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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 09/01/2021 | United Fidelity Bank | Equity Capital Markets, Financing | Preferred Stock | $20.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering | Preferred Stock | Sole Placement Agent | |
Published | 09/01/2021 | Beauty Industry Group | Financing, Piper Sandler Finance | Senior Term Loan | Image
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Consumer, Beauty & Personal Care | Piper Sandler Finance served as sole staple provider for Beauty Industry Group on a senior secured term loan, delayed draw term loan and revolver | Senior Secured Term Loan Delayed Draw Term Loan & Revolver |
Sole Staple Provider | |
Published | 09/01/2021 | MVB Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Joint Placement Agent |
Published | 09/01/2021 | AgTexas Farm Credit Services | Equity Capital Markets, Financing | Preferred Stock | $80.0 Million | Image
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Financial Services | Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
Published | 09/01/2021 | Ark Invest | Mergers & Acquisitions | Strategic Advisory | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
Financial Advisor | |
Published | 09/01/2021 | First Trust | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration | First Trust has been acquired by to BancPlus Corproration | Financial Advisor | |
Published | 09/01/2021 | Jamesmark Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Jamesmark Bancshares, Inc. on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 09/01/2021 | Euclid Transactional | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight | Euclid Transactional has sold a minority stake to Searchlight | Financial Advisor | |
Published | 09/01/2021 | Western Alliance Bancorporation | Equity Capital Markets, Financing | Preferred Stock | $300.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Western Alliance Bancorporation on a 4.25% fixed-rate resert non-cumulative perpetual preferred stock offering | Preferred Stock | Active Bookrunner |
Published | 09/01/2021 | Falcon Private Holdings, LLC | Mergers & Acquisitions | Sell-Side | $445.0 Million | Image
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Chemicals | Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo | Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo | Financial Advisor |
Published | 09/01/2021 | Seacoast Banking Corporation of Florida | Mergers & Acquisitions | Buy-Side | $28.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank | Seacoast Banking Corporation of Florida has acquired Florida Business Bank | Financial Advisor |
Published | 09/01/2021 | OFB Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 09/01/2021 | ConnectOne Bancorp, Inc. | Equity Capital Markets, Financing | Preferred Stock | $115.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as active bookrunner for ConnectOne Bancorp, Inc. on a 5.25% fixed-rate reset non-cumulative perpetual preferred stock | Preferred Stock | Active Bookrunner |
Published | 08/31/2021 | Osteon Medical | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed | Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed | Financial Advisor | |
Published | 08/31/2021 | NexTier Oilfield Solutions Inc. | Mergers & Acquisitions | Buy-Side | $268.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping | NexTier Oilfield Solutions has acquired Alamo Pressure Pumping | Financial Advisor |
Published | 08/30/2021 | NationsBuilders Insurance Services, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for NationsBuilders Insurance Services, Inc. on sale to Align Financial Holdings, LLC | NationsBuilders Insurance Services, Inc. has has been acquired by Align Financial Holdings, LLC | Financial Advisor | |
Published | 08/30/2021 | Humacyte, Inc. | Financing, Equity Capital Markets | PIPE | $175.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering | PIPE | Sole Placement Agent |
Published | 08/26/2021 | BITS | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for ACBB-BITS, a subsidiary of Atlantic Community Bankers Bank, on its sale to New Era Technology, Inc., a portfolio company of Sentinel Capital Partners | ACBB-BITS, a subsidiary of Atlantic Community Bankers Bank, has been acquired by New Era Technology, Inc., a portfolio company of Sentinel Capital Partners | Financial Advisor | |
Published | 08/26/2021 | Special Committee of Santander Consumer USA Holdings Inc. | Mergers & Acquisitions | Take Private | $2.5 Billion | Image
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Financial Services, Specialty Finance | Piper Sandler served as sell-side advisor for the Santander Consumer USA Holdings Inc. on its take private by Santander Holdings USA, Inc. | Santander Consumer USA Holdings Inc. has been taken private by Santander Holdings USA, Inc. | Financial Advisor |
Published | 08/24/2021 | Aadi Bioscience, Inc. | Mergers & Acquisitions | Merger | $206.8 Million | Image
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Healthcare, Biopharma | Piper Sandler served as financial advisor for Aadi Bioscience, Inc. on its merger with Aerpio Pharmaceuticals, Inc. | Aadi Bioscience, Inc. has merged with Aerpio Pharmaceuticals, Inc. | Financial Advisor |