Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/29/2021	Premier Financial Bancorp, Inc.	Mergers & Acquisitions	Sell-Side	$292.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Premier Financial Bancorp, Inc. on sale to Peoples Bancorp Inc.	Premier Financial Bancorp, Inc. has been acquired by Peoples Bancorp Inc.	Financial Advisor
Published	03/29/2021	Odyssey Investment Partners	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Insurance	Piper Sandler served as buy-side advisor for Odyssey Investment Partners on acquisition of SIAA (Strategic Insurance Agency Alliance)	Odyssey Investment Partners has acquired SIAA (Strategic Insurance Agency Alliance)	Financial Advisor
Published	03/25/2021	VIZIO, Inc.	Financing, Equity Capital Markets	IPO	$293.1 Million	Image	Technology, Hardware	Piper Sandler served as lead manager for VIZIO, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/25/2021	Design Therapeutics	Financing, Equity Capital Markets	IPO	$276.0 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Design Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/25/2021	thredUP Inc.	Financing, Equity Capital Markets	IPO	$193.2 Million	Image	Consumer, Technology, Internet & Digital Media	Piper Sandler served as co-manager for thredUP Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/25/2021	Alignment Healthcare, Inc.	Financing, Equity Capital Markets	IPO	$549.0 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Alignment Healthcare, Inc. on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	03/24/2021	Arcline Investment Management	Mergers & Acquisitions	Buy-Side		Image Image	Energy & Power	Piper Sandler served as financial advisor for Arcline Investment Management on investment in PDC Machines	Arcline Investment Management has invested in PDC Machines	Financial Advisor
Published	03/24/2021	Accolade, Inc	Financing, Equity Capital Markets	Convertible Offering	$287.0 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Accolade, Inc. on a convertible offering	Convertible Offering	Passive Bookrunner
Published	03/24/2021	SEMrush Holdings, Inc.	Financing, Equity Capital Markets	IPO	$150.1 Million	Image	Technology, Software	Piper Sandler served as co-manager for SEMrush Holdings, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/23/2021	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$102.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Legacy Bank of Florida	Seacoast Banking Corporation of Florida has acquired Legacy Bank of Florida	Financial Advisor
Published	03/23/2021	Brokers International, Ltd.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Brokers International, Ltd. on sale to Integrity Marketing Group, LLC	Brokers International, Ltd. has been acquired by Integrity Marketing Group, LLC	Financial Advisor
Published	03/23/2021	ACV Auctions, Inc.	Financing, Equity Capital Markets	IPO	$475.8 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for ACV Auctions, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/23/2021	Array Technologies, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$993.3 Million	Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as co-manager for Array Technologies, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/22/2021	Sterling Bancorp, Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Sterling Bancorp, Inc. on divestiture of one branch in Bellevue, Washington to First Northwest Bancorp	Sterling Bancorp, Inc. divested one branch in Bellevue, Washington to First Northwest Bancorp	Financial Advisor
Published	03/22/2021	Banc of California, Inc.	Mergers & Acquisitions	Buy-Side	$235.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Banc of California, Inc. on acquisition of Pacific Mercantile Bancorp	Banc of California, Inc. has acquired Pacific Mercantile Bancorp	Financial Advisor
Published	03/19/2021	Fidelity Federal Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole placement agent for Fidelity Federal Bancorp on a subordinated notes offering	Subordinated Debt	Sole Placement Agent
Published	03/18/2021	Solid Biosciences Inc.	Financing, Equity Capital Markets	Follow-On Offering	$143.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Solid Biosciences, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/18/2021	Connect Biopharma	Financing, Equity Capital Markets	IPO	$219.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Connect Biopharma Holdings Limited on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/18/2021	The Bank of Tampa	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for The Bank of Tampa on acquisition of Hillsboro Bank	The Bank of Tampa has acquired Hillsboro Bank	Financial Advisor
Published	03/17/2021	Rapid7, Inc.	Financing, Equity Capital Markets	Convertible Offering	$600.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Rapid7, Inc. on its senior unsecured convertible notes offering	Convertible Offering	Co-Manager