Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/17/2021	Compeer Financial, ACA	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$150.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole initial purchaser for Compeer Financial on a $150.0 million offering of 3.375% fixed-to-floating rate subordinated notes due in 2036	Subordinated Debt	Sole Initial Purchaser
Published	05/14/2021	Centilion Fertilizer	Restructuring	§363 Sale		Image	Consumer, Agriculture, Biorenewables & Cannabis	Piper Sandler served as financial advisor for Centilion on a restructuring sale through a §363 Sale	§363 Sale	Financial Advisor
Published	05/14/2021	Decopac, Inc.	Mergers & Acquisitions	Sell-Side		Image Image Image	Consumer, Food & Beverage, Services & Industrials	Piper Sandler served as sell-side advisor for DecoPac, a portfolio company of Snow Phipps, on sale to Kohlberg & Company	DecoPac, a portfolio company of Snow Phipps, has been acquired by Kohlberg & Company	Financial Advisor
Published	05/13/2021	Praxis Precision Medicines	Financing, Equity Capital Markets	Follow-On Offering	$104.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	05/13/2021	Performance Filtration Group	Financing, Debt Capital Markets	Unitranche Debt		Image Image Image	Services & Industrials	Piper Sandler served as sole debt placement agent for BFC Solutions on debt financing from Gemini Investors and AVALT	Unitranche Debt	Sole Placement Agent
Published	05/11/2021	The National Capital Bank of Washington	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$14.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for National Capital Bancorp, Inc. on a $14.0 million offering of 3.75% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent
Published	05/11/2021	Global-eOnline Ltd.	Financing, Equity Capital Markets	IPO	$431.3 Million	Image	Technology, Software	Piper Sandler served as co-manager for Global-E Online Ltd. on its initial public offering	Initial Public Offering	Co-Manager
Published	05/11/2021	Axonics Modulation Technologies, Inc.	Financing, Equity Capital Markets	CMFO	$201.3 Million	Image	Healthcare, Med-Tech	Piper Sandler served as bookrunner for Axonics, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Active Bookrunner
Published	05/11/2021	Pioneer Bancshares, Inc.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Pioneer Bancshares on sale to FirstSun Capital Bancorp	Pioneer Bancshares has been acquired by FirstSun Capital Bancorp	Financial Advisor
Published	05/10/2021	Fortune Financial Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$8.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Fortune Financial Corporation on a $7.5 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent
Published	05/07/2021	Codexis, Inc.	Financing, Equity Capital Markets	At the Market Offering	$50.0 Million	Image	Healthcare, Tools & Diagnostics	Piper Sandler served as left bookrunner for Codexis, Inc. on an ATM offering	At the Market Offering	Left Bookrunner
Published	05/07/2021	Clear Street Holdings LLC	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Senior Notes	$60.0 Million	Image	Financial Services, FinTech	Piper Sandler served as sole placement agent for Clear Street Holdings LLC on a $60.0 million offering of senior notes due in 2026	Senior Notes	Sole Placement Agent
Published	05/07/2021	NWN Corporation	Financing, Debt Capital Markets	Senior Term Loan		Image Image	Services & Industrials	Piper Sandler served as sole debt placement agent for NWN Corporation, a portfolio company of New State Capital Partners, on a debt capital raise	Senior Term Loan	Financial Advisor
Published	05/06/2021	Lima One Capital	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Specialty Finance	Piper Sandler served as sell-side advisor for Lima One Capital on sale to MFA Financial	Lima One Capital has been acquired by MFA Financial	Financial Advisor
Published	05/06/2021	Paragon 28, Inc.	Financing, Equity Private Placements	Revolving Credit Facility	$60.0 Million	Image	Healthcare, Med-Tech	Piper Sandler served as sole debt placement agent for Paragon 28, Inc. on a debt capital raise	ABL Revolver and Senior Secured Term Loan Revolving Credit Facility	Financial Advisor
Published	05/06/2021	Spartech Corp.	Mergers & Acquisitions	Sell-Side		Image Image Image	Chemicals	Piper Sandler served as sell-side advisor for Spartech Corp., a portfolio company of Nautic Partners, on sale to The Jordan Company	Spartech Corp., a portfolio company of Nautic Partners, has been acquired by The Jordan Company	Financial Advisor
Published	05/06/2021	Astound Commerce	Mergers & Acquisitions	Sell-Side		Image Image	Technology, Technology Services	Piper Sandler served as sell-side advisor for Astound Commerce on sale to RLH Equity	Astound Commerce has been acquired by RLH Equity	Financial Advisor
Published	05/04/2021	Arbor Realty Trust, Inc.	Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services	Senior Notes	$175.0 Million	Image	Financial Services, Real Estate	Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a $100.0 million offering of senior unsecured notes due in 2023	Senior Notes	Sole Placement Agent
Published	05/02/2021	Dell Technologies Inc.	Mergers & Acquisitions	Division Carve Out	$4.0 Billion	Image Image Image Image	Technology	Piper Sandler served as sell-side advisor for Dell Technologies Inc. on divestiture of Boomi, LP to Franciso Partners Management, L.P. and TPG Capital, L.P. As the pioneer of fueling intelligent use of data, Boomi makes it quick and easy for organizations to connect applications, processes and people across a range of locations and devices – completing projects in weeks, not months	Dell Technologies Inc. has divested Boomi, LP to Franciso Partners Management L.P. and TPG Capital L.P.	Financial Advisor
Published	05/01/2021	Compeer Financial	Equity Capital Markets, Financing	Preferred Stock	$100.0 Million	Image	Financial Services	Piper Sandler served as left bookrunner for Compeer Financial on a 4.875% fixed-rate perpetual preferred stock offering	Preferred Stock	Left Bookrunner