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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 09/01/2021 | Dakota Financial | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $30.0 Million | Image
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Financial Services, Specialty Finance | Piper Sandler served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 | Senior Notes | Sole Placement Agent |
Published | 09/01/2021 | Euclid Transactional | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Secured Debt | Image
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Financial Services, Insurance | Piper sandler served as sole placement agent for Euclid Transactional on a senior secured debt offering | Senior Secured Debt | Sole Placement Agent | |
Published | 09/01/2021 | LedgerX | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US | LedgerX has been acquired by FTX.US | Financial Advisor | |
Published | 09/01/2021 | OFB Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 09/01/2021 | Euclid Transactional | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight | Euclid Transactional has sold a minority stake to Searchlight | Financial Advisor | |
Published | 09/01/2021 | Ark Invest | Mergers & Acquisitions | Strategic Advisory | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers |
Financial Advisor | |
Published | 09/01/2021 | United Fidelity Bank | Equity Capital Markets, Financing | Preferred Stock | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering | Preferred Stock | Sole Placement Agent |
Published | 09/01/2021 | Lakeland Bancorp, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $150.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Active Bookrunner |
Published | 09/01/2021 | Falcon Private Holdings, LLC | Mergers & Acquisitions | Sell-Side | $445.0 Million | Image
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Chemicals | Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo | Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo | Financial Advisor |
Published | 09/01/2021 | AgTexas Farm Credit Services | Equity Capital Markets, Financing | Preferred Stock | $80.0 Million | Image
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Financial Services | Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
Published | 09/01/2021 | Orange County Bancorp, inc. | Equity Capital Markets, Financing | IPO | $38.5 Million | Image
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Financial Services, Depositories | Piper Sandler served as left bookrunner for Orange County Bancorp, inc. on its initial public offering | Initial Public Offering | Left Bookrunner |
Published | 09/01/2021 | Bank OZK | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $350.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
Published | 09/01/2021 | Cecil Bancorp, Inc. | Financing, Equity Private Placements | Minority Capital Raise | $10.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as financial advisor for Cecil Bancorp, Inc. on a private placement of common stock | Minority Capital Raise | Financial Advisor |
Published | 09/01/2021 | Seacoast Banking Corporation of Florida | Mergers & Acquisitions | Buy-Side | $28.4 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank | Seacoast Banking Corporation of Florida has acquired Florida Business Bank | Financial Advisor |
Published | 09/01/2021 | AIG | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Insurance | Piper Sandler served as sell-side advisor for AIG on sale of its stake in Attune to Coalition | AIG has sold its stake in Attune to Coalition | Financial Advisor | |
Published | 09/01/2021 | ACBB | Mergers & Acquisitions | Division Carve Out | Image
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Financial Services, FinTech | Piper Sandler served as sell-side advisor for ACBB on divestiture of BITS to New Era Technology | ACBB has divested BITS to New Era Technology | Financial Advisor | |
Published | 09/01/2021 | Western Alliance Bancorporation | Equity Capital Markets, Financing | Preferred Stock | $300.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Western Alliance Bancorporation on a 4.25% fixed-rate resert non-cumulative perpetual preferred stock offering | Preferred Stock | Active Bookrunner |
Published | 09/01/2021 | MVB Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Joint Placement Agent |
Published | 08/31/2021 | NexTier Oilfield Solutions Inc. | Mergers & Acquisitions | Buy-Side | $268.0 Million | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping | NexTier Oilfield Solutions has acquired Alamo Pressure Pumping | Financial Advisor |
Published | 08/31/2021 | Osteon Medical | Mergers & Acquisitions | Sell-Side | Image
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Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed | Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed | Financial Advisor |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.