01/2021	MidWestOne Financial Group, Inc.	Mergers & Acquisitions	Buy-Side	$47.6 Million	Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for MidWestOne Financial Group, Inc. on acquisition of Iowa First Bancshares Corp.	MidWestOne Financial Group, Inc. has acquired Iowa First Bancshares Corp.	Financial Advisor