Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 08/04/2021 Driven Brands, Inc. Financing, Equity Capital Markets Follow-On Offering $380.0 Million Services & Industrials Piper Sandler served as bookrunner for Driven Brands Holdings, Inc. on on a follow-on offering Follow-On Offering Passive Bookrunner
Published 08/02/2021 Paula's Choice, LLC Mergers & Acquisitions Sell-Side Consumer, Beauty & Personal Care Piper Sandler served as co-lead for Paula's Choice, LLC on sale to Unilever PLC Paula's Choice, LLC has been acquired by Unilever PLC Financial Advisor
Published 08/01/2021 First Internet Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $60.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Arbor Realty Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $270.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a 4.50% senior notes offerin due in 2026 Senior Notes Sole Placement Agent
Published 08/01/2021 Delta Bancshares Company Mergers & Acquisitions Sell-Side $106.3 Million Financial Services, Depositories Piper Sandler has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc. Delta Bancshares Company has been acquired by First Mid Bancshares, Inc. Financial Advisor
Published 08/01/2021 NexBank Capital, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $150.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Hanmi Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $110.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 08/01/2021 California Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for California Bancorp on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Triumph Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $70.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Triumph on a 3.50% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 08/01/2021 A10 Capital Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $165.0 Million Financial Services, Diversified Financials Piper Sandler served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 08/01/2021 Heartland Financial USA, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $150.0 Million Financial Services, Depositories Piper Sandler served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 07/30/2021 Bessemer Investors Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Bessemer Investors on acquisition of Legacy Restoration, LLC Bessemer Investors has acquired Legacy Restoration, LLC Financial Advisor
Published 07/30/2021 Emerald Textiles LLC Financing, Debt Capital Markets Senior Term Loan $245.0 Million Services & Industrials Piper Sandler served as sole placement agent for Emerald Textiles LLC on its debt capital raise Senior Term Loan Joint Placement Agent
Published 07/30/2021 AWP, Inc. Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Statewide Safety Systems, a portfolio company of Sterling Partners Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Statewide Safety Systems from Sterling Partners Financial Advisor
Published 07/30/2021 Kymera Therapeutics LLC Financing, Equity Capital Markets Follow-On Offering $257.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kymera Therapeutics LLC on a follow-on offering Follow-On Offering Passive Bookrunner
Published 07/30/2021 Pangeo Subsea Inc Mergers & Acquisitions Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc. PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc. Financial Advisor
Published 07/30/2021 Miyoko's Kitchen, Inc. Mergers & Acquisitions Minority Investment $52.0 Million Consumer, Food & Beverage Piper Sandler served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures
Financial Advisor
Published 07/29/2021 thredUP, Inc. Financing, Equity Capital Markets Follow-On Offering $179.2 Million Consumer, Technology, Internet & Digital Media Piper Sandler served as co-manager for thredUp, Inc on a follow-on offering Follow-On Offering Co-Manager
Published 07/29/2021 Omega Therapeutics, Inc. Financing, Equity Capital Markets IPO $141.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Omega Therapeutics, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 07/29/2021 Traeger Pellet Grills, LLC Financing, Equity Capital Markets IPO $487.0 Million Consumer, Diversified Consumer Products Piper Sandler served as bookrunner for Traeger, Inc. on its initial public offering Initial Public Offering Passive Bookrunner

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.