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Date | Client | Type | Sub-Type | Amt. | Logo | Sector/Sub-Sector | Description | Tombstone Description | PSC Role | |
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Published | 12/23/2020 | First Commercial Bancshares | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $15.0 Million | Financial Services, Depositories | Piper Sandler served as sole placement agent for First Commercial Bancshares, Inc. on a $15.0 million offering of 5.00% fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent | |
Published | 12/22/2020 | CBC Bancorp | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $25.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as sole placement agent for CBC Bancorp on a $25.0 million offering of fixed-to-floating rate subordinated notes due in 2030 | Subordinated Debt | Sole Placement Agent |
Published | 12/22/2020 | Peapack-Gladstone Financial Corp. | Debt Capital Markets - Depositories, Real Estate & Financial Services, Financing | Subordinated Debt | $100.0 Million | Image
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Financial Services, Depositories | Piper Sandler served as lead placement agent for Peapack-Gladstone Financial Corporation on a $100.0 million offering of 3.50% fixed-to-floating rate subordinated notes offering due in 2030 | Subordinated Debt | Joint Placement Agent |
Published | 12/22/2020 | AWP, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Services & Industrials | Piper Sandler served as sell-side advisor for AWP, Inc., a portfolio company of The Riverside Company, on sale to Kohlberg & Company | AWP, Inc., a portfolio company of The Riverside Company, has been acquired by Kohlberg & Company | Financial Advisor | |
Published | 12/21/2020 | eMDs Holdings Inc. | Mergers & Acquisitions | Sell-Side | $240.0 Million | Image
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Healthcare, Information-Driven Healthcare | Piper Sandler served as sell-side advisor for MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, on sale to Compugroup Holding USA | MDs Holdings, Inc., a portfolio company of Marlin Equity Partners, has been acquired by Compugroup Holding USA | Financial Advisor |
Published | 12/18/2020 | DynaGrid Holdings, LLC | Mergers & Acquisitions | Sell-Side | Image
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Energy & Power, Energy & Power Infrastructure | Piper Sandler & Co. served as sell-side advisor for DynaGrid Holdings LLC, a portfolio company of CIC Partners, on sale to Brown Brothers Harriman Capital Partners. DynaGrid is the one of the largest independent providers of comprehensive transmission sub-grade and sitework services to electric utilities in Texas and surrounding states | DynaGrid Holdings LLC, a portfolio company of CIC Partners, has been acquired by Brown Brothers Harriman Capital Partners | Financial Advisor | |
Published | 12/18/2020 | Obsidian Insurance Holdings, Inc. | Financing, Debt Capital Markets - Depositories, Real Estate & Financial Services | Senior Unsecured Debt | $20.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as lead placement agent for Obsidian Insurance Holdings, Inc. on a $20.0 million offering of 6.50% fixed rate senior unsecured notes due in 2025 | Senior Unsecured Debt | Lead Placement Agent |
Published | 12/17/2020 | Gamida Cell Ltd. | Financing, Equity Capital Markets | CMFO | $74.5 Million | Image
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Healthcare, Biopharma | Piper Sandler served as left bookrunner for Gamida Cell Ltd. on a confidentially marketed follow-on offering | Confidentially Marketed Follow-On Offering | Left Bookrunner |
Published | 12/16/2020 | Ondot Systems, Inc. | Mergers & Acquisitions | Sell-Side | Image
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Financial Services, FinTech | Piper Sandler served as as sell-side advisor for Ondot Systems, Inc. on sale to Fiserv, Inc. | Ondot Systems, Inc. has has been acquired by Fiserv, Inc. | Financial Advisor | |
Published | 12/16/2020 | Midwest Holding Inc. | Equity Capital Markets, Financing | IPO | $70.0 Million | Image
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Financial Services, Insurance | Piper Sandler served as sole bookrunner for Midwest Holding Inc. on its initial public offering | Initial Public Offering | Lead Bookrunner |
Published | 12/15/2020 | Ocular Therapeutix, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $92.1 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Ocular Therapeutix, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/15/2020 | Arvinas | Financing, Equity Capital Markets | Follow-On Offering | $459.9 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Arvinas, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/11/2020 | VIVUS Inc. | Restructuring | Chapter 11 Reorganization | $270.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as investment banker for VIVUS, Inv. on its Chapter 11 Plan of Reorganization | Chapter 11 Reorganization | Financial Advisor |
Published | 12/11/2020 | Perimeter Foods (fka Italian Rose) | Financing, Debt Capital Markets | Senior Term Loan | Image
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Consumer, Food & Beverage | Piper Sandler served as sole debt placement agent for Perimeter Brands LLC, a portfolio company of Blue Point Capital Partners, LLC, on a debt capital raise | Senior Term Loan | Sole Placement Agent | |
Published | 12/10/2020 | Protagonist Therapeutics, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $115.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Protagonist Therapeutics, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | Rocket Pharmaceuticals, Inc. | Financing, Equity Capital Markets | Follow-On Offering | $299.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for Rocket Pharmaceuticals, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | ALX Oncology | Financing, Equity Capital Markets | Follow-On Offering | $208.0 Million | Image
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Healthcare, Biopharma | Piper Sandler served as bookrunner for ALX Oncology Holdings, Inc. on a follow-on offering | Follow-On Offering | Active Bookrunner |
Published | 12/09/2020 | Airbnb, Inc. | Financing, Equity Capital Markets | IPO | $3.8 Billion | Image
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Technology, Internet & Digital Media | Piper Sandler served as co-manager for Airbnb, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Published | 12/08/2020 | Progenity, Inc. | Financing, Equity Capital Markets | Convertible Offering | $85.5 Million | Image
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Healthcare, Tools & Diagnostics | Piper Sandler served as sole underwriter for Progenity, Inc. on a convertible offering | Convertible Offering | Sole Underwriter |
Published | 12/08/2020 | C3.ai, Inc. | Financing, Equity Capital Markets | IPO | $748.7 Million | Image
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Technology, Software | Piper Sandler served as co-manager for C3.ai, Inc. on its initial public offering | Initial Public Offering | Co-Manager |
Piper Sandler acquired TRS Advisors on 12/31/2020, Stamford Partners on 6/13/2022 and DBO Partners on 10/10/2022, transactions completed prior were executed by the respective firm.