Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	09/16/2021	Great Western Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$2.0 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Great Western Bancorp, Inc. on sale to First Interstate BancSystem, Inc.	Great Western Bancorp, Inc. has been acquired by First Interstate BancSystem, Inc.	Financial Advisor
Published	09/15/2021	Special Committee of GreenSky, Inc.	Mergers & Acquisitions	Sell-Side	$2.2 Billion	Image Image	Financial Services, FinTech	Piper Sandler served as sell-side advisor for the Special Committee of GreenSky, Inc. on sale to The Goldman Sachs Group	GreenSky, Inc. has been acquired by The Goldman Sachs Group	Financial Advisor
Published	09/15/2021	aTyr Pharma Inc.	Financing, Equity Capital Markets	CMFO	$86.3 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for aTyr Pharma, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	09/15/2021	Home BancShares, Inc.	Mergers & Acquisitions	Buy-Side	$919.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Home BancShares, Inc. on acquisition of Happy Bancshares, Inc.	Home BancShares, Inc. has acquired Happy Bancshares, Inc.	Financial Advisor
Published	09/15/2021	Ginkgo BioWorks, Inc.	Financing, Equity Capital Markets	Advisory	$15.0 Billion	Image Image	Healthcare, Tools & Diagnostics	Piper Sandler served as financial advisor for Ginkgo BioWorks, Inc. on its combination via a reverse merger with Soaring Eagle Acquisition Corp.	Ginkgo BioWorks, Inc. combined with Soaring Eagle Acquisition Corp. in a reverse merger	Financial Advisor
Published	09/15/2021	FIGS, Inc.	Equity Capital Markets	Follow-On Offering	$412.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for FIGS, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/15/2021	ForgeRock, Inc	Financing, Equity Capital Markets	IPO	$316.3 Million	Image	Technology, Software	Piper Sandler served as co-manager for ForgeRock, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	09/15/2021	Vicarious Surgical	Financing, Equity Capital Markets	Advisory	$1.1 Billion	Image Image	Healthcare, Med-Tech	Piper Sandler served as capital markets advisor for Vicarious Surgical on its combination via a reverse merger with D8 Holdings Corp.	Vicarious Surgical combined with D8 Holdings Corp. in a reverse merger	Financial Advisor
Published	09/14/2021	Ortho Clinical Diagnostics Holdings plc	Financing, Equity Capital Markets	Follow-On Offering	$442.8 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Ortho Clinical Diagnostics Holdings plc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	09/14/2021	ThoughtWorks Holding, Inc.	Financing, Equity Capital Markets	IPO	$889.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Thoughtworks Holding, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/14/2021	Disco Inc.	Financing, Equity Capital Markets	Follow-On Offering	$320.7 Million	Image	Technology, Software	Piper Sandler served as bookrunner for CS Disco, Inc. on its a follow-on offering	Follow-On Offering	Active Bookrunner
Published	09/14/2021	Leslie's, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$400.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for Leslie's, Inc. on on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/14/2021	Lilium GmbH	Financing, Equity Capital Markets	Advisory	$2.4 Billion	Image Image	Technology, EV/Mobility	Piper Sandler served as joint financial advisor for Lilium GmbH and Qell Acquisition Corp. on their business combination via a reverse merger	Lilium GmbH has combined with Qell Acquisition Corp. in a reverse merger	Co-Lead
Published	09/14/2021	Dutch Brothers	Financing, Equity Capital Markets	IPO	$556.8 Million	Image	Consumer, Restaurants	Piper Sandler served as bookrunner for Dutch Bros Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	09/13/2021	Niacet Corporation	Mergers & Acquisitions	Sell-Side	$1.0 Billion	Image Image Image	Chemicals	Piper Sandler advised advised SK Capital Partners on the sale of its portfolio company, Niacet Corporation, to Kerry Group plc.	SK Capital Partners has been acquired by Niacet Corporation to Kerry Group plc.	Financial Advisor
Published	09/11/2021	PAI Partners	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for PAI Partners on acquistion of Winterbotham Darby	PAI Partners has acquired Winterbotham Darby	Financial Advisor
Published	09/10/2021	Venterra Group	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra on acquisition of Osbit Limited	Venterra has acquired Osbit Limited	Financial Advisor
Published	09/10/2021	AeroPress, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Diversified Consumer Products	Piper Sandler served as financial advisor for AeroPress Inc. on an investment from Tiny Capital LTD. AeroPress Inc. are the makers of the AeroPress® coffee maker	AeroPress Inc. has received an investment from Tiny Capital LTD	Financial Advisor
Published	09/09/2021	McAfee Corp.	Financing, Equity Capital Markets	Follow-On Offering	$487.4 Million	Image	Technology, Software	Piper Sandler served as co-manager for McAfee Corp. on a follow-on offering	Follow-On Offering	Co-Manager
Published	09/09/2021	Global-eOnline Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$883.2 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its follow-on offering	Follow-On Offering	Co-Manager