Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	08/11/2021	Avalara, Inc.	Financing, Equity Capital Markets	Convertible Offering	$977.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Avalara, Inc. on a senior unsecured convertible notes offering	Convertible Offering	Co-Manager
Published	08/11/2021	CloudFlare, Inc.	Financing, Equity Capital Markets	Convertible Offering	$1.3 Billion	Image	Technology, Software	Piper Sandler served as co-manager for Cloudflare, Inc. on a senior unsecured convertible notes offering	Convertible Offering	Co-Manager
Published	08/11/2021	Danimer Scientific, LLC	Mergers & Acquisitions	Buy-Side	$152.0 Million	Image Image	Consumer, Agriculture, Biorenewables & Cannabis, Chemicals	Piper Sandler served as buy-side advisor for Danimer Scientific on acquisition of Novomer	Danimer Scientific has acquired Novomer	Financial Advisor
Published	08/11/2021	Fulcrum Therapeutics, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$144.2 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Fulcrum Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/10/2021	Peer5, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as sell-side advisor for Peer5, Inc. on sale to Microsoft Corporation	Peer5, Inc. has been acquired by Microsoft Corporation	Financial Advisor
Published	08/10/2021	Health Catalyst, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$224.9 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as co-manager for Health Catalyst, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	08/10/2021	Venterra Group	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as buy-side advisor for Venterra on acquisition of Gavin & Doherty Geosolutions	Venterra has acquired Gavin & Doherty Geosolutions	Financial Advisor
Published	08/09/2021	Fulgent Genetics, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Healthcare, Tools & Diagnostics	Piper Sandler served as buy-side advisor for Fulgent Genetics Inc. on acquisition of CSI Laboratories	Fulgent Genetics Inc. has acquired CSI Laboratories	Financial Advisor
Published	08/09/2021	Vega	Mergers & Acquisitions	Division Carve Out		Image Image Image	Consumer, Food & Beverage	Piper Sandler served as sell-side advisor for Danone on divestiture of Sequal Naturals, ULC and Vega US, LLC to WM Partners, LP	Danone has divested Vega US, LLC to WM Partners, LP	Financial Advisor
Published	08/06/2021	Darktrace Ltd.	Financing, Equity Capital Markets	Follow-On Offering	$199.5 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Darktrace Ltd. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	08/06/2021	Computer Data Source, Inc.	Financing, Debt Capital Markets	Unitranche Debt		Image	Technology, Technology Services	Piper Sandler served as sole debt placement agent for Computer Data Source, Inc. on a debt financing	Unitranche Debt	Sole Placement Agent
Published	08/04/2021	Driven Brands, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$380.0 Million	Image	Services & Industrials	Piper Sandler served as bookrunner for Driven Brands Holdings, Inc. on on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	08/04/2021	CAVU	Private Capital Advisory, Capital Solutions	Capital Solutions		Image Image	Private Capital Advisory	Piper Sandler raised promoted preferred and common equity to support CAVU's minority interest in Whistlepig	Raised Equity	Sole Placement Agent
Published	08/04/2021	Healthgrades Operating Company, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Healthcare, Information-Driven Healthcare, Technology	Piper Sandler served as sell-side advisor for Healthgrades Operating Company, Inc. on sale to RV Health, a Red Ventures business	Healthgrades Operating Company, Inc. has been acquired by RV Health, a Red Ventures business	Financial Advisor
Published	08/02/2021	Paula's Choice, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Consumer, Beauty & Personal Care	Piper Sandler served as co-lead for Paula's Choice, LLC on sale to Unilever PLC	Paula's Choice, LLC has been acquired by Unilever PLC	Financial Advisor
Published	08/01/2021	Heartland Financial USA, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole bookrunner for HTLF on a 2.75% fixed-to-floating rate subordinates notes offering due in 2031	Subordinated Notes	Left Bookrunner
Published	08/01/2021	Delta Bancshares Company	Mergers & Acquisitions	Sell-Side	$106.3 Million	Image Image	Financial Services, Depositories	Piper Sandler has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc.	Delta Bancshares Company has been acquired by First Mid Bancshares, Inc.	Financial Advisor
Published	08/01/2021	First Internet Bank	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$60.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for First Internet Bank on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	08/01/2021	A10 Capital	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$165.0 Million	Image	Financial Services, Diversified Financials	Piper Sandler served as sole placement agent for A10 Capital on a 5.875% senior secured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	08/01/2021	NexBank Capital, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for NexBank Capital, Inc. on a 4.00% fixed-to-floating subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent