Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 07/01/2021 Robinhood Financing, Equity Capital Markets IPO $2.4 Billion Financial Services, FinTech Piper Sandler served as co-manager for Robinhood on its initial public offering Initial Public Offering Co-Manager
Published 07/01/2021 Legends Financial Holdings, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Legends Financial Holdings, Inc., holding company for Legends Bank, on a 3.50% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 Prosper Bank Equity Capital Markets, Financing Follow-On Offering $27.8 Million Financial Services, Depositories Piper Sandler served as sole admin agent for Prosper Bank on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 Aventine Property Group Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $100.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Aventine Property Group on a mandatorily convertible senior notes offering Convertible Offering Sole Placement Agent
Published 07/01/2021 United Community Banks, Inc. Mergers & Acquisitions Buy-Side $517.0 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for United Community Banks, Inc. on acquisition of Reliant Bancorp, Inc. United Community Banks, Inc. has acquired Reliant Bancorp, Inc. Financial Advisor
Published 07/01/2021 Trinitas Capital Management Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Unsecured Debt $90.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as sole placement for Trinitas Capital Management on a senior unsecured notes offering Senior Unsecured Notes Offering Sole Placement Agent
Published 07/01/2021 Western Alliance Bancorporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $600.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Western Alliance Bancorporation on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 07/01/2021 Genesis Bank Equity Capital Markets, Financing Follow-On Offering $57.0 Million Financial Services, Depositories Piper Sandler served as sole admin agent for Genesis Bank on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 U.S. Century Bank Equity Capital Markets, Financing IPO $46.0 Million Financial Services, Depositories Piper Sandler served as co-manager for U.S. Century Bank on its initial public offering Initial Public Offering Co-Manager
Published 07/01/2021 New Hampshire Mutual Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for New Hampshire Mutual Bankcorp on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 First Women's Bank Equity Capital Markets, Financing Minority Capital Raise $31.3 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Women's Bank on a private placement Private Placement Sole Placement Agent
Published 07/01/2021 Spencer Savings Bank Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for Spencer Savings Bank on acquisition of Mariner's Bank Spencer Savings Bank has acquired Mariner's Bank Financial Advisor
Published 07/01/2021 Bridgewater Bancshares, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $30.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Bridgewater Bancshares, Inc. on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 NorthEast Community Bancorp, Inc. Equity Capital Markets, Financing Follow-On Offering $97.8 Million Financial Services, Depositories Piper Sandler served as sole marketing agent for NorthEast Community Bancorp, Inc. on a follow-on offering Follow-On Offering Sole Admin Agent
Published 07/01/2021 Regent Capital Corporation Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Regent Capital Corporation on a 4.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 07/01/2021 Ellington Financial Financing, Equity Capital Markets Follow-On Offering $125.7 Million Financial Services Piper Sandler served as co-manager for Ellington Financial on a follow-on offering Follow-On Offering Co-Manager
Published 06/30/2021 CGG Holding B.V. Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as the exclusive corporate finance advisor for CGG Holding B.V. on the divestiture of its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics CGG Holding B.V. has divested its airborne and marine multi-physiscs data acquisition business to Xcalibur Airborne Geophysics Financial Advisor
Published 06/30/2021 EverCommerce Inc. Financing, Equity Capital Markets IPO $372.0 Million Technology, Software Piper Sandler served as bookrunner for EverCommerce Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 06/30/2021 Tempest Therapeutics Inc. Financing, Equity Capital Markets Advisory $175.5 Million Healthcare, Biopharma Piper Sandler served as left bookrunner for Tempest Therapeutics Inc. on a reverse merger Reverse Merger Financial Advisor
Published 06/30/2021 Aligos Therapeutics Financing, Equity Capital Markets Follow-On Offering $83.6 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Aligos Therapeutics, Inc. on a follow-on offering Follow-On Offering Active Bookrunner

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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