Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/30/2021	Tempest Therapeutics Inc. (Millendo Therapeutics)	Financing, Equity Capital Markets	PIPE	$30.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as sole placement agent for Tempest Therapeutics, Inc. on a PIPE offering	PIPE	Sole Placement Agent
Published	06/30/2021	Solve Industrial Motion Group	Mergers & Acquisitions	Sell-Side		Image Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, on sale to Audax Group	PTI-LMS Holding Corp. (dba Solve Industrial Motion Group), a portfolio company of Incline Equity Partners, has been acquired by Audax Group	Financial Advisor
Published	06/30/2021	Tempest Therapeutics Inc.	Financing, Equity Capital Markets	Advisory	$175.5 Million	Image	Healthcare, Biopharma	Piper Sandler served as left bookrunner for Tempest Therapeutics Inc. on a reverse merger	Reverse Merger	Financial Advisor
Published	06/30/2021	CGG Holding B.V.	Mergers & Acquisitions	Sell-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as the exclusive corporate finance advisor for CGG Holding B.V. on the divestiture of its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics	CGG Holding B.V. has divested its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics	Financial Advisor
Published	06/29/2021	Trinity Consultants, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as co-advisor for Trinity Consultants, Inc., a portfolio company of Levine Leichtman, on sale to Oak Hill Capital Partners	Trinity Consultants, Inc., a portfolio company of Levine Leichtman, has been acquired by Oak Hill Capital Partners	Co-Lead
Published	06/29/2021	CVRx, Inc.	Financing, Equity Capital Markets	IPO	$144.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for CVRx, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/29/2021	SentinelOne Inc.	Financing, Equity Capital Markets	IPO	$1.4 Billion	Image	Technology, Software	Piper Sandler served as co-manager for SentinelOne, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	06/24/2021	U.S. Well Services, Inc.	Financing, Debt Capital Markets	Senior Notes	$125.5 Million	Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as placement agent and financial advisor for U.S. Well Services, Inc. ("USWS") on a private placement of convertible senior secured (third lien) PI K notes	Private Placement of Convertible Senior Secured (Third Lien) PI K Notes	Joint Placement Agent
Published	06/24/2021	Mister Car Wash	Financing, Equity Capital Markets	IPO	$646.8 Million	Image	Consumer, Services & Industrials	Piper Sandler served as co-manager for Mister Car Wash, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	06/23/2021	Bright Health Group Inc.	Financing, Equity Capital Markets	IPO	$924.3 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Bright Health Group, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	06/23/2021	Cortland Bancorp	Mergers & Acquisitions	Sell-Side	$124.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Cortland Bancorp on sale to Farmers National Banc Corp.	Cortland Bancorp has been acquired by Farmers National Banc Corp.	Financial Advisor
Published	06/23/2021	Doximity, Inc.	Financing, Equity Capital Markets	IPO	$696.6 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Doximity, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	06/23/2021	Monte Rosa Therapeutics	Financing, Equity Capital Markets	IPO	$255.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Monte Rosa Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/23/2021	Confluent, Inc.	Financing, Equity Capital Markets	IPO	$828.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Confluent, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	06/22/2021	RSI SmartCap	Financing, Equity Private Placements, Debt Capital Markets	Senior Term Loan		Image	Consumer, Diversified Consumer Products	Piper Sandler served as sole placement agent for RSI SmartCap on a structured capital investment	Structured Capital Investment	Sole Placement Agent
Published	06/18/2021	LiveVox, Inc.	Financing, Equity Capital Markets	Advisory	$840.0 Million	Image Image	Technology, Software	Piper Sandler served as joint financial advisor for LiveVox Holdings, Inc. on its combination with Crescent Acquisition Corp. in a reverse merger	LiveVox Holdings, Inc. combined with Crescent Acquisition Corp. in a reverse merger	Financial Advisor
Published	06/17/2021	Century Therapeutics, Inc.	Financing, Equity Capital Markets	IPO	$242.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Century Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	06/16/2021	Silver Spike Acquisition Corp	Financing, Equity Capital Markets	Advisory	$1.4 Billion	Image Image Image	Consumer, Agriculture, Biorenewables & Cannabis	Piper Sandler served as financial advisor for Silver Spike Acquisition Corp. and WM Holding Company, LLC on a business combination via a reverse merger. The combined company will operate as WM Technology, Inc.	Silver Spike Acquisition Corp. and WM Holding Company, LLC combined via a reverse merger	Financial Advisor
Published	06/16/2021	Ghost Management Group, LLC (aka Weedmaps)	Financing, Equity Capital Markets	PIPE	$325.0 Million	Image Image	Consumer, Agriculture, Biorenewables & Cannabis, Technology, Internet & Digital Media	Piper Sandler served as joint placement agent and joint financial advisor for Silver Spike Acquisition Corp. in its business combination with Weedmaps in a reverse merger	PIPE	Financial Advisor
Published	06/16/2021	RAPT Therapeutics	Financing, Equity Capital Markets	Follow-On Offering	$143.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Rapt Therapeutics, Inc. on a follow-on offering	Follow-On Offering	Financial Advisor