Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 05/01/2021 Life Design Holding Company, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $20.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 05/01/2021 Arthur J. Gallagher & Co. Financing, Equity Capital Markets Follow-On Offering $1.5 Billion Financial Services, Insurance Piper Sandler served as co-manager for Arthur J. Gallagher & Co. on a follow-on offering Follow-On Offering Co-Manager
Published 05/01/2021 Valley National Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $300.0 Million Financial Services, Depositories Piper Sandler served as bookrunner for Valley on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Active Bookrunner
Published 05/01/2021 Compeer Financial Equity Capital Markets, Financing Preferred Stock $100.0 Million Financial Services Piper Sandler served as left bookrunner for Compeer Financial on a 4.875% fixed-rate perpetual preferred stock offering Preferred Stock Left Bookrunner
Published 04/30/2021 The HydraFacial Company Mergers & Acquisitions Sell-Side $1.1 Billion Consumer, Beauty & Personal Care, Healthcare, Med-Tech Piper Sandler served as sell-side advisor for The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, on sale to Vesper Healthcare Acquisition Corp. The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, has been acquired by Vesper Healthcare Acquisition Corp. Financial Advisor
Published 04/30/2021 Darktrace Ltd. Financing, Equity Capital Markets IPO $263.6 Million Technology, Software Piper Sandler served as bookrunner for Darktrace Ltd. on it's initial public offering Initial Public Offering Active Bookrunner
Published 04/30/2021 New Era Technology Inc. Financing, Debt Capital Markets Senior Term Loan Services & Industrials Piper Sandler served as sole debt placement agent for New Era Technology, Inc., a portfolio company of Sentinel Capital Partners, LLC and Gemini Investors LLC on its debt placement Senior Term Loan Sole Placement Agent
Published 04/30/2021 Danone Mergers & Acquisitions Buy-Side Consumer, Food & Beverage Piper Sandler served as buy-side advisor for Danone on its acquisition of Earth Island, maker of the Follow Your Heart brand of plant-based foods Danone has acquired Follow Your Heart Financial Advisor
Published 04/29/2021 Mid Penn Bancorp, Inc. Equity Capital Markets, Financing Follow-On Offering $75.0 Million Financial Services, Depositories Piper Sandler served as left bookrunner for Mid Penn Bancorp, Inc. on a follow-on offering Follow-On Offering Left Bookrunner
Published 04/29/2021 Tulsa Valley Bancshares Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $10.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Tulsa Valley Bancshares Corporation on a $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2031 Subordinated Debt Sole Placement Agent
Published 04/28/2021 Privia Health Group, Inc. Financing, Equity Capital Markets IPO $515.7 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Privia Health Group, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 04/28/2021 Endeavor Group Holdings, Inc. Equity Capital Markets, Financing IPO $511.0 Million Financial Services, Specialty Finance Piper Sandler served as bookrunner for Endeavor Group Holdings on its initial public offering Initial Public Offering Passive Bookrunner
Published 04/28/2021 Endeavor Group Holdings, Inc. Financing, Equity Capital Markets IPO $511.0 Million Technology, Internet & Digital Media Piper Sandler served as co-manager for Endeavor Group Holdings, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 04/27/2021 FTC Solar Financing, Equity Capital Markets IPO $257.9 Million Energy & Power, Renewables & Clean Energy Piper Sandler served as co-manager for FTC Solar, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 04/26/2021 New York Community Bancorp, Inc. Mergers & Acquisitions Buy-Side $2.6 Billion Financial Services, Depositories Piper Sandler served as buy-side advisor for New York Community Bancorp, Inc. on acquisition of Flagstar Bancorp, Inc. New York Community Bancorp, Inc. has acquired Flagstar Bancorp, Inc. Financial Advisor
Published 04/23/2021 CoastalSouth Bancshares Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for CoastalSouth Bankshares on acquisition of Cornerstone Bancshares, Inc. CoastalSouth Bankshares has acquired Cornerstone Bancshares, Inc. Financial Advisor
Published 04/22/2021 Stella Environmental Services, LLC Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as sell-side advisor for Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, on sale to Leonard Green & Partners, L.P. Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, has been acquired by Leonard Green & Partners, L.P. Financial Advisor
Published 04/22/2021 Rain Therapeutics Financing, Equity Capital Markets IPO $124.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Rain Therapeutics, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 04/21/2021 KnowBe4, Inc. Financing, Equity Capital Markets IPO $174.8 Million Technology, Software Piper Sandler served as co-manager for KnowBe4, Inc. on its initial public offering Initial Public Offering Co-Manager
Published 04/20/2021 FedNat Holding Company Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Debt $21.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent and sole solicitation agent for the consent solication for FedNat Holding Company on a $21.0 million offering of 5.00% convertible senior unsecured notes due in 2026 Subordinated Debt Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.