Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	06/01/2021	Centurion American Development Group	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$14.8 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Centurion American Development Group on a 6.50% senior secured notes offering due in 2026	Senior Notes	Sole Placement Agent
Published	05/31/2021	Altaris Capital Partners, LLC	Mergers & Acquisitions	Buy-Side		Image Image Image	Healthcare, Med-Tech	Piper Sandler served as fbuy-side advisor for Altaris Capital Partners, LLC on acquisition of Solesis Medical Technologies, Inc. from Michelin	Altaris Capital Partners, LLC has acquired Solesis Medical Technologies, Inc. from Michelin	Financial Advisor
Published	05/28/2021	Colorado Barricade Company	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Colorado Barricade Company, a portfolio company of Trailbreak Partners, on sale to Caymus Equity Partners	Colorado Barricade Company, a portfolio company of Trailbreak Partners, has been acquired by Caymus Equity Partners	Financial Advisor
Published	05/28/2021	Valley National Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as joint bookrunner for Valley National Bancorp on a $300.0 million offering of 3.00% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Active Bookrunner
Published	05/27/2021	Aquesta Financial Holdings, Inc.	Mergers & Acquisitions	Sell-Side	$131.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Aquesta Financial Holdings, Inc. on sale to United Community Banks, Inc.	Aquesta Financial Holdings, Inc. has been acquired by United Community Banks, Inc.	Financial Advisor
Published	05/26/2021	Oak Street Health, Inc	Financing, Equity Capital Markets	Follow-On Offering	$747.0 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Oak Street Health, Inc on a follow-on offering	Follow-On Offering	Passive Bookrunner
Published	05/26/2021	FIGS, Inc.	Financing, Equity Capital Markets	IPO	$667.0 Million	Image	Consumer, Retail & Disruptive Commerce	Piper Sandler served as co-manager for FIGS, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/26/2021	Innovative Industrial Properties, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$300.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as joint bookrunner for Innovative Industrial Properties, Inc. on a $300.0 million offering of senior notes due in 2026	Senior Notes	Active Bookrunner
Published	05/26/2021	Accounting Seed, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Software	Piper Sandler served as financial advisor for Accounting Seed, Inc. on a strategic growth investment from H.I.G. Capital, LLC	Accounting Seed, Inc has received a strategic growth investment from H.I.G. Capital, LLC	Financial Advisor
Published	05/26/2021	Day One Biopharmaceuticals, Inc.	Financing, Equity Capital Markets	IPO	$184.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Day One Biopharmaceuticals, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	05/25/2021	Huntington Bancshares Incorporated	Mergers & Acquisitions	Division Carve Out		Image Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Huntington Bancshares Incorporated and TCF Financial Corporation on divestiture of 14 TCF National Bank Branches in Michigan to Horizon Bancorp	Huntington Bancshares Incorporated and TCF Financial Corporation divested 14 TCF National Bank Branches in Michigan to Horizon Bancorp	Financial Advisor
Published	05/25/2021	Shift Technologies, Inc.	Financing, Equity Capital Markets	Convertible Offering	$150.0 Million	Image	Technology, Internet & Digital Media, Software	Piper Sandler served as bookrunner for Shift Technologies, Inc. on a convertible offering	Convertible Offering	Active Bookrunner
Published	05/24/2021	Lido Advisors, LLC	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Asset & Wealth Management, FinTech	Piper Sandler served as financial advisor for Lido Advisors on a strategic partnership with Charlesbank Capital Partners	Lido Advisors formed a strategic partnership with Charlesbank Capital Partners	Financial Advisor
Published	05/21/2021	Delmar Systems, Inc.	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as buy-side advisor for Delmar on acquisition of Vryhof	Delmar Systems, Inc. has acquired Vryhof	Financial Advisor
Published	05/20/2021	Mubadala Investment Company	Mergers & Acquisitions	Minority Investment		Image Image	Technology	Piper Sandler served as financial advisor for Mubadala on a stratetgic investment into Silver Lake Capital Partners, Inc.	Mubadala Investment Company has invested in Silver Lake Capital Partners, Inc.	Financial Advisor
Published	05/19/2021	Commercial Credit Group Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$75.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as sole placement agent for Commercial Credit Group Inc. on a $75.0 million offering of senior notes due in 2026	Senior Notes	Sole Placement Agent
Published	05/19/2021	Oatly AB	Financing, Equity Capital Markets	IPO	$1.6 Billion	Image	Consumer, Food & Beverage	Piper Sandler served as bookrunner for Oatly Group AB on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	05/19/2021	Procore Technologies, Inc.	Financing, Equity Capital Markets	IPO	$697.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Procore Technologies Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/19/2021	Citizens & Northern Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$40.0 Million	Image	Financial Services, Depositories	Piper Sandler served as lead placement agent for Citizens & Northern Corporation on a $25.0 million offering of 3.25% fixed-to-floating rate subordinated notes due 2031 and $15.0 million offering of 2.75% fixed rate senior unsecured notes due in 2036	Subordinated Debt	Lead Placement Agent
Published	05/19/2021	Squarespace, Inc.	Financing, Equity Capital Markets	Advisory	$2.0 Billion	Image	Technology, Software	Piper Sandler served as co-advisor for Squarespace, Inc. on a direct listing resale of class A common stock	Direct Listing Resale of Class A Common Stock	Co-Lead