Investment Banking Transactions

	Date	Client	Type	Sub-Type	Amt.	Logo	Sector/Sub-Sector	Description	Tombstone Description	PSC Role
Published	03/23/2021	ACV Auctions, Inc.	Financing, Equity Capital Markets	IPO	$475.8 Million	Image	Technology, Internet & Digital Media	Piper Sandler served as co-manager for ACV Auctions, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/23/2021	Brokers International, Ltd.	Mergers & Acquisitions	Sell-Side		Image Image	Financial Services, Insurance	Piper Sandler served as sell-side advisor for Brokers International, Ltd. on sale to Integrity Marketing Group, LLC	Brokers International, Ltd. has been acquired by Integrity Marketing Group, LLC	Financial Advisor
Published	03/23/2021	Array Technologies, Inc.	Financing, Equity Capital Markets	Follow-On Offering	$993.3 Million	Image	Energy & Power, Renewables & Clean Energy	Piper Sandler served as co-manager for Array Technologies, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/23/2021	Seacoast Banking Corporation of Florida	Mergers & Acquisitions	Buy-Side	$102.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Seacoast Banking Corporation of Florida on acquisition of Legacy Bank of Florida	Seacoast Banking Corporation of Florida has acquired Legacy Bank of Florida	Financial Advisor
Published	03/22/2021	Banc of California, Inc.	Mergers & Acquisitions	Buy-Side	$235.0 Million	Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for Banc of California, Inc. on acquisition of Pacific Mercantile Bancorp	Banc of California, Inc. has acquired Pacific Mercantile Bancorp	Financial Advisor
Published	03/22/2021	Sterling Bancorp, Inc.	Mergers & Acquisitions	Division Carve Out		Image Image	Financial Services, Depositories	Piper Sandler served as sell-side advisor for Sterling Bancorp, Inc. on divestiture of one branch in Bellevue, Washington to First Northwest Bancorp	Sterling Bancorp, Inc. divested one branch in Bellevue, Washington to First Northwest Bancorp	Financial Advisor
Published	03/19/2021	Fidelity Federal Bancorp	Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing	Subordinated Debt	$35.0 Million	Image	Financial Services, Depositories	Piper Sandler served as the sole placement agent for Fidelity Federal Bancorp on a subordinated notes offering	Subordinated Debt	Sole Placement Agent
Published	03/18/2021	The Bank of Tampa	Mergers & Acquisitions	Buy-Side		Image Image	Financial Services, Depositories	Piper Sandler served as buy-side advisor for The Bank of Tampa on acquisition of Hillsboro Bank	The Bank of Tampa has acquired Hillsboro Bank	Financial Advisor
Published	03/18/2021	Connect Biopharma	Financing, Equity Capital Markets	IPO	$219.9 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Connect Biopharma Holdings Limited on its initial public offering	Initial Public Offering	Active Bookrunner
Published	03/18/2021	Solid Biosciences Inc.	Financing, Equity Capital Markets	Follow-On Offering	$143.7 Million	Image	Healthcare, Biopharma	Piper Sandler served as bookrunner for Solid Biosciences, Inc. on a follow-on offering	Follow-On Offering	Active Bookrunner
Published	03/17/2021	Rapid7, Inc.	Financing, Equity Capital Markets	Convertible Offering	$600.0 Million	Image	Technology, Software	Piper Sandler served as co-manager for Rapid7, Inc. on its senior unsecured convertible notes offering	Convertible Offering	Co-Manager
Published	03/16/2021	Renewable Energy Group, Inc.	Financing, Equity Capital Markets	CMFO	$385.0 Million	Image	Consumer, Agriculture, Biorenewables & Cannabis, Energy & Power, Renewables & Clean Energy	Piper Sandler served as co-manager for Renewable Energy Group, Inc. on a confidentially marketed follow-on offering	Confidentially Marketed Follow-On Offering	Co-Manager
Published	03/16/2021	Olo, Inc.	Financing, Equity Capital Markets	IPO	$517.5 Million	Image	Technology, Software	Piper Sandler served as co-manager for Olo, Inc. on its initial public offering	Initial Public Offering	Co-Manager
Published	03/15/2021	Par Pacific Holdings Inc	Financing, Equity Capital Markets	Follow-On Offering	$92.0 Million	Image	Energy & Power, Midstream & Downstream	Piper Sandler served as co-manager for Par Pacific Holdings, Inc. on a follow-on offering	Follow-On Offering	Co-Manager
Published	03/15/2021	MakoRabco Inc.	Financing, Debt Capital Markets	Senior Term Loan		Image	Services & Industrials	Piper Sandler served as sole debt placement agent for Mako Steel on its senior secured credit facility	Senior Term Loan	Sole Placement Agent
Published	03/15/2021	Pioneer Natural Resources	Mergers & Acquisitions	Division Carve Out		Image Image Image Image	Energy & Power, Oilfield Services & Equipment	Piper Sandler served as sell-side advisor for Pioneer Well Services, a wholly-owned subsidiary of Pioneer Natural Resources, on sale to American Well Services, a portfolio company of Argonaut Private Equity	Pioneer Well Services, a wholly-owned subsidiary of Pioneer Natural Resources, has been acquired by American Well Services, a portfolio company of Argonaut Private Equity	Financial Advisor
Published	03/12/2021	Canyon Midstream Partners II, LLC	Mergers & Acquisitions	Division Carve Out		Image Image	Energy & Power	Piper Sandler served as sell-side advisor for Canyon Midstream Partners II on its sale of Oklahoma natural gas gathering and processing assets to Tall Oak Midstream	Canyon Midstream Partners II has sold its Oklahoma natural gas gathering and processing assets to Tall Oak Midstream	Financial Advisor
Published	03/12/2021	Beauty by Imagination, Inc.	Financing, Piper Sandler Finance	Senior Term Loan	$146.7 Million	Image	Consumer, Beauty & Personal Care	Piper Sandler Finance served as sole underwriter and collateral agent for Beauty by Imagination on a senior secured term loan	Senior Secured Term Loan	Sole Underwriter
Published	03/12/2021	Aeva Technologies, Inc.	Financing, Equity Capital Markets	Advisory	$1.5 Billion	Image Image	Technology, EV/Mobility	Piper Sandler served as financial advisor for Aeva, Inc. and InterPrivate Acquisition Corp. on their business combination via a reverse merger	Aeva, Inc. has combined with InterPrivate Acquisition Corp. in a reverse merger	Financial Advisor
Published	03/12/2021	Superior Industries, LLC	Mergers & Acquisitions	Division Carve Out		Image Image Image	Services & Industrials	Piper Sandler served as sell-side advisor to Superior Industries, LLC on its divestiture of Hancock Concrete Products to Oldcastle Infrastructure, a CRH company	Hancock Concrete Products, a division of Superior Industries, LLC, has been acquired by Oldcastle Infrastructure, a CRH company	Financial Advisor