Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	11/16/2021	UserTesting, Inc.	Financing, Equity Capital Markets	IPO	$140.0 Million	Image	Technology, Software	Piper Sandler Served as bookrunner for UserTesting, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/15/2021	Unity Technologies, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.7 Billion	Image	Technology, Software	Piper Sandler Served as co-manager for Unity Technologies, Inc. on a convertible offering	Convertible Offering	Co-Manager
Published	11/15/2021	MDxHealth SA	Financing, Equity Capital Markets	IPO	$45.0 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as left bookrunner for MDxHealth on its initial public offering	Initial Public Offering	Left Bookrunner
Published	11/12/2021	Novus Partners, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for Novus Partners, Inc. on sale to SEI Investment Company	Novus Partners, Inc. has been acquired by SEI Investment Company	Financial Advisor
Published	11/11/2021	KnowBe4, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$236.9 Million	Image	Technology, Software	Piper Sandler served as co-manager for KnowBe4, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	11/10/2021	Apria Inc.	Financing, Equity Capital Markets	Follow-On Offering	$152.8 Million	Image	Healthcare, Healthcare Services	Piper Sandler served as bookrunner for Apria, Inc. on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	11/10/2021	Weave Communications	Financing, Equity Capital Markets	IPO	$120.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Weave Communications, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/10/2021	Lulu's Fashion Lounge, Inc.	Financing, Equity Capital Markets	IPO	$92.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Lulu's Fashion Lounge Holdings, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/09/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Addo Food Group	PAI Partners has acquired Addo Food Group	Financial Advisor
Published	11/09/2021	Thibaut	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Diversified Consumer Products, Services & Industrials	Piper Sandler served as sell-side advisor for Thibaut, a portfolio company of Harbour Group, on sale to Norwest Equity Partners	Thibaut, a portfolio company of Harbour Group, has been acquired by Norwest Equity Partners	Financial Advisor
Published	11/09/2021	ArborWorks Inc	Financing, Debt Capital Markets	Senior Term Loan		Image Image	Services & Industrials	Piper Sandler served as sole debt placement agent for ArborWorks, Inc., a portfolio company of New State Capital Partners, LLC, on its debt capital raise in the form of a revolving credit facility	Senior Term Loan	Sole Placement Agent
Published	11/09/2021	Expensify, Inc.	Financing, Equity Capital Markets	IPO	$302.1 Million	Image	Technology, Software	Piper Sandler served as co-manager for Expensify, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	Contrast Security	Financing, Debt Capital Markets	Minority Capital Raise	$150.0 Million	Image	Technology, Security	Piper Sandler served as financial advisor for Contrast Security on a Series E capital raise led by Liberty Strategic Capital with existing investors, Warburg Pincus, Battery Ventures, General Catalyst, M-12, AXA Venture Partners and Acero Capital also participating in the round	Contrast Security has raised a Series E round led by Liberty Strategic Capital	Financial Advisor
Published	11/09/2021	Platinum Equity, LLC	Mergers & Acquisitions	Buy-Side	$5.2 Billion	Image Image Image Image	Chemicals	Piper Sandler advised Platinum Equity on the acquisition of Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Platinum Equity acquired Solenis, a portfolio company of Clayton, Dubilier & Rice and BASF	Financial Advisor
Published	11/09/2021	Rivian Automotive, Inc.	Financing, Equity Capital Markets	IPO	$13.7 Billion	Image	Technology, EV/Mobility	Piper Sandler served as co-manager for Rivian Automotive, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	11/09/2021	EverArc Holdings	Mergers & Acquisitions	Buy-Side	$2.1 Billion	Image Image Image	Chemicals	Piper Sandler advised EverArc Holdings on its announced acquisition of 100% of Perimeter Solutions, a portfolio company of SK Capital	EverArc Holdings acquired Perimeter Solutions, a portfolio company of SK Capital	Financial Advisor
Published	11/04/2021	Level One Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$323.5 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Level One Bancorp, Inc. on sale to First Merchants Corporation	Level One Bancorp, Inc. has been acquired by First Merchants Corporation	Financial Advisor
Published	11/03/2021	Arhaus, LLC	Financing, Equity Capital Markets	IPO	$167.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as bookrunner for Arhaus, LLC on its initial public offering	Initial Public Offering	Active Bookrunner
Published	11/03/2021	Wilmington Paper Corporation	Financing, Debt Capital Markets	Senior Term Loan		Image Image Image	Services & Industrials	Piper Sandler served as sole debt placement agent for Wilmington Paper Corp. on its debt capital raise from Bank of Ireland and Siemens Financial Services	Senior Term Loan	Financial Advisor
Published	11/02/2021	Impinj, Inc.	Financing, Equity Capital Markets	Convertible Offering	$287.5 Million	Image	Technology, Hardware	Piper Sandler served as co-manager for Impinj, Inc. on a convertible offering	Convertible Offering	Co-Manager