Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 08/01/2021 Hanmi Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $110.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Hanmi Financial Corporation on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 08/01/2021 Delta Bancshares Company Mergers & Acquisitions Sell-Side $106.3 Million Financial Services, Depositories Piper Sandler has served as sell-side advisor for Delta Bancshares Company on sale to First Mid Bancshares, Inc. Delta Bancshares Company has been acquired by First Mid Bancshares, Inc. Financial Advisor
Published 08/01/2021 California Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $35.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for California Bancorp on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 08/01/2021 Triumph Bancorp, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $70.0 Million Financial Services, Depositories Piper Sandler served as lead placement agent for Triumph on a 3.50% fixed-to-floating subordinated notes offering due in 2031 Subordinated Notes Joint Placement Agent
Published 07/30/2021 Bessemer Investors Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Bessemer Investors on acquisition of Legacy Restoration, LLC Bessemer Investors has acquired Legacy Restoration, LLC Financial Advisor
Published 07/30/2021 Emerald Textiles LLC Financing, Debt Capital Markets Senior Term Loan $245.0 Million Services & Industrials Piper Sandler served as sole placement agent for Emerald Textiles LLC on its debt capital raise Senior Term Loan Joint Placement Agent
Published 07/30/2021 AWP, Inc. Mergers & Acquisitions Buy-Side Services & Industrials Piper Sandler served as buy-side advisor for Area Wide Protective, a portfolio company of Kohlberg & Co., on acquisition of Statewide Safety Systems, a portfolio company of Sterling Partners Area Wide Protective, a portfolio company of Kohlberg & Co., has acquired Statewide Safety Systems from Sterling Partners Financial Advisor
Published 07/30/2021 Pangeo Subsea Inc Mergers & Acquisitions Sell-Side Energy & Power, Renewables & Clean Energy Piper Sandler served as sell-side advisor for PanGeo Subsea Inc. on sale to Kraken Robotics Inc. PanGeo Subsea Inc. has been acquired by Kraken Robotics Inc. Financial Advisor
Published 07/30/2021 Miyoko's Kitchen, Inc. Mergers & Acquisitions Minority Investment $52.0 Million Consumer, Food & Beverage Piper Sandler served as financial advisor and placement agent for Miyoko's Creamery on a Series C Preferred equity raise Miyoko's Kitchen, Inc. has received an investment from PowerPlant Ventures
Financial Advisor
Published 07/30/2021 Kymera Therapeutics LLC Financing, Equity Capital Markets Follow-On Offering $257.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Kymera Therapeutics LLC on a follow-on offering Follow-On Offering Passive Bookrunner
Published 07/29/2021 Omega Therapeutics, Inc. Financing, Equity Capital Markets IPO $141.0 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Omega Therapeutics, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 07/29/2021 Traeger Pellet Grills, LLC Financing, Equity Capital Markets IPO $487.0 Million Consumer, Diversified Consumer Products Piper Sandler served as bookrunner for Traeger, Inc. on its initial public offering Initial Public Offering Passive Bookrunner
Published 07/29/2021 thredUP, Inc. Financing, Equity Capital Markets Follow-On Offering $179.2 Million Consumer, Technology, Internet & Digital Media Piper Sandler served as co-manager for thredUp, Inc on a follow-on offering Follow-On Offering Co-Manager
Published 07/28/2021 Richard Bernstein Advisors Mergers & Acquisitions Sell-Side Financial Services, Asset & Wealth Management Piper Sandler served as sell-side advisor for Richard Bernstein Advisors on its sale of a minority stake to iM Global Partner
Richard Bernstein Advisors has sold a minority stake to iM Global Partner
Financial Advisor
Published 07/28/2021 PowerSchool Holdings, Inc. Financing, Equity Capital Markets IPO $817.1 Million Technology, Software Piper Sandler served as co-manager for PowerSchool Holdings, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 07/28/2021 Nuvalent Financing, Equity Capital Markets IPO $190.6 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Nuvalent, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 07/28/2021 Nassau Financial Group Mergers & Acquisitions Division Carve Out Financial Services, Insurance Piper Sandler served as sell-side advisor for Nassau Financial Group on divestiture of Saybrus Partners, LLC to AmeriLife Group, LLC Nassau Financial Group divested Saybrus Partners, LLC to AmeriLife Group, LLC Financial Advisor
Published 07/28/2021 Riskified, Ltd. Financing, Equity Capital Markets IPO $422.6 Million Technology, Software Piper Sandler served as bookrunner for Riskified, Ltd. on its initial public offering Initial Public Offering Active Bookrunner
Published 07/28/2021 Investors Bancorp Inc. Mergers & Acquisitions Sell-Side $3.5 Billion Financial Services, Depositories Piper Sandler served as sell-side advisor for advised Investors Bancorp Inc. on sale to Citizens Financial Group, Inc. Investors Bancorp Inc. has been acquired by Citizens Financial Group, Inc. Financial Advisor
Published 07/27/2021 CVB Financial Corp. Mergers & Acquisitions Buy-Side $204.0 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for CVB Financial Corp. on acquisition of Suncrest Bank CVB Financial Corp. has acquired Suncrest Bank Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.