Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/01/2021 Wallkill Valley Savings and Loan Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank Financial Advisor
Published 12/01/2021 VCT Holdings, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $55.0 Million Financial Services Piper Sandler served as sole placement agent for VCT Holdings, LLC on a 6.00% senior notes offering due in 2016 Senior Notes Sole Placement Agent
Published 12/01/2021 South Street Securities Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $87.5 Million Financial Services, FinTech Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering Senior Notes Joint Placement Agent
Published 12/01/2021 Platform Partners Private Capital Advisory, Capital Solutions Capital Solutions Private Capital Advisory Piper Sandler served as sole placement agent for Platform Partners in the acquisition of SouthCoast Raised promoted equity for acquisition
 Sole Placement Agent
Published 12/01/2021 Pelorus Equity Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $7.8 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 12/01/2021 Ellington Financial Financing, Equity Capital Markets Preferred Stock $120.0 Million Financial Services Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering Preferred Stock Left Bookrunner
Published 12/01/2021 Parkside Financial, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $13.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Parkside Financial, Inc., holding company for Parkside Financial Bank & Trust, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 CRS TH Holdings, LLC Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for CRS, a portfolio company of GenNx360 Capital Partners, on sale to Reverence Capital Partners CRS, a portfolio company of GenNx360 Capital Partners, has been acquired by Reverence Capital Partners Financial Advisor
Published 12/01/2021 Pelorus Equity Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $50.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 12/01/2021 Clear Blue Insurance Group Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $65.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028 Senior Notes Sole Placement Agent
Published 12/01/2021 JD Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for JD Bancshares, Inc., holding company for JD Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 11/30/2021 Restore Hyper Wellness + Cryotherapy Mergers & Acquisitions Minority Investment Consumer, Health & Wellness Services Piper Sandler served as financial advisor for Restore Hyper WEllness + Cryotherapy (Austin Cryo Ventures, LLC) on a significant investment from General Atlantic Minority Investment Financial Advisor
Published 11/30/2021 Resonetics, LLC. Mergers & Acquisitions Sell-Side $2.3 Billion Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group Financial Advisor
Published 11/30/2021 Soligent Holdings, Inc Mergers & Acquisitions Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sell-side advisor for Soligent Holdings, Inc. on sale to City Electric Supply Company Soligent Holdings, Inc. has been acquired by City Electric Supply Company Financial Advisor
Published 11/30/2021 AECOM Mergers & Acquisitions Division Carve Out Services & Industrials Piper Sandler served as sell-side advisor for AECOM on divestiture of Canadian Oil & Gas to Graham Construction AECOM has divested Canadian Oil & Gas to Graham Construction Financial Advisor
Published 11/29/2021 Quilvest Capital Partners Financing, Debt Capital Markets Senior Term Loan $190.0 Million Healthcare, Healthcare Services Piper Sandler served as sole placement agent for Quilvest Capital Partners’ acquisition financing of UrgentMED Senior Term Loan Sole Placement Agent
Published 11/29/2021 Quilvest Capital Partners Mergers & Acquisitions Buy-Side Healthcare, Healthcare Services Piper Sandler served as buy-side advisor for Quilvest Capital Partners on acquisition of UrgentMED Quilvest Capital Partners has acquired UrgentMED Financial Advisor
Published 11/25/2021 Medbio Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Medbio, LLC, a portfolio company of Graham Partners, Inc., on sale to Berwind Corporation Medbio, LLC, a portfolio company of Graham Partners, Inc., has been acquired by Berwind Corporation Financial Advisor
Published 11/25/2021 Beauty Industry Group, LLC Mergers & Acquisitions Sell-Side Consumer, Beauty & Personal Care Piper Sandler served as sell-side advisor for Beauty Industry Group, Inc., a portfolio company of HGGC, on sale to L Catterton Beauty Industry Group, Inc., a portfolio company of HGGC, has been acquired by L Catterton Financial Advisor
Published 11/23/2021 Ovme Mobile, LLC Mergers & Acquisitions Sell-Side Consumer, Health & Wellness Services Piper Sandler served as sell-side advisor for OVME, LLC on sale to VMG Partners OVME, LLC has been acquired by VMG Partners Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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