Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 09/01/2021 ConnectOne Bancorp, Inc. Equity Capital Markets, Financing Preferred Stock $115.0 Million Financial Services, Depositories Piper Sandler served as active bookrunner for ConnectOne Bancorp, Inc. on a 5.25% fixed-rate reset non-cumulative perpetual preferred stock Preferred Stock Active Bookrunner
Published 09/01/2021 OFB Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for OFB Bancshares, Inc. on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 09/01/2021 Seacoast Banking Corporation of Florida Mergers & Acquisitions Buy-Side $28.4 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Florida Business Bank Seacoast Banking Corporation of Florida has acquired Florida Business Bank Financial Advisor
Published 09/01/2021 Euclid Transactional Mergers & Acquisitions Sell-Side Financial Services, Insurance Piper Sandler served as sell-side advisor for Euclid Transactional on sale of a minority stake to Searchlight Euclid Transactional has sold a minority stake to Searchlight Financial Advisor
Published 09/01/2021 LedgerX Mergers & Acquisitions Sell-Side Financial Services, FinTech Piper Sandler served as sell-side advisor for LedgerX on sale to FTX.US LedgerX has been acquired by FTX.US Financial Advisor
Published 09/01/2021 Lakeland Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $150.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for Lakeland Bancorp, Inc. on a 2.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Active Bookrunner
Published 09/01/2021 First Trust Mergers & Acquisitions Sell-Side Financial Services, Depositories Piper Sandler served as sell-side advisor for First Trust on sale to BancPlus Corproration First Trust has been acquired by to BancPlus Corproration Financial Advisor
Published 09/01/2021 Beauty Industry Group Financing, Piper Sandler Finance Senior Term Loan Consumer, Beauty & Personal Care Piper Sandler Finance served as sole staple provider for Beauty Industry Group on a senior secured term loan, delayed draw term loan and revolver Senior Secured Term Loan
Delayed Draw Term Loan & Revolver 		Sole Staple Provider
Published 09/01/2021 Dakota Financial Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $30.0 Million Financial Services, Specialty Finance Piper Sandler served as sole placement agent for Dakota Financial on a 5.00% senior unsecured notes offering due in 2026 Senior Notes Sole Placement Agent
Published 09/01/2021 Bank OZK Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $350.0 Million Financial Services, Depositories Piper Sandler served as sole bookrunner for Bank OZK on a 2.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 09/01/2021 United Fidelity Bank Equity Capital Markets, Financing Preferred Stock $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for United Fidelity Bank on a 7.00% non-cululative perpetual preferred stock offering Preferred Stock Sole Placement Agent
Published 09/01/2021 AIG Mergers & Acquisitions Sell-Side Financial Services, Insurance Piper Sandler served as sell-side advisor for AIG on sale of its stake in Attune to Coalition AIG has sold its stake in Attune to Coalition Financial Advisor
Published 09/01/2021 Alternative Asset Manager Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $10.5 Million Financial Services, Asset & Wealth Management Piper Sandler served as sole placement agent for an alternative asset manager on a senior unsecured notes offering Senior Unsecured Notes Offering Sole Placement Agent
Published 09/01/2021 Project Creeky Private Capital Advisory, Secondary Capital Secondary Capital $36.0 Million Private Capital Advisory Piper Sandler served as sole financial advisor on the LP Portfolio Sale LP Portfolio Sale
 Secondary Advisor
Published 09/01/2021 AgTexas Farm Credit Services Equity Capital Markets, Financing Preferred Stock $80.0 Million Financial Services Piper Sandler served as sole bookrunner for Ag Texas Farm Credit Services on a 5.75% fixed-rate reset cumulative perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 09/01/2021 Ark Invest Mergers & Acquisitions Strategic Advisory Financial Services, Asset & Wealth Management Piper Sandler served as financial advisor for ARK Invest on the repurchase of 100% of the equity interests in ARK Invest held by Resolute Investment Managers
 ARK Invest has repurchased 100% of the equity interests in ARK Invest held by Resolute Investment Managers
 Financial Advisor
Published 09/01/2021 MVB Financial Corp. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as co-placement agent for MVB on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 08/31/2021 Osteon Medical Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for Osteon Medical, a portfolio company of Armitage Partners., on sale to Keystone Dental Group, a portfolio company of Accelmed Osteon Medical, a portfolio company of Armitage Partners, has been acquired by Keystone Dental, a portfolio company of Accelmed Financial Advisor
Published 08/31/2021 NexTier Oilfield Solutions Inc. Mergers & Acquisitions Buy-Side $268.0 Million Energy, Power & Infrastructure, Oilfield Services & Equipment Piper Sandler served as buy-side advisor for NexTier Oilfield Solutions on acquisition of Alamo Pressure Pumping NexTier Oilfield Solutions has acquired Alamo Pressure Pumping Financial Advisor
Published 08/30/2021 Humacyte, Inc. Financing, Equity Capital Markets PIPE $175.0 Million Healthcare, Biopharma Piper Sandler served as sole placement agent for Humacyte, Inc. on a PIPE offering PIPE Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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