Investment Banking Transactions

loading
Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/01/2021 Dart Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Ameris Bancorp Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Ameris Bancorp on acquisition of Balboa Capital Ameris Bancorp has acquired Balboa Capital Financial Advisor
Published 12/01/2021 Tradition Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $25.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Pelorus Equity Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $7.8 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 12/01/2021 Ellington Financial Financing, Equity Capital Markets Preferred Stock $120.0 Million Financial Services Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering Preferred Stock Left Bookrunner
Published 12/01/2021 Callodine Group Private Capital Advisory, Private Funds Private Funds Private Capital Advisory Piper Sandler served as sole financial advisor for Callodine Group on the acquisition of Thorofare Capital Callodine Group acquired Thorofare Capital Financial Advisor
Published 12/01/2021 State Bank Mergers & Acquisitions Division Carve Out Financial Services, Depositories Piper Sandler served as sell-side advisor for State Bank on divestiture of its mortgage lending business to Armed Forces Bank State Bank has divested its mortgage lending business to Armed Forces Bank Financial Advisor
Published 12/01/2021 Park Financial Group, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $13.2 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Park Financial Group, Inc. on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Clear Blue Insurance Group Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $65.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028 Senior Notes Sole Placement Agent
Published 12/01/2021 South Street Securities Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $87.5 Million Financial Services, FinTech Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering Senior Notes Joint Placement Agent
Published 12/01/2021 Heartland Compression Services Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Heartland Compression Services, a division of Louisiana Machinery Company on sale of contract compression assets to Nova Compression Heartland Compression Services, a division of Louisiana Machinery Company, has sold contract compression assets to Nova Compression Financial Advisor
Published 12/01/2021 Ames Taping Tools Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, on its sale to GMS Inc. Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, has been acquired by GMS Inc. Financial Advisor
Published 12/01/2021 GBank Financial Holdings Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Gbank Financial Holdings Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 CW Bancorp Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $17.5 Million Financial Services Piper Sandler served as co-placement agent for CW Bancorp on a 3.25% rate fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Co-Lead
Published 12/01/2021 Wallkill Valley Savings and Loan Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank Financial Advisor
Published 12/01/2021 VCT Holdings, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $55.0 Million Financial Services Piper Sandler served as sole placement agent for VCT Holdings, LLC on a 6.00% senior notes offering due in 2016 Senior Notes Sole Placement Agent
Published 12/01/2021 Pelorus Equity Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $50.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Pelorous Equity Group on a 7.00% senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 11/30/2021 Soligent Holdings, Inc Mergers & Acquisitions Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sell-side advisor for Soligent Holdings, Inc. on sale to City Electric Supply Company Soligent Holdings, Inc. has been acquired by City Electric Supply Company Financial Advisor
Published 11/30/2021 Restore Hyper Wellness + Cryotherapy Mergers & Acquisitions Minority Investment Consumer, Health & Wellness Services Piper Sandler served as financial advisor for Restore Hyper WEllness + Cryotherapy (Austin Cryo Ventures, LLC) on a significant investment from General Atlantic Minority Investment Financial Advisor
Published 11/30/2021 Resonetics, LLC. Mergers & Acquisitions Sell-Side $2.3 Billion Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Resonetics, LLC, a portfolio company of GTCR, on sale of a significant minority interest in Resonetics, LLC to The Carlyle Group GTCR has sold a significant stake in Resonetics, LLC to The Carlyle Group Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.