Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 07/09/2021 Hydrasun Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Hydrasun on sale to SCF Partners Hydrasun has been acquired by SCF Partners Financial Advisor
Published 07/08/2021 Public Financial Management Inc. Mergers & Acquisitions Division Carve Out Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for PFM on divestiture of PFM Asset Management to U.S. Bank PFM divested PFM Asset Management to U.S. Bank Financial Advisor
Published 07/06/2021 Integrity Implants Inc. (Accelus) Mergers & Acquisitions Merger Healthcare, Med-Tech Piper Sandler served as financial advisor for Integrity Implants, Inc. on merger with Fusion Roboics to form Accelus Integrity Implants, Inc. has merged with Fusion Roboics to form Accelus Financial Advisor
Published 07/03/2021 Bain Capital LP Mergers & Acquisitions Buy-Side CHF4.2 Billion Chemicals Piper Sandler served as buy side advisor to Bain Capital & Cinven on the acquistion of Lonza Specialty Ingredients. Bain Capital & Cinven acquired Lonza Specialty Ingredients Financial Advisor
Published 07/02/2021 Nyxoah S.A. Financing, Equity Capital Markets IPO $97.8 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for Nyxoah SA on its U.S. initial public offering Initial Public Offering Left Bookrunner
Published 07/02/2021 Hanna Andersson Corporation Financing, Debt Capital Markets Senior Term Loan $125.0 Million Consumer, Retail & Disruptive Commerce Piper Sandler served as sole debt placement agent for Hanna Andersson Corporation, a portfolio company of L Catterton, on its debt financing Senior Term Loan Joint Placement Agent
Published 07/01/2021 Aventine Property Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $100.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Aventine Property Group on a mandatorily convertible senior notes offering Convertible Offering Sole Placement Agent
Published 07/01/2021 Regent Capital Corporation Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Regent Capital Corporation on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 NorthEast Community Bancorp, Inc. Equity Capital Markets, Financing Follow-On Offering $97.8 Million Financial Services, Depositories Piper Sandler served as sole marketing agent for NorthEast Community Bancorp, Inc. on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 Legends Financial Holdings, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Legends Financial Holdings, Inc., holding company for Legends Bank, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 First Women's Bank Equity Capital Markets, Financing Minority Capital Raise $31.3 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Women's Bank on a private placement Private Placement Sole Placement Agent
Published 07/01/2021 Ellington Financial Financing, Equity Capital Markets Follow-On Offering $125.7 Million Financial Services Piper Sandler served as co-manager for Ellington Financial on a follow-on offering Follow-On Offering Co-Manager
Published 07/01/2021 Western Alliance Bancorporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $600.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 07/01/2021 Robinhood Financing, Equity Capital Markets IPO $2.4 Billion Financial Services, FinTech Piper Sandler served as co-manager for Robinhood on its initial public offering Initial Public Offering Co-Manager
Published 07/01/2021 Spencer Savings Bank Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Spencer Savings Bank on acquisition of Mariner's Bank Spencer Savings Bank has acquired Mariner's Bank Financial Advisor
Published 07/01/2021 Prosper Bank Equity Capital Markets, Financing Follow-On Offering $27.8 Million Financial Services, Depositories Piper Sandler served as sole admin agent for Prosper Bank on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 Teton Financial Services, Inc. Mergers & Acquisitions Sell-Side $48.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western Financial Advisor
Published 07/01/2021 New Hampshire Mutual Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for New Hampshire Mutual Bankcorp on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 Genesis Bank Equity Capital Markets, Financing Follow-On Offering $57.0 Million Financial Services, Depositories Piper Sandler served as sole admin agent for Genesis Bank on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 Trinitas Capital Management Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $90.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as sole placement for Trinitas Capital Management on a senior unsecured notes offering Senior Unsecured Notes Offering Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.