Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 03/01/2021 William Penn Bancorporation Equity Capital Markets, Financing Follow-On Offering $126.4 Million Financial Services, Depositories Piper Sandler served as sole placement agent for William Penn Bancorproation on a follow-on offering Follow-On Offering Sole Placement Agent
Published 03/01/2021 Fulton Financial Corporation Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $135.0 Million Financial Services, Depositories Piper Sandler served as sole dealer manager for Fulton Financial Corporation on a tender offer, 4.50% subordinated notes offering and 3.60% senior notes offering Subordinated Notes Sole Admin Agent
Published 03/01/2021 First Northwest Bancorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $40.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for First Northwest Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 03/01/2021 Business Development Corporation of America Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $300.0 Million Financial Services, Specialty Finance Piper Sandler served as co-manager for Business Development Corporation of America on a 3.25% senior notes offering due in 2026 Senior Notes Co-Manager
Published 03/01/2021 FedNat Holding Company Financing, Equity Capital Markets Follow-On Offering $16.6 Million Financial Services, Insurance Piper Sandler served as sole bookrunner for Federated National on a follow-on offering Follow-On Offering Left Bookrunner
Published 02/26/2021 Regent Holding Company Financing, Debt Capital Markets Senior Term Loan $133.0 Million Consumer, Diversified Consumer Products Piper Sandler served as sole debt placement agent for Regent Holding Company, LLC on debt financing Senior Term Loan Sole Placement Agent
Published 02/26/2021 The Colson Group, Inc. Mergers & Acquisitions Sell-Side $230.0 Million Services & Industrials Piper Sandler served as sell-side advisor for Colson Group, a portflio company of Sentinel Capital Partners, on sale to Blue Wolf Capital Partners Colson Group, a portflio company of Sentinel Capital Partners, has been acquired by Blue Wolf Capital Partners Financial Advisor
Published 02/26/2021 Leonard Buildings and Truck Accessories Mergers & Acquisitions Sell-Side Consumer, Diversified Consumer Products, Retail & Disruptive Commerce Piper Sandler served as sell-side advisor for Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, on sale to Kinderhook Industries, LLC Leonard Buildings and Truck Accessories, a portfolio company of Copeley Capital, has been acquired by Kinderhook Industries, LLC Financial Advisor
Published 02/26/2021 AEA Investors LP Mergers & Acquisitions Buy-Side Chemicals, Consumer, Agriculture, Biorenewables & Cannabis Piper Sandler served as buy-side advisor for AEA Investors LP on acquisition of Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners AEA Investors LP has acquired Verdesian Life Sciences, a portfolio company of Paine Schwartz Partners Financial Advisor
Published 02/24/2021 Avita Medical Limited Financing, Equity Capital Markets CMFO $69.1 Million Healthcare, Med-Tech Piper Sandler served as left bookrunner for AVITA Medical Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Left Bookrunner
Published 02/24/2021 USHG Acquisition Corp. Financing, Equity Capital Markets IPO $250.0 Million Consumer, Restaurants Piper Sandler served as bookrunner for USHG Acquisition Corp on its initial public offering Initial Public Offering Active Bookrunner
Published 02/22/2021 Interlock Investments Ltd Mergers & Acquisitions Sell-Side Consumer, Food & Beverage Piper Sandler acted as exclusive sell-side advisor to Interlock Investments on the sale to Wismettach Harro Foods a subsidiary of Nishimoto Co., Ltd Interlock Investments Ltd and its trading subsidiary Sco-Fro Group Ltd have been acquired by Nishimoto Co. Ltd Financial Advisor
Published 02/22/2021 Alliance Spine & Pain Centers Financing, Debt Capital Markets Senior Term Loan $75.5 Million Healthcare, Healthcare Services Piper Sandler served as sole debt placement agent for Alliance Spine & Pain Centers, P.C., a portfolio company of ICV Partners, LLC Senior Term Loan Sole Placement Agent
Published 02/22/2021 Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. Mergers & Acquisitions Buy-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as corporate finance advisor for Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. on acquistion of certain share capital, operating assets and IP from Newsco International Energy Services Inc. Sawafi Al-Jazeera Oilfield Products and Services Co. Ltd. has acquired certain share capital, operating assets and IP from Newsco International Energy Services Inc. Financial Advisor
Published 02/18/2021 First National Corporation Mergers & Acquisitions Buy-Side $31.6 Million Financial Services, Depositories Piper Sandler served as buy-side advisor for First National Corporation on acquisition of Bank of Fincastle First National Corporation has acquired Bank of Fincastle Financial Advisor
Published 02/17/2021 International Rubber Products, Inc. Mergers & Acquisitions Sell-Side Healthcare, Med-Tech Piper Sandler served as sell-side advisor for International Rubber Products, Inc. on sale to Integrated Polymer Solutions, a portfolio company of Arcline Investment Management International Rubber Products, Inc. has been acquired by Integrated Polymer Solutions, a portfolio company of Arcline Investment Management Financial Advisor
Published 02/17/2021 ESSA Pharma Inc. Financing, Equity Capital Markets Follow-On Offering $149.9 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Essa Pharma, Inc. on a follow-on offering Follow-On Offering Active Bookrunner
Published 02/17/2021 Talis Biomedical Financing, Equity Capital Markets IPO $253.9 Million Healthcare, Tools & Diagnostics Piper Sandler served as bookrunner for Talis Biomedical Corporation on its initial public offering Initial Public Offering Active Bookrunner
Published 02/16/2021 Protective Insurance Corporation Mergers & Acquisitions Sell-Side $338.0 Million Financial Services, Insurance Piper Sandler served as sell-side advisor for Protective Insurance Corporation on sale to The Progressive Corporation Protective Insurance Corporation has been acquired by The Progressive Corporation Financial Advisor
Published 02/16/2021 Echelon Fitness Multimedia, LLC Financing, Equity Private Placements Minority Capital Raise Consumer, Health & Wellness Services, Technology, Internet & Digital Media Piper Sandler served as sole placement agent for Echelon Fitness Multimedia LLC, a portfolio company of North Castle Partners, on capital raise from Goldman Sachs Merchant Banking Division Echelon Fitness Multimedia LLC, a portfolio company of North Castle Partners, has received a capital raise from Goldman Sachs Merchant Banking Division Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.