Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 05/11/2021 Pioneer Bancshares, Inc. Mergers & Acquisitions Sell-Side Financial Services, Depositories Piper Sandler served as sell-side advisor for Pioneer Bancshares on sale to FirstSun Capital Bancorp Pioneer Bancshares has been acquired by FirstSun Capital Bancorp Financial Advisor
Published 05/11/2021 Global-eOnline Ltd. Financing, Equity Capital Markets IPO $431.3 Million Technology, Software Piper Sandler served as co-manager for Global-E Online Ltd. on its initial public offering Initial Public Offering Co-Manager
Published 05/11/2021 The National Capital Bank of Washington Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $14.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for National Capital Bancorp, Inc. on a $14.0 million offering of 3.75% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 05/11/2021 Axonics Modulation Technologies, Inc. Financing, Equity Capital Markets CMFO $201.3 Million Healthcare, Med-Tech Piper Sandler served as bookrunner for Axonics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 05/10/2021 Fortune Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $8.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Fortune Financial Corporation on a $7.5 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 05/07/2021 Codexis, Inc. Financing, Equity Capital Markets At the Market Offering $50.0 Million Healthcare, Tools & Diagnostics Piper Sandler served as left bookrunner for Codexis, Inc. on an ATM offering At the Market Offering Left Bookrunner
Published 05/07/2021 NWN Corporation Financing, Debt Capital Markets Senior Term Loan Services & Industrials Piper Sandler served as sole debt placement agent for NWN Corporation, a portfolio company of New State Capital Partners, on a debt capital raise Senior Term Loan Financial Advisor
Published 05/07/2021 Clear Street Holdings LLC Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $60.0 Million Financial Services, FinTech Piper Sandler served as sole placement agent for Clear Street Holdings LLC on a $60.0 million offering of senior notes due in 2026 Senior Notes Sole Placement Agent
Published 05/06/2021 Astound Commerce Mergers & Acquisitions Sell-Side Technology, Technology Services Piper Sandler served as sell-side advisor for Astound Commerce on sale to RLH Equity Astound Commerce has been acquired by RLH Equity Financial Advisor
Published 05/06/2021 Paragon 28, Inc. Financing, Equity Private Placements Revolving Credit Facility $60.0 Million Healthcare, Med-Tech Piper Sandler served as sole debt placement agent for Paragon 28, Inc. on a debt capital raise ABL Revolver and Senior Secured Term Loan Revolving Credit Facility Financial Advisor
Published 05/06/2021 Lima One Capital Mergers & Acquisitions Sell-Side Financial Services, Specialty Finance Piper Sandler served as sell-side advisor for Lima One Capital on sale to MFA Financial Lima One Capital has been acquired by MFA Financial Financial Advisor
Published 05/06/2021 Spartech Corp. Mergers & Acquisitions Sell-Side Chemicals Piper Sandler served as sell-side advisor for Spartech Corp., a portfolio company of Nautic Partners, on sale to The Jordan Company Spartech Corp., a portfolio company of Nautic Partners, has been acquired by The Jordan Company Financial Advisor
Published 05/04/2021 Arbor Realty Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $175.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a $100.0 million offering of senior unsecured notes due in 2023 Senior Notes Sole Placement Agent
Published 05/02/2021 Dell Technologies Inc. Mergers & Acquisitions Division Carve Out $4.0 Billion Technology Piper Sandler served as sell-side advisor for Dell Technologies Inc. on divestiture of Boomi, LP to Franciso Partners Management, L.P. and TPG Capital, L.P. As the pioneer of fueling intelligent use of data, Boomi makes it quick and easy for organizations to connect applications, processes and people across a range of locations and devices – completing projects in weeks, not months Dell Technologies Inc. has divested Boomi, LP to Franciso Partners Management L.P. and TPG Capital L.P. Financial Advisor
Published 05/01/2021 Compeer Financial Equity Capital Markets, Financing Preferred Stock $100.0 Million Financial Services Piper Sandler served as left bookrunner for Compeer Financial on a 4.875% fixed-rate perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 05/01/2021 1251 Capital Group Financing, Piper Sandler Finance Senior Term Loan $100.0 Million Financial Services, Asset & Wealth Management Piper Sandler served as sole underwriter and administrative agent for 1251 Capital Group on a senior secured term loan, delayed draw term loan and revolver Senior Secured Term Loan
Delayed Draw Term Loan & Revolver 		Sole Underwriter
Published 05/01/2021 Life Design Holding Company, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 05/01/2021 Valley National Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $300.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for Valley on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Active Bookrunner
Published 05/01/2021 Arthur J. Gallagher & Co. Financing, Equity Capital Markets Follow-On Offering $1.5 Billion Financial Services, Insurance Piper Sandler served as co-manager for Arthur J. Gallagher & Co. on a follow-on offering Follow-On Offering Co-Manager
Published 04/30/2021 The HydraFacial Company Mergers & Acquisitions Sell-Side $1.1 Billion Consumer, Beauty & Personal Care, Healthcare, Med-Tech Piper Sandler served as sell-side advisor for The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, on sale to Vesper Healthcare Acquisition Corp. The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, has been acquired by Vesper Healthcare Acquisition Corp. Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.

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