Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 05/17/2021 Compeer Financial, ACA Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $50.0 Million Financial Services, Depositories Piper Sandler served as the sole initial purchaser for Compeer Financial on a $50.0 million offering of 2.750% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Initial Purchaser
Published 05/14/2021 Centilion Fertilizer Restructuring §363 Sale Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as financial advisor for Centilion on a restructuring sale through a §363 Sale §363 Sale Financial Advisor
Published 05/14/2021 Decopac, Inc. Mergers & Acquisitions Sell-Side Consumer, Food & Beverage, Services & Industrials Piper Sandler served as sell-side advisor for DecoPac, a portfolio company of Snow Phipps, on sale to Kohlberg & Company DecoPac, a portfolio company of Snow Phipps, has been acquired by Kohlberg & Company Financial Advisor
Published 05/13/2021 Performance Filtration Group Financing, Debt Capital Markets Unitranche Debt Services & Industrials Piper Sandler served as sole debt placement agent for BFC Solutions on debt financing from Gemini Investors and AVALT Unitranche Debt Sole Placement Agent
Published 05/13/2021 Praxis Precision Medicines Financing, Equity Capital Markets Follow-On Offering $104.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Praxis Precision Medicines, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 05/11/2021 Pioneer Bancshares, Inc. Mergers & Acquisitions Sell-Side Financial Services, Depositories Piper Sandler served as sell-side advisor for Pioneer Bancshares on sale to FirstSun Capital Bancorp Pioneer Bancshares has been acquired by FirstSun Capital Bancorp Financial Advisor
Published 05/11/2021 The National Capital Bank of Washington Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $14.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for National Capital Bancorp, Inc. on a $14.0 million offering of 3.75% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 05/11/2021 Axonics Modulation Technologies, Inc. Financing, Equity Capital Markets CMFO $201.3 Million Healthcare, Med-Tech Piper Sandler served as bookrunner for Axonics, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 05/11/2021 Global-eOnline Ltd. Financing, Equity Capital Markets IPO $431.3 Million Technology, Software Piper Sandler served as co-manager for Global-E Online Ltd. on its initial public offering Initial Public Offering Co-Manager
Published 05/10/2021 Fortune Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $8.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Fortune Financial Corporation on a $7.5 million offering of 4.50% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 05/07/2021 Clear Street Holdings LLC Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $60.0 Million Financial Services, FinTech Piper Sandler served as sole placement agent for Clear Street Holdings LLC on a $60.0 million offering of senior notes due in 2026 Senior Notes Sole Placement Agent
Published 05/07/2021 NWN Corporation Financing, Debt Capital Markets Senior Term Loan Services & Industrials Piper Sandler served as sole debt placement agent for NWN Corporation, a portfolio company of New State Capital Partners, on a debt capital raise Senior Term Loan Financial Advisor
Published 05/07/2021 Codexis, Inc. Financing, Equity Capital Markets At the Market Offering $50.0 Million Healthcare, Tools & Diagnostics Piper Sandler served as left bookrunner for Codexis, Inc. on an ATM offering At the Market Offering Left Bookrunner
Published 05/06/2021 Astound Commerce Mergers & Acquisitions Sell-Side Technology, Technology Services Piper Sandler served as sell-side advisor for Astound Commerce on sale to RLH Equity Astound Commerce has been acquired by RLH Equity Financial Advisor
Published 05/06/2021 Lima One Capital Mergers & Acquisitions Sell-Side Financial Services, Specialty Finance Piper Sandler served as sell-side advisor for Lima One Capital on sale to MFA Financial Lima One Capital has been acquired by MFA Financial Financial Advisor
Published 05/06/2021 Paragon 28, Inc. Financing, Equity Private Placements Revolving Credit Facility $60.0 Million Healthcare, Med-Tech Piper Sandler served as sole debt placement agent for Paragon 28, Inc. on a debt capital raise ABL Revolver and Senior Secured Term Loan Revolving Credit Facility Financial Advisor
Published 05/06/2021 Spartech Corp. Mergers & Acquisitions Sell-Side Chemicals Piper Sandler served as sell-side advisor for Spartech Corp., a portfolio company of Nautic Partners, on sale to The Jordan Company Spartech Corp., a portfolio company of Nautic Partners, has been acquired by The Jordan Company Financial Advisor
Published 05/04/2021 Arbor Realty Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $175.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for Arbor Realty Trust, Inc. on a $100.0 million offering of senior unsecured notes due in 2023 Senior Notes Sole Placement Agent
Published 05/02/2021 Dell Technologies Inc. Mergers & Acquisitions Division Carve Out $4.0 Billion Technology Piper Sandler served as sell-side advisor for Dell Technologies Inc. on divestiture of Boomi, LP to Franciso Partners Management, L.P. and TPG Capital, L.P. As the pioneer of fueling intelligent use of data, Boomi makes it quick and easy for organizations to connect applications, processes and people across a range of locations and devices – completing projects in weeks, not months Dell Technologies Inc. has divested Boomi, LP to Franciso Partners Management L.P. and TPG Capital L.P. Financial Advisor
Published 05/01/2021 Life Design Holding Company, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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