Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 12/08/2021 Confluent, Inc. Financing, Equity Capital Markets Convertible Offering $1.1 Billion Technology, Software Piper Sandler served as co-manager for Confluent, Inc. on a convertible notes offering Convertible Offering Co-Manager
Published 12/08/2021 Group 2 Technologies Mergers & Acquisitions Sell-Side Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Group 2 Technologies and Tomson Technologies on sale to ChampionX Group 2 Technologies and Tomson Technologies have been acquired by ChampionX Financial Advisor
Published 12/03/2021 Union Corrugating Company Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, on sale to Cornerstone Building Brands, Inc. Union Corrugating Company Holdings, Inc., a portfolio company of Industrial Opportunity Partners, has been acquired be Cornerstone Building Brands, Inc. Financial Advisor
Published 12/02/2021 Willow Wood Global, LLC Mergers & Acquisitions Sell-Side Healthcare, Healthcare Services, Med-Tech Piper Sandler served as sell-side advisor for Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, on sale to Blue Sea Capital Willow Wood Global, LLC, a portfolio company of DW Healthcare Partners, has been acquired by Blue Sea Capital Financial Advisor
Published 12/02/2021 Ames Taping Tools Inc. Financing, Debt Capital Markets Senior Term Loan Services & Industrials Piper Sandler served as financial advisor for Ames Taping Tools Inc on a senior term loan Senior Term Loan Financial Advisor
Published 12/01/2021 Dart Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $15.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Dart Financial Corporation, holding company for Dart Bank, on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Tradition Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $25.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Tradition Bancshares on a 3.95% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Ellington Financial Financing, Equity Capital Markets Preferred Stock $120.0 Million Financial Services Piper Sandler served as sole bookrunner for Ellington Financial on a 6.255 Series B fixed-rate resert cumulative redeemable preferred stock offering Preferred Stock Left Bookrunner
Published 12/01/2021 Ready Capital Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $110.0 Million Financial Services, Real Estate Piper Sandler served as sole bookrunner for Ready Capital on a 5.50% senior notes offering due in 2028 Senior Notes Left Bookrunner
Published 12/01/2021 Park Financial Group, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $13.2 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Park Financial Group, Inc. on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 VCT Holdings, LLC Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $55.0 Million Financial Services Piper Sandler served as sole placement agent for VCT Holdings, LLC on a 6.00% senior notes offering due in 2016 Senior Notes Sole Placement Agent
Published 12/01/2021 Platform Partners Private Capital Advisory, Capital Solutions Capital Solutions Private Capital Advisory Piper Sandler served as sole placement agent for Platform Partners in the acquisition of SouthCoast Raised promoted equity for acquisition
Sole Placement Agent
Published 12/01/2021 Pelorus Equity Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $7.8 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Pelorous Equity Group on a senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 12/01/2021 Wallkill Valley Savings and Loan Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Wallkill Valley Federal Savings and Loan on acquisition of one branch from Empire State Bank Wallkill Valley Federal Savings and Loan has acquired one branch from Empire State Bank Financial Advisor
Published 12/01/2021 GBank Financial Holdings Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Gbank Financial Holdings Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 12/01/2021 Ames Taping Tools Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, on its sale to GMS Inc. Ames Taping Tools Inc., a portfolio company of Sun Capital Partners, has been acquired by GMS Inc. Financial Advisor
Published 12/01/2021 CW Bancorp Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $17.5 Million Financial Services Piper Sandler served as co-placement agent for CW Bancorp on a 3.25% rate fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Co-Lead
Published 12/01/2021 Clear Blue Insurance Group Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $65.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for Clear Blue Insurance Group on a 5.375% senior notes offering due in 2028 Senior Notes Sole Placement Agent
Published 12/01/2021 Ellington Financial Financing, Equity Capital Markets Preferred Stock $120.0 Million Financial Services Piper Sandler served as sole bookrunner for Ellington Financial on a 6.25% fixed-rate reset cumulative perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 12/01/2021 South Street Securities Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $87.5 Million Financial Services, FinTech Piper Sandler served as lead placement agent for South Street Securities on a 6.25% senior notes offering Senior Notes Joint Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.