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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 07/01/2021 | Bridgewater Bancshares, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $30.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Bridgewater Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 07/01/2021 | Teton Financial Services, Inc. | Mergers & Acquisitions | Sell-Side | $48.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Teton Financial Services, Inc., holding company for Rocky Mountain Bank, on sale to First Western | Financial Advisor |
Published | 07/01/2021 | U.S. Century Bank | Equity Capital Markets, Financing | IPO | $46.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as co-manager for U.S. Century Bank on its initial public offering | Initial Public Offering | Co-Manager |
Published | 07/01/2021 | Genesis Bank | Equity Capital Markets, Financing | Follow-On Offering | $57.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole admin agent for Genesis Bank on a follow-on offering | Follow-On Offering | Sole Admin Agent |
Published | 07/01/2021 | Regent Capital Corporation | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Subordinated Notes | $20.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for Regent Capital Corporation on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent | |
Published | 07/01/2021 | Legends Financial Holdings, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Legends Financial Holdings, Inc., holding company for Legends Bank, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 07/01/2021 | Trinitas Capital Management | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $90.0 Million | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as sole placement for Trinitas Capital Management on a senior unsecured notes offering | Senior Unsecured Notes Offering | Sole Placement Agent |
Published | 07/01/2021 | NorthEast Community Bancorp, Inc. | Equity Capital Markets, Financing | Follow-On Offering | $97.8 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole marketing agent for NorthEast Community Bancorp, Inc. on a follow-on offering | Follow-On Offering | Sole Admin Agent |
Published | 07/01/2021 | United Community Banks, Inc. | Mergers & Acquisitions | Buy-Side | $517.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for United Community Banks, Inc. on acquisition of Reliant Bancorp, Inc. | United Community Banks, Inc. has acquired Reliant Bancorp, Inc. | Financial Advisor |
Published | 07/01/2021 | Robinhood | Financing, Equity Capital Markets | IPO | $2.4 Billion | Image
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Financial Services, FinTech | Piper Sandler served as co-manager for Robinhood on its initial public offering | Initial Public Offering | Co-Manager |
Published | 07/01/2021 | Western Alliance Bancorporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $600.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
Published | 07/01/2021 | First Women's Bank | Equity Capital Markets, Financing | Minority Capital Raise | $31.3 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for First Women's Bank on a private placement | Private Placement | Sole Placement Agent |
Published | 07/01/2021 | Ellington Financial | Financing, Equity Capital Markets | Follow-On Offering | $125.7 Million | Image
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Financial Services | Piper Sandler served as co-manager for Ellington Financial on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 07/01/2021 | New Hampshire Mutual Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for New Hampshire Mutual Bankcorp on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 06/30/2021 | Point Biopharma Inc. | Financing, Equity Capital Markets | Advisory | $150.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as placement agent for Point Biopharma Inc. on an at-the-market offering | At-the-Market Offering | Joint Placement Agent |
Published | 06/30/2021 | Tempest Therapeutics Inc. (Millendo Therapeutics) | Financing, Equity Capital Markets | PIPE | $30.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as sole placement agent for Tempest Therapeutics, Inc. on a PIPE offering | PIPE | Sole Placement Agent |
Published | 06/30/2021 | Solve Industrial Motion Group | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, on sale to Audax Group | PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, has been acquired by Audax Group | Financial Advisor | |
Published | 06/30/2021 | Aligos Therapeutics | Financing, Equity Capital Markets | Follow-On Offering | $83.6 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Aligos Therapeutics, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 06/30/2021 | Forbes Energy Services Ltd. | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as financial advisor for Forbes Energy Services Ltd. on contribution of assets to Axis Energy Services | Forbes Energy Services Ltd. has contributed assets to Axis Energy Services | Financial Advisor | |
Published | 06/30/2021 | Intapp, Inc. | Financing, Equity Capital Markets | IPO | $314.0 Million | Image
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Technology, Software | Piper Sandler served as bookrunner for IntApp, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.