Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 06/01/2021 Hertz Global Holdings, Inc. Restructuring Chapter 11 Reorganization $19.0 Billion Services & Industrials Piper Sandler served as investment banker for an ad hoc group of 2L noteholders in the Chapter 11 reorganzation of Hertz Global Holdings, Inc. Chapter 11 Reorganization Financial Advisor
Published 06/01/2021 Coeur d'Alene Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $5.0 Million Financial Services, Depositories Piper Sandler served as sole financial advisor for Coeur d'Alene Bancorp on a 4.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Financial Advisor
Published 06/01/2021 Centurion American Development Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $14.8 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Centurion American Development Group on a 6.50% senior secured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 06/01/2021 TS Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for TS Bank on a 5.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 06/01/2021 Ready Capital Financing, Equity Capital Markets Preferred Stock $115.0 Million Financial Services, Real Estate Piper Sandler served as active bookrunner for Ready Capital on a 6.50% Series E Cumulative Redeemable Preferred Stock offering Preferred Stock Active Bookrunner
Published 06/01/2021 Midwest BankCentre Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $25.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Midwest BankCentre on a 3.625% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 06/01/2021 Ontarioro Teachers' Pension Plan (OTPP) & Burton's Biscuits Company Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler acted as sell-side advisor for Burton's Biscuits, a portfolio company of OTPP, on sale to Ferrero Burton's Biscuits, a portfolio company of OTPP, has been acquired by Ferrero Financial Advisor
Published 06/01/2021 Frontier Bancshares Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $55.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Frontier Bancshares, holding company for Horizon Bank, on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 06/01/2021 Legal Business Services Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $50.0 Million Financial Services, Specialty Finance Piper Sandler served as lead placement agent for Legal Business Services on a 8.00% senior notes offering due in 2026 Senior Notes Joint Placement Agent
Published 05/31/2021 Altaris Capital Partners, LLC Mergers & Acquisitions Buy-Side Healthcare, Med-Tech Piper Sandler served as fbuy-side advisor for Altaris Capital Partners, LLC on acquisition of Solesis Medical Technologies, Inc. from Michelin Altaris Capital Partners, LLC has acquired Solesis Medical Technologies, Inc. from Michelin Financial Advisor
Published 05/28/2021 Valley National Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $300.0 Million Financial Services, Depositories Piper Sandler served as joint bookrunner for Valley National Bancorp on a $300.0 million offering of 3.00% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Active Bookrunner
Published 05/28/2021 Colorado Barricade Company Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Colorado Barricade Company, a portfolio company of Trailbreak Partners, on sale to Caymus Equity Partners Colorado Barricade Company, a portfolio company of Trailbreak Partners, has been acquired by Caymus Equity Partners Financial Advisor
Published 05/27/2021 Aquesta Financial Holdings, Inc. Mergers & Acquisitions Sell-Side $131.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Aquesta Financial Holdings, Inc. on sale to United Community Banks, Inc. Aquesta Financial Holdings, Inc. has been acquired by United Community Banks, Inc. Financial Advisor
Published 05/26/2021 Innovative Industrial Properties, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $300.0 Million Financial Services, Real Estate Piper Sandler served as joint bookrunner for Innovative Industrial Properties, Inc. on a $300.0 million offering of senior notes due in 2026 Senior Notes Active Bookrunner
Published 05/26/2021 Oak Street Health, Inc Financing, Equity Capital Markets Follow-On Offering $747.0 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering Follow-On Offering Passive Bookrunner
Published 05/26/2021 Accounting Seed, Inc. Mergers & Acquisitions Sell-Side Technology, Software Piper Sandler served as financial advisor for Accounting Seed, Inc. on a strategic growth investment from H.I.G. Capital, LLC Accounting Seed, Inc has received a strategic growth investment from H.I.G. Capital, LLC Financial Advisor
Published 05/26/2021 Day One Biopharmaceuticals, Inc. Financing, Equity Capital Markets IPO $184.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 05/26/2021 FIGS, Inc. Financing, Equity Capital Markets IPO $667.0 Million Consumer, Retail & Disruptive Commerce Piper Sandler served as co-manager for FIGS, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 05/25/2021 Huntington Bancshares Incorporated Mergers & Acquisitions Division Carve Out Financial Services, Depositories Piper Sandler served as sell-side advisor for Huntington Bancshares Incorporated and TCF Financial Corporation on divestiture of 14 TCF National Bank Branches in Michigan to Horizon Bancorp Huntington Bancshares Incorporated and TCF Financial Corporation divested 14 TCF National Bank Branches in Michigan to Horizon Bancorp Financial Advisor
Published 05/25/2021 Shift Technologies, Inc. Financing, Equity Capital Markets Convertible Offering $150.0 Million Technology, Internet & Digital Media, Software Piper Sandler served as bookrunner for Shift Technologies, Inc. on a convertible offering Convertible Offering Active Bookrunner

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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