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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 05/11/2021 | Pioneer Bancshares, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Pioneer Bancshares on sale to FirstSun Capital Bancorp | Pioneer Bancshares has been acquired by FirstSun Capital Bancorp | Financial Advisor | |
Published | 05/11/2021 | The National Capital Bank of Washington | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $14.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for National Capital Bancorp, Inc. on a $14.0 million offering of 3.75% fixed-to-floating rate subordinated notes due in 2031 | Subordinated Debt | Sole Placement Agent |
Published | 05/11/2021 | Axonics Modulation Technologies, Inc. | Financing, Equity Capital Markets | CMFO | $201.3 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as bookrunner for Axonics, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 05/11/2021 | Global-eOnline Ltd. | Financing, Equity Capital Markets | IPO | $431.3 Million | Image
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Technology, Software | Piper Sandler served as co-manager for Global-E Online Ltd. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 05/10/2021 | Fortune Financial Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $8.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Fortune Financial Corporation on a $7.5 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2031 | Subordinated Debt | Sole Placement Agent |
Published | 05/07/2021 | Clear Street Holdings LLC | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Senior Notes | $60.0 Million | Image
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Financial Services, FinTech | Piper Sandler served as sole placement agent for Clear Street Holdings LLC on a $60.0 million offering of senior notes due in 2026 | Senior Notes | Sole Placement Agent |
Published | 05/07/2021 | NWN Corporation | Financing, Debt Capital Markets | Senior Term Loan | Image
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Services & Industrials | Piper Sandler served as sole debt placement agent for NWN Corporation, a portfolio company of New State Capital Partners, on a debt capital raise | Senior Term Loan | Financial Advisor | |
Published | 05/07/2021 | Codexis, Inc. | Financing, Equity Capital Markets | At the Market Offering | $50.0 Million | Image
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Healthcare, Tools & Diagnostics | Piper Sandler served as left bookrunner for Codexis, Inc. on an ATM offering | At the Market Offering | Left Bookrunner |
Published | 05/06/2021 | Spartech Corp. | Mergers & Acquisitions | Sell-Side | Image
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Chemicals | Piper Sandler served as sell-side advisor for Spartech Corp., a portfolio company of Nautic Partners, on sale to The Jordan Company | Spartech Corp., a portfolio company of Nautic Partners, has been acquired by The Jordan Company | Financial Advisor | |
Published | 05/06/2021 | Paragon 28, Inc. | Financing, Equity Private Placements | Revolving Credit Facility | $60.0 Million | Image
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Healthcare, Med-Tech | Piper Sandler served as sole debt placement agent for Paragon 28, Inc. on a debt capital raise | ABL Revolver and Senior Secured Term Loan Revolving Credit Facility | Financial Advisor |
Published | 05/06/2021 | Astound Commerce | Mergers & Acquisitions | Sell-Side | Image
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Technology, Technology Services | Piper Sandler served as sell-side advisor for Astound Commerce on sale to RLH Equity | Astound Commerce has been acquired by RLH Equity | Financial Advisor | |
Published | 05/06/2021 | Lima One Capital | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Specialty Finance | Piper Sandler served as sell-side advisor for Lima One Capital on sale to MFA Financial | Lima One Capital has been acquired by MFA Financial | Financial Advisor | |
Published | 05/04/2021 | Arbor Realty Trust, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $175.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a $100.0 million offering of senior unsecured notes due in 2023 | Senior Notes | Sole Placement Agent |
Published | 05/02/2021 | Dell Technologies Inc. | Mergers & Acquisitions | Division Carve Out | $4.0 Billion | Image
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Technology | Piper Sandler served as sell-side advisor for Dell Technologies Inc. on divestiture of Boomi, LP to Franciso Partners Management, L.P. and TPG Capital, L.P. As the pioneer of fueling intelligent use of data, Boomi makes it quick and easy for organizations to connect applications, processes and people across a range of locations and devices – completing projects in weeks, not months | Dell Technologies Inc. has divested Boomi, LP to Franciso Partners Management L.P. and TPG Capital L.P. | Financial Advisor |
Published | 05/01/2021 | Life Design Holding Company, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 05/01/2021 | Valley National Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $300.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Valley on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Active Bookrunner |
Published | 05/01/2021 | Compeer Financial | Equity Capital Markets, Financing | Preferred Stock | $100.0 Million | Image
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Financial Services | Piper Sandler served as left bookrunner for Compeer Financial on a 4.875% fixed-rate perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
Published | 05/01/2021 | Arthur J. Gallagher & Co. | Financing, Equity Capital Markets | Follow-On Offering | $1.5 Billion | Image
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Financial Services, Insurance | Piper Sandler served as co-manager for Arthur J. Gallagher & Co. on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 05/01/2021 | 1251 Capital Group | Financing, Piper Sandler Finance | Senior Term Loan | $100.0 Million | Image
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Financial Services, Asset & Wealth Management | Piper Sandler served as sole underwriter and administrative agent for 1251 Capital Group on a senior secured term loan, delayed draw term loan and revolver | Senior Secured Term Loan Delayed Draw Term Loan & Revolver |
Sole Underwriter |
Published | 04/30/2021 | The HydraFacial Company | Mergers & Acquisitions | Sell-Side | $1.1 Billion | Image
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Consumer, Beauty & Personal Care, Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, on sale to Vesper Healthcare Acquisition Corp. | The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, has been acquired by Vesper Healthcare Acquisition Corp. | Financial Advisor |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.