Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	04/21/2021	KnowBe4, Inc.	Financing, Equity Capital Markets	IPO	$174.8 Million	Image	Technology, Software	Piper Sandler served as co-manager for KnowBe4, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	04/20/2021	Akoya Biosciences, Inc.	Financing, Equity Capital Markets	IPO	$151.3 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as bookrunner for Akoya Biosciences, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	04/20/2021	Honors Holdings, LLC	Financing, Equity Private Placements	Minority Capital Raise		Image Image Image Image	Consumer, Health & Wellness Services	Piper Sandler served as financial advisor and sole placement agent for Honors Holdings, LLC, a portfolio company of Prospect Hill Growth Partners, L.P., on a structured capital investment from KSL Capital Partners	Structured Capital Investment	Sole Placement Agent
Published	04/20/2021	Skywater Technology, Inc.	Financing, Equity Capital Markets	IPO	$112.1 Million	Image	Technology, Hardware	Piper Sandler served as bookrunner for SkyWater Technology, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	04/20/2021	FedNat Holding Company	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$21.0 Million	Image	Financial Services, Insurance	Piper Sandler served as sole placement agent and sole solicitation agent for the consent solication for FedNat Holding Company on a $21.0 million offering of 5.00% convertible senior unsecured notes due in 2026	Subordinated Debt	Sole Placement Agent
Published	04/19/2021	American River Bankshares	Mergers & Acquisitions	Sell-Side	$135.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for American River Bankshares on sale to Bank of Marin Bancorp	American River Bankshares has been acquired by Bank of Marin Bancorp	Financial Advisor
Published	04/19/2021	Webster Financial Corporation	Mergers & Acquisitions	Sell-Side	$5.1 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Webster Financial Corporation on sale to Sterling Bancorp	Webster Financial Corporation has been acquired by Sterling Bancorp	Financial Advisor
Published	04/19/2021	Friendly Hills Bank	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Friendly Hills Bank on acquisition of three branches from Southern California Bancorp	Friendly Hills Bank has acquired three branches from Southern California Bancorp	Financial Advisor
Published	04/19/2021	FSB Financial Services, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for FSB Financial Services, Inc. on a $20.0 million offering of 3.50% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent
Published	04/15/2021	Fulton Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$135.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Fulton Financial Corporation on a tender offer for certain outstanding debt securities	Subordinated Debt	Sole Placement Agent
Published	04/15/2021	Biomea Fusion	Financing, Equity Capital Markets	IPO	$176.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Biomea Fusion, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	04/15/2021	SeaSpine Holdings Corporation	Financing, Equity Capital Markets	CMFO	$100.9 Million	Image	Healthcare, Med-Tech	Piper Sandler served as left bookrunner for SeaSpine Holdings Corporation on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Left Bookrunner
Published	04/14/2021	Beijing TuSimple Future Technology Co., Ltd.	Financing, Equity Capital Markets	IPO	$1.4 Billion	Image	Technology, EV/Mobility	Piper Sandler served as co-manager for TuSimple Holdings, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	04/14/2021	Waud Capital Partners, LLC	Mergers & Acquisitions	Buy-Side		Image Image	Technology, Software	Piper Sandler served as financial advisor for Waud Capital on a growith investment in TeamSnap, Inc.	Waud Capital has provided a growth investment in TeamSnap, Inc.	Financial Advisor
Published	04/12/2021	Cadence Bancorporation	Mergers & Acquisitions	Sell-Side	$3.0 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Cadence Bancorporation on sale to BancorpSouth Bank	Cadence Bancorporation has been acquired by BancorpSouth Bank	Financial Advisor
Published	04/12/2021	Mackinac Financial Corporation	Mergers & Acquisitions	Sell-Side	$248.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Mackinac Financial Corporation on sale to Nicolet Bankshares, Inc.	Mackinac Financial Corporation has been acquired by Nicolet Bankshares, Inc.	Financial Advisor
Published	04/09/2021	Upstart Network, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$276.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Upstart Network, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	04/09/2021	AFC Industries, Inc.	Mergers & Acquisitions	Sell-Side	$242.0 Million	Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for AFC Industries, Inc., a portfolio company of Incline Equity Partners, on sale to Bertram Capital	AFC Industries, Inc., a portfolio company of Incline Equity Partners, has been acquired by Bertram Capital	Financial Advisor
Published	04/09/2021	Ology Bioservices, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Healthcare, Biopharma, Information-Driven Healthcare	Piper Sandler served as sell-side advisor for Ology Bioservices, Inc. on sale to National Resilience, Inc.	Ology Bioservices, Inc. has been acquired by National Resilience, Inc.	Financial Advisor
Published	04/08/2021	Reneo Pharmaceuticals	Financing, Equity Capital Markets	IPO	$93.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Reneo Pharmaceuticals, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner