Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/15/2021	Home BancShares, Inc.	Mergers & Acquisitions	Buy-Side	$919.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Home BancShares, Inc. on acquisition of Happy Bancshares, Inc.	Home BancShares, Inc. has acquired Happy Bancshares, Inc.	Financial Advisor
Published	09/15/2021	Special Committee of GreenSky, Inc.	Mergers & Acquisitions	Sell-Side	$2.2 Billion	Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for the Special Committee of GreenSky, Inc. on sale to The Goldman Sachs Group	GreenSky, Inc. has been acquired by The Goldman Sachs Group	Financial Advisor
Published	09/14/2021	Lilium GmbH	Financing, Equity Capital Markets	Advisory	$2.4 Billion	Image Image	Technology, EV/Mobility	Piper Sandler served as joint financial advisor for Lilium GmbH and Qell Acquisition Corp. on their business combination via a reverse merger	Lilium GmbH has combined with Qell Acquisition Corp. in a reverse merger	Co-Lead
Published	09/14/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$400.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/14/2021	Dutch Brothers	Financing, Equity Capital Markets	IPO	$556.8 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Dutch Bros Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/14/2021	ThoughtWorks Holding, Inc.	Financing, Equity Capital Markets	IPO	$889.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Thoughtworks Holding, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/14/2021	Disco Inc.	Financing, Equity Capital Markets	Follow-On Offering	$320.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for CS Disco, Inc. on its a follow-on offering	Follow-On Offering	Active Bookrunner
Published	09/14/2021	Ortho Clinical Diagnostics Holdings plc	Financing, Equity Capital Markets	Follow-On Offering	$442.8 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Ortho Clinical Diagnostics Holdings plc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	09/13/2021	Niacet Corporation	Mergers & Acquisitions	Sell-Side	$1.0 Billion	Image Image Image	Chemicals	Piper Sandler advised advised SK Capital Partners on the sale of its portfolio company, Niacet Corporation, to Kerry Group plc.	SK Capital Partners has been acquired by Niacet Corporation to Kerry Group plc.	Financial Advisor
Published	09/11/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Winterbotham Darby	PAI Partners has acquired Winterbotham Darby	Financial Advisor
Published	09/10/2021	Venterra Group	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra on acquisition of Osbit Limited	Venterra has acquired Osbit Limited	Financial Advisor
Published	09/10/2021	AeroPress, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Diversified Consumer Products	Piper Sandler served as financial advisor for AeroPress Inc. on an investment from Tiny Capital LTD. AeroPress Inc. are the makers of the AeroPress® coffee maker	AeroPress Inc. has received an investment from Tiny Capital LTD	Financial Advisor
Published	09/09/2021	McAfee Corp.	Financing, Equity Capital Markets	Follow-On Offering	$487.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for McAfee Corp. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/09/2021	Global-eOnline Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager
Published	09/07/2021	Blackstone Inc.	Mergers & Acquisitions	Sell-Side	$5.0 Billion	Image Image Image	Services & Industrials	Piper Sandler served as buy-side advisor for The Blackstone Group on acquisition of The Chamberlain Group, a subsidiary of The Duchossois Group, Inc.	Blackstone Inc. has acquired The Chamberlain Group LLC, a subsidiary of The Duchossois Group, Inc.	Financial Advisor
Published	09/07/2021	Confidio, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Confidio, LLC on sale to RxBenefits, Inc.	Confidio, LLC has been acquired by RxBenefits, Inc.	Financial Advisor
Published	09/01/2021	Falcon Private Holdings, LLC	Mergers & Acquisitions	Sell-Side	$445.0 Million	Image Image Image	Chemicals	Piper Sandler advised Falcon Private Holdings, LLC, on sale of Aristech Surfaces LLC to Trinseo	Falcon Private Holdings, LLC, has been acquired by Aristech Surfaces LLC to Trinseo	Financial Advisor
Published	09/01/2021	Project Creeky	Private Capital Advisory, Secondary Capital	Secondary Capital	$36.0 Million		Private Capital Advisory	Piper Sandler served as sole financial advisor on the LP Portfolio Sale	LP Portfolio Sale	Secondary Advisor
Published	09/01/2021	AgTexas Farm Credit Services	Equity Capital Markets, Financing	Preferred Stock	$80.0 Million	Image	Financial Services	Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering	Preferred Stock	Left Bookrunner
Published	09/01/2021	MVB Financial Corp.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$30.0 Million	Image	Financial Services, Depositories	Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Joint Placement Agent