Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 04/07/2021 Phreesia Inc. Financing, Equity Capital Markets Follow-On Offering $258.7 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Phreesia, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 04/07/2021 Century Bancorp, Inc Mergers & Acquisitions Sell-Side $642.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Century Bancorp, Inc. on sale to Eastern Bankshares, Inc. Century Bancorp, Inc. has been acquired by Eastern Bankshares, Inc. Financial Advisor
Published 04/06/2021 px Group Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as lead corporate finance advisor for Blue Water Energy LLP on sale of its controlling stake in pxGroup to the firm's management team backed by institutional investors Blue Water Energy LLP, has sold its controlling stake in pxGroup to the firm's management team backed by institutional investors Financial Advisor
Published 04/05/2021 North Star Leasing Mergers & Acquisitions Sell-Side Financial Services, Real Estate Piper Sandler served as sell-side advisor for North Star Leasing on sale to Peoples Bank, a wholly owned subsidiary of Peoples Bancorp North Star Leasing has been acquired by Peoples Bank, a wholly owned subsidiary of Peoples Bancorp Financial Advisor
Published 04/05/2021 Ferraro Foods, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as co-advisor for Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, on its sale to Kelso & Company Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, has been acquired by Kelso & Company Co-Lead
Published 04/04/2021 Ivenix, Inc. Financing, Equity Private Placements Minority Capital Raise Healthcare, Med-Tech Piper Sandler served as sole financial advisor and sole placement agent for Ivenix, Inc., a portfolio company of F-Prime Capital Partners, on an exclusive partnership and investment from Smiths Medical Minority Capital Raise Financial Advisor
Published 04/02/2021 Zilift AS Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Zilift AS on divestiture of Zilift Holdings Limited to Schlumberger Zilift AS has divested Zilift Holdings Limited to Schlumberger Financial Advisor
Published 04/01/2021 Garrett Motion Inc. Restructuring Chapter 11 Reorganization $4.0 Billion Services & Industrials Piper Sandler served as investment banker for Honeywell on its $1B+ claim in the Garrett Motion Inc. Chapter 11 reorganization Chapter 11 Reorganization Financial Advisor
Published 04/01/2021 Sammons Financial Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $850.0 Million Financial Services, Insurance Piper Sandler served as co-manager for Sammons Financial on a senior notes offering Senior Notes Co-Manager
Published 04/01/2021 Pacific Western Bank Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $400.0 Million Financial Services, Depositories Piper Sandler served as sole bookrunner for Pacific Western Bank on a 3.25% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Left Bookrunner
Published 04/01/2021 World Insurance Associates LLC Mergers & Acquisitions Buy-Side Financial Services, Insurance World Insurance Associates has acquired Scottish American Financial Advisor
Published 04/01/2021 PacWest Bancorp Mergers & Acquisitions Buy-Side Financial Services, Depositories Piper Sandler served as buy-side advisor for PacWest Bancorp on acquisition of a Homeowners Association Services business unit from MUFG Union Bank, N.A. PacWest Bancorp has acquired a Homeowners Association Services business unit from MUFG Union Bank, N.A. Financial Advisor
Published 04/01/2021 WT Holdings, Inc. Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Senior Notes $60.0 Million Financial Services, Insurance Piper Sandler served as sole placement agent for WT Holdings, Inc. on 5.50% senior unsecured notes offering due in 2028 Senior Notes Sole Placement Agent
Published 04/01/2021 Mission Bankcorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $12.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Mission Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 04/01/2021 Lument Finance Trust Financing, Equity Capital Markets Preferred Stock $60.0 Million Financial Services, Real Estate Piper Sandler served as active bookrunner for Lument Finance Trust on a 7.875% Series A cumulative redeemable preferred stock offering Preferred Stock Active Bookrunner
Published 04/01/2021 Ingersoll Rand Inc. Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Ingersoll Rand on divestiture of a majority interest in its High Pressure Solutions Segment to American Industrial Partners Ingersoll Rand has divested a majority interest in its High Pressure Solutions Segment to American Industrial Partners Financial Advisor
Published 04/01/2021 Frontier Communications Parent, Inc. Restructuring Chapter 11 Reorganization $18.0 Billion Technology, Internet & Digital Media Piper Sandler served as investment banker for the 2L noteholders in the Frontier Communications Parent, Inc. 11 reorganization Chapter 11 Reorganization Financial Advisor
Published 04/01/2021 Narragansett Financial Corp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $45.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Narragansett Financial Corp, hollding company for Bay Coast Bank, on a 3.875% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 04/01/2021 Lument Finance Trust Financing, Equity Capital Markets Preferred Stock $60.0 Million Financial Services, Real Estate Piper Sandler served as bookrunner for Lument Finance Trust on a 7.875% Series A cumulative redeemable preferred stock Preferred Stock Active Bookrunner
Published 04/01/2021 New York Mortgage Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $100.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for NYMT on a 5.75% senior notes offering due in 2026 Senior Notes Sole Placement Agent

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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