Investment Banking Transactions

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Date Client Type Sub-Type Amt. Logo Sector/Sub-Sector Description Tombstone Description PSC Role
Published 04/09/2021 AFC Industries, Inc. Mergers & Acquisitions Sell-Side $242.0 Million Services & Industrials Piper Sandler served as sell-side advisor for AFC Industries, Inc., a portfolio company of Incline Equity Partners, on sale to Bertram Capital AFC Industries, Inc., a portfolio company of Incline Equity Partners, has been acquired by Bertram Capital Financial Advisor
Published 04/09/2021 Ology Bioservices, Inc. Mergers & Acquisitions Sell-Side Healthcare, Biopharma, Information-Driven Healthcare Piper Sandler served as sell-side advisor for Ology Bioservices, Inc. on sale to National Resilience, Inc. Ology Bioservices, Inc. has been acquired by National Resilience, Inc. Financial Advisor
Published 04/09/2021 Upstart Network, Inc. Financing, Equity Capital Markets Follow-On Offering $276.0 Million Technology, Software Piper Sandler served as co-manager for Upstart Network, Inc. on a follow-on offering Follow-On Offering Co-Manager
Published 04/08/2021 Reneo Pharmaceuticals Financing, Equity Capital Markets IPO $93.7 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Reneo Pharmaceuticals, Inc. on its initial public offering Initial Public Offering Active Bookrunner
Published 04/08/2021 Vibrant Foods Mergers & Acquisitions Buy-Side Consumer, Food & Beverage Piper Sandler served as buy-side advisor for Vibrant Foods, a portfolio company of Exponent PE, on acquisition of Fudco Vibrant Foods, a portfolio company of Exponent PE, has acquired Fudco Financial Advisor
Published 04/07/2021 Otonomy, Inc. Financing, Equity Capital Markets CMFO $30.1 Million Healthcare, Biopharma Piper Sandler served as bookrunner for Otonomy, Inc. on a confidentially marketed follow-on offering Confidentially Marketed Follow-On Offering Active Bookrunner
Published 04/07/2021 Century Bancorp, Inc Mergers & Acquisitions Sell-Side $642.0 Million Financial Services, Depositories Piper Sandler served as sell-side advisor for Century Bancorp, Inc. on sale to Eastern Bankshares, Inc. Century Bancorp, Inc. has been acquired by Eastern Bankshares, Inc. Financial Advisor
Published 04/07/2021 Phreesia Inc. Financing, Equity Capital Markets Follow-On Offering $258.7 Million Healthcare, Information-Driven Healthcare Piper Sandler served as bookrunner for Phreesia, Inc. on a follow-on offering Follow-On Offering Passive Bookrunner
Published 04/06/2021 px Group Mergers & Acquisitions Sell-Side Energy & Power, Oilfield Services & Equipment Piper Sandler served as lead corporate finance advisor for Blue Water Energy LLP on sale of its controlling stake in pxGroup to the firm's management team backed by institutional investors Blue Water Energy LLP, has sold its controlling stake in pxGroup to the firm's management team backed by institutional investors Financial Advisor
Published 04/05/2021 Ferraro Foods, Inc. Mergers & Acquisitions Sell-Side Services & Industrials Piper Sandler served as co-advisor for Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, on its sale to Kelso & Company Ferraro Fine Foods Corp., a portfolio company of Kainos Capital, has been acquired by Kelso & Company Co-Lead
Published 04/05/2021 North Star Leasing Mergers & Acquisitions Sell-Side Financial Services, Real Estate Piper Sandler served as sell-side advisor for North Star Leasing on sale to Peoples Bank, a wholly owned subsidiary of Peoples Bancorp North Star Leasing has been acquired by Peoples Bank, a wholly owned subsidiary of Peoples Bancorp Financial Advisor
Published 04/04/2021 Ivenix, Inc. Financing, Equity Private Placements Minority Capital Raise Healthcare, Med-Tech Piper Sandler served as sole financial advisor and sole placement agent for Ivenix, Inc., a portfolio company of F-Prime Capital Partners, on an exclusive partnership and investment from Smiths Medical Minority Capital Raise Financial Advisor
Published 04/02/2021 Zilift AS Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Zilift AS on divestiture of Zilift Holdings Limited to Schlumberger Zilift AS has divested Zilift Holdings Limited to Schlumberger Financial Advisor
Published 04/01/2021 Fenzi Group Mergers & Acquisitions Sell-Side Chemicals Piper Sandler served as financial advisor for Fenzi Holdings, a global leading manufacturer and supplier of materials for flat glass processing, on partnership with Arsenal Capital Partners who provided additional capital to help accelerate the growth of the company Fenzi Holdings has received funding from Arsenal Capital Partners Financial Advisor
Published 04/01/2021 Mission Bankcorp Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing Subordinated Notes $12.0 Million Financial Services, Depositories Piper Sandler served as sole placement agent for Mission Bancorp on a 3.75% fixed-to-floating rate subordinated notes offering due in 2031 Subordinated Notes Sole Placement Agent
Published 04/01/2021 Lument Finance Trust Financing, Equity Capital Markets Preferred Stock $60.0 Million Financial Services, Real Estate Piper Sandler served as bookrunner for Lument Finance Trust on a 7.875% Series A cumulative redeemable preferred stock Preferred Stock Active Bookrunner
Published 04/01/2021 New York Mortgage Trust, Inc. Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services Senior Notes $100.0 Million Financial Services, Real Estate Piper Sandler served as sole placement agent for NYMT on a 5.75% senior notes offering due in 2026 Senior Notes Sole Placement Agent
Published 04/01/2021 Ingersoll Rand Inc. Mergers & Acquisitions Division Carve Out Energy & Power, Oilfield Services & Equipment Piper Sandler served as sell-side advisor for Ingersoll Rand on divestiture of a majority interest in its High Pressure Solutions Segment to American Industrial Partners Ingersoll Rand has divested a majority interest in its High Pressure Solutions Segment to American Industrial Partners Financial Advisor
Published 04/01/2021 Garrett Motion Inc. Restructuring Chapter 11 Reorganization $4.0 Billion Services & Industrials Piper Sandler served as investment banker for Honeywell on its $1B+ claim in the Garrett Motion Inc. Chapter 11 reorganization Chapter 11 Reorganization Financial Advisor
Published 04/01/2021 World Insurance Associates LLC Mergers & Acquisitions Buy-Side Financial Services, Insurance World Insurance Associates has acquired Scottish American Financial Advisor

Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022, DBO Partners on 10/10/2022 and Aviditi Advisors on 8/23/2024, transactions completed prior were executed by the respective firm.

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