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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 04/08/2021 | Vibrant Foods | Mergers & Acquisitions | Buy-Side | Image
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Consumer, Food & Beverage | Piper Sandler served as buy-side advisor for Vibrant Foods, a portfolio company of Exponent PE, on acquisition of Fudco | Vibrant Foods, a portfolio company of Exponent PE, has acquired Fudco | Financial Advisor | |
Published | 04/07/2021 | Phreesia Inc. | Financing, Equity Capital Markets | Follow-On Offering | $258.7 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for Phreesia, Inc. on a follow-on offering | Follow-On Offering | Passive Bookrunner |
Published | 04/07/2021 | Century Bancorp, Inc | Mergers & Acquisitions | Sell-Side | $642.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sell-side advisor for Century Bancorp, Inc. on sale to Eastern Bankshares, Inc. | Century Bancorp, Inc. has been acquired by Eastern Bankshares, Inc. | Financial Advisor |
Published | 04/07/2021 | Otonomy, Inc. | Financing, Equity Capital Markets | CMFO | $30.1 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Otonomy, Inc. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Active Bookrunner |
Published | 04/06/2021 | px Group | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as lead corporate finance advisor for Blue Water Energy LLP on sale of its controlling stake in pxGroup to the firm's management team backed by institutional investors | Blue Water Energy LLP, has sold its controlling stake in pxGroup to the firm's management team backed by institutional investors | Financial Advisor | |
Published | 04/05/2021 | Ferraro Foods, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as co-advisor for Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, on its sale to Kelso & Company | Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, has been acquired by Kelso & Company | Co-Lead | |
Published | 04/05/2021 | North Star Leasing | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, Real Estate | Piper Sandler served as sell-side advisor for North Star Leasing on sale to Peoples Bank, a wholly owned subsidiary of Peoples Bancorp | North Star Leasing has been acquired by Peoples Bank, a wholly owned subsidiary of Peoples Bancorp | Financial Advisor | |
Published | 04/04/2021 | Ivenix, Inc. | Financing, Equity Private Placements | Minority Capital Raise | Image
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Healthcare, Med-Tech | Piper Sandler served as sole financial advisor and sole placement agent for Ivenix, Inc., a portfolio company of F-Prime Capital Partners, on an exclusive partnership and investment from Smiths Medical | Minority Capital Raise | Financial Advisor | |
Published | 04/02/2021 | Zilift AS | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Zilift AS on divestiture of Zilift Holdings Limited to Schlumberger | Zilift AS has divested Zilift Holdings Limited to Schlumberger | Financial Advisor | |
Published | 04/01/2021 | World Insurance Associates LLC | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Insurance | World Insurance Associates has acquired Scottish American | Financial Advisor | ||
Published | 04/01/2021 | Lument Finance Trust | Financing, Equity Capital Markets | Preferred Stock | $60.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as active bookrunner for Lument Finance Trust on a 7.875% Series A cumulative redeemable preferred stock offering | Preferred Stock | Active Bookrunner |
Published | 04/01/2021 | Ingersoll Rand Inc. | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as sell-side advisor for Ingersoll Rand on divestiture of a majority interest in its High Pressure Solutions Segment to American Industrial Partners | Ingersoll Rand has divested a majority interest in its High Pressure Solutions Segment to American Industrial Partners | Financial Advisor | |
Published | 04/01/2021 | Pacific Western Bank | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $400.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole bookrunner for Pacific Western Bank on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Left Bookrunner |
Published | 04/01/2021 | Sammons Financial | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $850.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as co-manager for Sammons Financial on a senior notes offering | Senior Notes | Co-Manager |
Published | 04/01/2021 | Mission Bankcorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $12.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for Mission Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent |
Published | 04/01/2021 | New York Mortgage Trust, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Notes | $100.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as sole placement agent for NYMT on a 5.75% senior notes offering due in 2026 | Senior Notes | Sole Placement Agent |
Published | 04/01/2021 | Garrett Motion Inc. | Restructuring | Chapter 11 Reorganization | $4.0 Billion | Image
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Services & Industrials | Piper Sandler served as investment banker for Honeywell on its $1B+ claim in the Garrett Motion Inc. Chapter 11 reorganization | Chapter 11 Reorganization | Financial Advisor |
Published | 04/01/2021 | PacWest Bancorp | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for PacWest Bancorp on acquisition of a Homeowners Association Services business unit from MUFG Union Bank, N.A. | PacWest Bancorp has acquired a Homeowners Association Services business unit from MUFG Union Bank, N.A. | Financial Advisor | |
Published | 04/01/2021 | Lument Finance Trust | Financing, Equity Capital Markets | Preferred Stock | $60.0 Million | Image
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Financial Services, Real Estate | Piper Sandler served as bookrunner for Lument Finance Trust on a 7.875% Series A cumulative redeemable preferred stock | Preferred Stock | Active Bookrunner |
Published | 04/01/2021 | QMax Solutions Inc. | Mergers & Acquisitions | Division Carve Out | Image
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Energy & Power, Oilfield Services & Equipment | Piper Sandler served as financial advisor for administrators of Qmax Solutions Inc on divestiture of its middle eastern drilling fluids business to undisclosed buyer | Qmax Solutions Inc has divested its middle eastern drilling fluids business to an undisclosed buyer | Financial Advisor |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.