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Investment Banking Transactions
Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 05/01/2021 | Life Design Holding Company, Inc. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $20.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for Life Design Holding Company, Inc., holding company for Fidelity Bank, on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Sole Placement Agent | |
Published | 05/01/2021 | Arthur J. Gallagher & Co. | Financing, Equity Capital Markets | Follow-On Offering | $1.5 Billion | Image
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Financial Services, Insurance | Piper Sandler served as co-manager for Arthur J. Gallagher & Co. on a follow-on offering | Follow-On Offering | Co-Manager |
Published | 05/01/2021 | Valley National Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Notes | $300.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as bookrunner for Valley on a 3.00% fixed-to-floating rate subordinated notes offering due in 2031 | Subordinated Notes | Active Bookrunner |
Published | 05/01/2021 | Compeer Financial | Equity Capital Markets, Financing | Preferred Stock | $100.0 Million | Image
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Financial Services | Piper Sandler served as left bookrunner for Compeer Financial on a 4.875% fixed-rate perpetual preferred stock offering | Preferred Stock | Left Bookrunner |
Published | 04/30/2021 | The HydraFacial Company | Mergers & Acquisitions | Sell-Side | $1.1 Billion | Image
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Consumer, Beauty & Personal Care, Healthcare, Med-Tech | Piper Sandler served as sell-side advisor for The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, on sale to Vesper Healthcare Acquisition Corp. | The Hydrafaical Company, a portfolio company of Linden Capital Partners and DW Healthcare Partners, has been acquired by Vesper Healthcare Acquisition Corp. | Financial Advisor |
Published | 04/30/2021 | Darktrace Ltd. | Financing, Equity Capital Markets | IPO | $263.6 Million | Image
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Technology, Software | Piper Sandler served as bookrunner for Darktrace Ltd. on it's initial public offering | Initial Public Offering | Active Bookrunner |
Published | 04/30/2021 | New Era Technology Inc. | Financing, Debt Capital Markets | Senior Term Loan | Image
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Services & Industrials | Piper Sandler served as sole debt placement agent for New Era Technology, Inc., a portfolio company of Sentinel Capital Partners, LLC and Gemini Investors LLC on its debt placement | Senior Term Loan | Sole Placement Agent | |
Published | 04/30/2021 | Danone | Mergers & Acquisitions | Buy-Side | Image
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Consumer, Food & Beverage | Piper Sandler served as buy-side advisor for Danone on its acquisition of Earth Island, maker of the Follow Your Heart brand of plant-based foods | Danone has acquired Follow Your Heart | Financial Advisor | |
Published | 04/29/2021 | Mid Penn Bancorp, Inc. | Equity Capital Markets, Financing | Follow-On Offering | $75.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as left bookrunner for Mid Penn Bancorp, Inc. on a follow-on offering | Follow-On Offering | Left Bookrunner |
Published | 04/29/2021 | Tulsa Valley Bancshares Corporation | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $10.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for Tulsa Valley Bancshares Corporation on a $10.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2031 | Subordinated Debt | Sole Placement Agent | |
Published | 04/28/2021 | Privia Health Group, Inc. | Financing, Equity Capital Markets | IPO | $515.7 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as bookrunner for Privia Health Group, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 04/28/2021 | Endeavor Group Holdings, Inc. | Equity Capital Markets, Financing | IPO | $511.0 Million | Image
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Financial Services, Specialty Finance | Piper Sandler served as bookrunner for Endeavor Group Holdings on its initial public offering | Initial Public Offering | Passive Bookrunner |
Published | 04/28/2021 | Endeavor Group Holdings, Inc. | Financing, Equity Capital Markets | IPO | $511.0 Million | Image
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Technology, Internet & Digital Media | Piper Sandler served as co-manager for Endeavor Group Holdings, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 04/27/2021 | FTC Solar | Financing, Equity Capital Markets | IPO | $257.9 Million | Image
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Energy & Power, Renewables & Clean Energy | Piper Sandler served as co-manager for FTC Solar, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 04/26/2021 | New York Community Bancorp, Inc. | Mergers & Acquisitions | Buy-Side | $2.6 Billion | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for New York Community Bancorp, Inc. on acquisition of Flagstar Bancorp, Inc. | New York Community Bancorp, Inc. has acquired Flagstar Bancorp, Inc. | Financial Advisor |
Published | 04/23/2021 | CoastalSouth Bancshares | Mergers & Acquisitions | Buy-Side | Image
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Financial Services, Depositories | Piper Sandler served as buy-side advisor for CoastalSouth Bankshares on acquisition of Cornerstone Bancshares, Inc. | CoastalSouth Bankshares has acquired Cornerstone Bancshares, Inc. | Financial Advisor | |
Published | 04/22/2021 | Stella Environmental Services, LLC | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, on sale to Leonard Green & Partners, L.P. | Stella Environmental Holdings, Inc., a portfolio company of Hidden Harbor Capital Partners, has been acquired by Leonard Green & Partners, L.P. | Financial Advisor | |
Published | 04/22/2021 | Rain Therapeutics | Financing, Equity Capital Markets | IPO | $124.9 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Rain Therapeutics, Inc. on its initial public offering | Initial Public Offering | Active Bookrunner |
Published | 04/21/2021 | KnowBe4, Inc. | Financing, Equity Capital Markets | IPO | $174.8 Million | Image
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Technology, Software | Piper Sandler served as co-manager for KnowBe4, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 04/20/2021 | FedNat Holding Company | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $21.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as sole placement agent and sole solicitation agent for the consent solication for FedNat Holding Company on a $21.0 million offering of 5.00% convertible senior unsecured notes due in 2026 | Subordinated Debt | Sole Placement Agent |