Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	05/01/2021	Valley National Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$300.0 Million	Image	Financial Services, Depositories	Piper Sandler served as bookrunner for Valley on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Active Bookrunner
Published	05/01/2021	1251 Capital Group	Financing, Piper Sandler Finance	Senior Term Loan	$100.0 Million	Image	Financial Services, Asset & Wealth Management	Piper Sandler served as sole underwriter and administrative agent for 1251 Capital Group on a senior secured term loan, delayed draw term loan and revolver	Senior Secured Term Loan Delayed Draw Term Loan & Revolver	Sole Underwriter
Published	05/01/2021	Arthur J. Gallagher & Co.	Financing, Equity Capital Markets	Follow-On Offering	$1.5 Billion	Image	Financial Services, Insurance	Piper Sandler served as co-manager for Arthur J. Gallagher & Co. on a follow-on offering	Follow-On Offering	Co-Manager
Published	05/01/2021	Life Design Holding Company, Inc.	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Notes	$20.0 Million	Image	Financial Services, Depositories	Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031	Subordinated Notes	Sole Placement Agent
Published	04/30/2021	Darktrace Ltd.	Financing, Equity Capital Markets	IPO	$263.6 Million	Image	Technology, Software	Piper Sandler served as bookrunner for Darktrace Ltd. on it's initial public offering	Initial Public Offering	Active Bookrunner
Published	04/30/2021	Danone	Mergers & Acquisitions	Buy-Side		Image Image	Consumer, Food & Beverage	Piper Sandler served as buy-side advisor for Danone on its acquisition of Earth Island, maker of the Follow Your Heart brand of plant-based foods	Danone has acquired Follow Your Heart	Financial Advisor
Published	04/30/2021	The HydraFacial Company	Mergers & Acquisitions	Sell-Side	$1.1 Billion	Image Image Image Image	Consumer, Beauty & Personal Care, Healthcare, Med-Tech	Piper Sandler served as sell-side advisor for The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, on sale to Vesper Healthcare Acquisition Corp.	The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, has been acquired by Vesper Healthcare Acquisition Corp.	Financial Advisor
Published	04/30/2021	New Era Technology Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image Image Image	Services & Industrials	Piper Sandler served as sole debt placement agent for New Era Technology, Inc., a portfolio company of Sentinel Capital Partners, LLC and Gemini Investors LLC on its debt placement	Senior Term Loan	Sole Placement Agent
Published	04/29/2021	Mid Penn Bancorp, Inc.	Equity Capital Markets, Financing	Follow-On Offering	$75.0 Million	Image	Financial Services, Depositories	Piper Sandler served as left bookrunner for Mid Penn Bancorp, Inc. on a follow-on offering	Follow-On Offering	Left Bookrunner
Published	04/29/2021	Tulsa Valley Bancshares Corporation	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$10.0 Million		Financial Services, Depositories	Piper Sandler served as sole placement agent for Tulsa Valley Bancshares Corporation on a $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2031	Subordinated Debt	Sole Placement Agent
Published	04/28/2021	Privia Health Group, Inc.	Financing, Equity Capital Markets	IPO	$515.7 Million	Image	Healthcare, Information-Driven Healthcare	Piper Sandler served as bookrunner for Privia Health Group, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	04/28/2021	Endeavor Group Holdings, Inc.	Financing, Equity Capital Markets	IPO	$511.0 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for Endeavor Group Holdings, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	04/28/2021	Endeavor Group Holdings, Inc.	Equity Capital Markets, Financing	IPO	$511.0 Million	Image	Financial Services, Specialty Finance	Piper Sandler served as bookrunner for Endeavor Group Holdings on its initial public offering	Initial Public Offering	Passive Bookrunner
Published	04/27/2021	FTC Solar	Financing, Equity Capital Markets	IPO	$257.9 Million	Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as co-manager for FTC Solar, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	04/26/2021	New York Community Bancorp, Inc.	Mergers & Acquisitions	Buy-Side	$2.6 Billion	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for New York Community Bancorp, Inc. on acquisition of Flagstar Bancorp, Inc.	New York Community Bancorp, Inc. has acquired Flagstar Bancorp, Inc.	Financial Advisor
Published	04/23/2021	CoastalSouth Bancshares	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for CoastalSouth Bankshares on acquisition of Cornerstone Bancshares, Inc.	CoastalSouth Bankshares has acquired Cornerstone Bancshares, Inc.	Financial Advisor
Published	04/22/2021	Rain Therapeutics	Financing, Equity Capital Markets	IPO	$124.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Rain Therapeutics, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner
Published	04/22/2021	Stella Environmental Services, LLC	Mergers & Acquisitions	Sell-Side		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor for Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, on sale to Leonard Green & Partners, L.P.	Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, has been acquired by Leonard Green & Partners, L.P.	Financial Advisor
Published	04/21/2021	KnowBe4, Inc.	Financing, Equity Capital Markets	IPO	$174.8 Million	Image	Technology, Software	Piper Sandler served as co-manager for KnowBe4, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	04/20/2021	Skywater Technology, Inc.	Financing, Equity Capital Markets	IPO	$112.1 Million	Image	Technology, Hardware	Piper Sandler served as bookrunner for SkyWater Technology, Inc. on its initial public offering	Initial Public Offering	Active Bookrunner